0000724683-18-000008.txt : 20180214
0000724683-18-000008.hdr.sgml : 20180214
20180214135231
ACCESSION NUMBER: 0000724683-18-000008
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20171231
FILED AS OF DATE: 20180214
DATE AS OF CHANGE: 20180214
EFFECTIVENESS DATE: 20180214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIPER JAFFRAY & CO.
CENTRAL INDEX KEY: 0000724683
IRS NUMBER: 410953246
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1200
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15951
FILM NUMBER: 18610628
BUSINESS ADDRESS:
STREET 1: 800 NICOLLET MALL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
BUSINESS PHONE: 612-303-6359
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL
STREET 2: SUITE 1000
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
FORMER COMPANY:
FORMER CONFORMED NAME: U.S. BANCORP PIPER JAFFRAY INC.
DATE OF NAME CHANGE: 20020129
FORMER COMPANY:
FORMER CONFORMED NAME: U S BANCORP PIPER JAFFRAY INC /BD
DATE OF NAME CHANGE: 20020129
FORMER COMPANY:
FORMER CONFORMED NAME: US BANCORP PIPER JAFFRAY INC /MN/ /BD
DATE OF NAME CHANGE: 20000719
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0000724683
XXXXXXXX
12-31-2017
12-31-2017
PIPER JAFFRAY & CO.
800 NICOLLET MALL
SUITE 1000
MINNEAPOLIS
MN
55402-7020
13F HOLDINGS REPORT
028-15951
N
Ann C. McCague
Chief Compliance Officer
612-303-6359
Ann C. McCague
Minneapolis
MN
02-14-2018
0
14
115248
false
INFORMATION TABLE
2
pjc_13f_4q2017.xml
ALLERGAN PLC
SHS
G0177J108
9635
58900
SH
Call
SOLE
58900
0
0
ALLERGAN PLC
5.5% CNV PFD A
G0177J116
22432
38263
SH
SOLE
38263
0
0
ANTHEM INC
NOTE 2.750%10/1
94973VBG1
2574
835000
PRN
SOLE
835000
0
0
COUPA SOFTWARE INC
COM
22266L106
1807
57884
SH
SOLE
57884
0
0
CYMABAY THERAPEUTICS INC
COM
23257D103
7
800
SH
SOLE
800
0
0
INSULET CORP
NOTE 2.000% 6/1
45784PAD3
745
500000
PRN
SOLE
500000
0
0
LAM RESEARCH CORP
NOTE 1.250% 5/1
512807AL2
21508
7066000
PRN
SOLE
7066000
0
0
MEDTRONIC PLC
SHS
G5960L103
6
77
SH
SOLE
77
0
0
NOVELLUS SYS INC
NOTE 2.625% 5/1
670008AD3
24561
4480000
PRN
SOLE
4480000
0
0
RANGER ENERGY SVCS INC
COM CL A
75282U104
16
1700
SH
SOLE
1700
0
0
SALESFORCE COM INC
NOTE 0.250% 4/0
79466LAD6
25068
16299000
PRN
SOLE
16299000
0
0
SOUTHWESTERN ENERGY CO
DEP SHS 1/20 B
845467208
6863
576701
SH
SOLE
576701
0
0
TANDEM DIABETES CARE INC
COM NEW
875372203
6
2523
SH
SOLE
2523
0
0
ZOSANO PHARMA CORP
COM
98979H103
20
38927
SH
SOLE
38927
0
0