0000724683-16-000129.txt : 20160815
0000724683-16-000129.hdr.sgml : 20160815
20160815124525
ACCESSION NUMBER: 0000724683-16-000129
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160630
FILED AS OF DATE: 20160815
DATE AS OF CHANGE: 20160815
EFFECTIVENESS DATE: 20160815
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIPER JAFFRAY & CO.
CENTRAL INDEX KEY: 0000724683
IRS NUMBER: 410953246
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1200
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15951
FILM NUMBER: 161831318
BUSINESS ADDRESS:
STREET 1: 800 NICOLLET MALL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
BUSINESS PHONE: 612-303-6359
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL
STREET 2: SUITE 1000
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
FORMER COMPANY:
FORMER CONFORMED NAME: U.S. BANCORP PIPER JAFFRAY INC.
DATE OF NAME CHANGE: 20020129
FORMER COMPANY:
FORMER CONFORMED NAME: U S BANCORP PIPER JAFFRAY INC /BD
DATE OF NAME CHANGE: 20020129
FORMER COMPANY:
FORMER CONFORMED NAME: US BANCORP PIPER JAFFRAY INC /MN/ /BD
DATE OF NAME CHANGE: 20000719
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0000724683
XXXXXXXX
06-30-2016
06-30-2016
PIPER JAFFRAY & CO.
800 NICOLLET MALL
SUITE 1000
MINNEAPOLIS
MN
55402-7020
13F HOLDINGS REPORT
028-15951
N
Ann C. McCague
Chief Compliance Officer
612-303-6359
Ann C. McCague
Minneapolis
MN
08-15-2016
0
10
23266
false
INFORMATION TABLE
2
pjc_13f_2q2016.xml
CALLIDUS SOFTWARE INC
COM
13123E500
20
1000
SH
SOLE
1000
0
0
CHERRY HILL MTG INVT CORP
COM
164651101
1
40
SH
SOLE
40
0
0
ECLIPSE RES CORP
COM
27890G100
418
125000
SH
SOLE
125000
0
0
NORTHERN TR CORP
COM
665859104
532
8022
SH
SOLE
8022
0
0
PERMIAN BASIN RTY TR
UNIT BEN INT
714236106
0
1
SH
SOLE
1
0
0
PRO-DEX INC COLO
COM NEW
74265M205
5
973
SH
SOLE
973
0
0
SELECT SECTOR SPDR TR
SBI INT-ENERGY
81369Y506
682
10000
SH
Put
SOLE
10000
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
19041
90900
SH
Put
SOLE
90900
0
0
VENAXIS INC
COM NEW
92262A206
9
2500
SH
SOLE
2500
0
0
VTV THERAPEUTICS INC
CL A
918385105
2558
441006
SH
SOLE
441006
0
0