0000724683-19-000034.txt : 20190814 0000724683-19-000034.hdr.sgml : 20190814 20190814121558 ACCESSION NUMBER: 0000724683-19-000034 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190630 FILED AS OF DATE: 20190814 DATE AS OF CHANGE: 20190814 EFFECTIVENESS DATE: 20190814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PIPER JAFFRAY & CO. CENTRAL INDEX KEY: 0000724683 IRS NUMBER: 410953246 STATE OF INCORPORATION: DE FISCAL YEAR END: 1200 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15951 FILM NUMBER: 191024519 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 BUSINESS PHONE: 612-303-6359 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL STREET 2: SUITE 1000 CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 FORMER COMPANY: FORMER CONFORMED NAME: U.S. BANCORP PIPER JAFFRAY INC. DATE OF NAME CHANGE: 20020129 FORMER COMPANY: FORMER CONFORMED NAME: U S BANCORP PIPER JAFFRAY INC /BD DATE OF NAME CHANGE: 20020129 FORMER COMPANY: FORMER CONFORMED NAME: US BANCORP PIPER JAFFRAY INC /MN/ /BD DATE OF NAME CHANGE: 20000719 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000724683 XXXXXXXX 06-30-2019 06-30-2019 PIPER JAFFRAY & CO.

800 NICOLLET MALL SUITE 1000 MINNEAPOLIS MN 55402-7020

13F HOLDINGS REPORT 028-15951 N Ann C. McCague 612-303-6359 Ann C. McCague Minneapolis MN 08-14-2019 0 18 75784 false INFORMATION TABLE 2 pjc_13f_2q2019.xml ALPHABET INC CAP STK CL A 02079K305 3 3 SH SOLE 3 0 0 DOMINION ENERGY INC UNIT 08/15/2019 25746U836 28712 574128 SH SOLE 574128 0 0 ELECTRONICS FOR IMAGING INC NOTE 0.750% 9/0 286082AC6 6930 7000000 PRN SOLE 7000000 0 0 GLOBAL BLOOD THERAPEUTICS IN COM 37890U108 288 5484 SH SOLE 5484 0 0 GLOBAL BRASS & COPPR HLDGS I COM 37953G103 9 200 SH SOLE 200 0 0 GRUBHUB INC COM 400110102 6 71 SH SOLE 71 0 0 INTERMOLECULAR INC COM 45882D109 1 1000 SH SOLE 1000 0 0 MOTUS GI HLDGS INC COM 62014P108 2 695 SH SOLE 695 0 0 NEXTERA ENERGY INC UNIT 09/01/2019 65339F820 5707 87898 SH SOLE 87898 0 0 REALM THERAPEUTICS PLC SPONSORED ADS 75606L103 2 611 SH SOLE 611 0 0 RED HAT INC NOTE 0.250%10/0 756577AD4 1653 650000 PRN SOLE 650000 0 0 RWT HLDGS INC NOTE 5.625%11/1 749772AB5 4010 4000000 PRN SOLE 4000000 0 0 SALESFORCE COM INC COM 79466L302 6 38 SH SOLE 38 0 0 SEELOS THERAPEUTICS INC COM 81577F109 361 164778 SH SOLE 164778 0 0 TRANSMEDICS GROUP INC COM 89377M109 870 30000 SH SOLE 30000 0 0 TWITTER INC NOTE 0.250% 9/1 90184LAB8 6701 6769000 PRN SOLE 6769000 0 0 U S WELL SVCS INC CL A 91274U101 2455 509337 SH SOLE 509337 0 0 VISTRA ENERGY CORP UNIT 02/02/2024 92840M300 18068 195582 SH SOLE 195582 0 0