0000724683-18-000019.txt : 20180813
0000724683-18-000019.hdr.sgml : 20180813
20180813124700
ACCESSION NUMBER: 0000724683-18-000019
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180630
FILED AS OF DATE: 20180813
DATE AS OF CHANGE: 20180813
EFFECTIVENESS DATE: 20180813
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIPER JAFFRAY & CO.
CENTRAL INDEX KEY: 0000724683
IRS NUMBER: 410953246
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1200
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15951
FILM NUMBER: 181011290
BUSINESS ADDRESS:
STREET 1: 800 NICOLLET MALL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
BUSINESS PHONE: 612-303-6359
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL
STREET 2: SUITE 1000
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
FORMER COMPANY:
FORMER CONFORMED NAME: U.S. BANCORP PIPER JAFFRAY INC.
DATE OF NAME CHANGE: 20020129
FORMER COMPANY:
FORMER CONFORMED NAME: U S BANCORP PIPER JAFFRAY INC /BD
DATE OF NAME CHANGE: 20020129
FORMER COMPANY:
FORMER CONFORMED NAME: US BANCORP PIPER JAFFRAY INC /MN/ /BD
DATE OF NAME CHANGE: 20000719
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0000724683
XXXXXXXX
06-30-2018
06-30-2018
PIPER JAFFRAY & CO.
800 NICOLLET MALL
SUITE 1000
MINNEAPOLIS
MN
55402-7020
13F HOLDINGS REPORT
028-15951
N
Ann C. McCague
Chief Compliance Officer
612-303-6359
Ann C. McCague
Minneapolis
MN
08-13-2018
0
14
147659
false
INFORMATION TABLE
2
pjc_13f_2q2018.xml
ALON USA ENERGY INC
NOTE 3.000% 9/1
020520AB8
31501
16690000
PRN
SOLE
16690000
0
0
ANTHEM INC
NOTE 2.750%10/1
94973VBG1
11068
3383000
PRN
SOLE
3383000
0
0
INVESTORS BANCORP INC NEW
COM
46146L101
128
10000
SH
SOLE
10000
0
0
MARVELL TECHNOLOGY GROUP LTD
ORD
G5876H105
3
152
SH
SOLE
152
0
0
MEDIDATA SOLUTIONS INC
NOTE 1.000% 8/0
58471AAB1
15386
11164000
PRN
SOLE
11164000
0
0
MICRON TECHNOLOGY INC
COM
595112103
1
16
SH
SOLE
16
0
0
NEWS CORP NEW
CL B
65249B208
10
600
SH
SOLE
600
0
0
NUTANIX INC
CL A
67059N108
103
2000
SH
SOLE
2000
0
0
PALO ALTO NETWORKS INC
NOTE 7/0
697435AB1
27396
14759000
PRN
SOLE
14759000
0
0
RED HAT INC
NOTE 0.250%10/0
756577AD4
35745
18372000
PRN
SOLE
18372000
0
0
SERVICENOW INC
NOTE 11/0
81762PAB8
4935
2086000
PRN
SOLE
2086000
0
0
STERICYCLE INC
DEP PFD A 1/10
858912207
6293
128063
SH
SOLE
128063
0
0
WORKDAY INC
NOTE 0.750% 7/1
98138HAC5
14765
10174000
PRN
SOLE
10174000
0
0
WPX ENERGY INC
PFD SER A CV
98212B202
325
4309
SH
SOLE
4309
0
0