0000724683-18-000015.txt : 20180515 0000724683-18-000015.hdr.sgml : 20180515 20180515103639 ACCESSION NUMBER: 0000724683-18-000015 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180331 FILED AS OF DATE: 20180515 DATE AS OF CHANGE: 20180515 EFFECTIVENESS DATE: 20180515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PIPER JAFFRAY & CO. CENTRAL INDEX KEY: 0000724683 IRS NUMBER: 410953246 STATE OF INCORPORATION: DE FISCAL YEAR END: 1200 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15951 FILM NUMBER: 18834015 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 BUSINESS PHONE: 612-303-6359 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL STREET 2: SUITE 1000 CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 FORMER COMPANY: FORMER CONFORMED NAME: U.S. BANCORP PIPER JAFFRAY INC. DATE OF NAME CHANGE: 20020129 FORMER COMPANY: FORMER CONFORMED NAME: U S BANCORP PIPER JAFFRAY INC /BD DATE OF NAME CHANGE: 20020129 FORMER COMPANY: FORMER CONFORMED NAME: US BANCORP PIPER JAFFRAY INC /MN/ /BD DATE OF NAME CHANGE: 20000719 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000724683 XXXXXXXX 03-31-2018 03-31-2018 PIPER JAFFRAY & CO.

800 NICOLLET MALL SUITE 1000 MINNEAPOLIS MN 55402-7020

13F HOLDINGS REPORT 028-15951 N Ann C. McCague 612-303-6359 Ann C. McCague Minneapolis MN 05-15-2018 0 14 51297 false INFORMATION TABLE 2 pjc_13f_1q2018.xml ANADARKO PETE CORP UNIT 99/99/9999 032511404 172 5763 SH SOLE 29.8 5763 0 0 APTEVO THERAPEUTICS INC COM 03835L108 1 181 SH SOLE 3.27 181 0 0 FATE THERAPEUTICS INC COM 31189P102 61 6217 SH SOLE 9.76 6217 0 0 INSULET CORP NOTE 2.000% 6/1 45784PAD3 1564 850000 PRN SOLE 184.03 850000 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 1172 6150 SH SOLE 190.57 6150 0 0 LAM RESEARCH CORP NOTE 1.250% 5/1 512807AL2 23043 6812000 PRN SOLE 338.267 6812000 0 0 LIGAND PHARMACEUTICALS INC NOTE 0.750% 8/1 53220KAD0 14265 6489000 PRN SOLE 219.83 6489000 0 0 MOMENTA PHARMACEUTICALS INC COM 60877T100 2 100 SH SOLE 18.15 100 0 0 SANGAMO THERAPEUTICS INC COM 800677106 1 75 SH SOLE 19 75 0 0 SHUTTERFLY INC NOTE 0.250% 5/1 82568PAB2 3865 3085082 PRN SOLE 125.268 3085082 0 0 SHUTTERFLY INC COM 82568P304 101 1246 SH SOLE 81.25 1246 0 0 STERICYCLE INC DEP PFD A 1/10 858912207 145 3209 SH SOLE 45.25 3209 0 0 TEEKAY TANKERS LTD CL A Y8565N102 12 10132 SH SOLE 1.19 10132 0 0 VERISIGN INC SDCV 3.250% 8/1 92343EAD4 6893 2000000 PRN SOLE 344.63 2000000 0 0