0000724683-16-000104.txt : 20160516
0000724683-16-000104.hdr.sgml : 20160516
20160516103411
ACCESSION NUMBER: 0000724683-16-000104
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160331
FILED AS OF DATE: 20160516
DATE AS OF CHANGE: 20160516
EFFECTIVENESS DATE: 20160516
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIPER JAFFRAY & CO.
CENTRAL INDEX KEY: 0000724683
IRS NUMBER: 410953246
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1200
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15951
FILM NUMBER: 161651401
BUSINESS ADDRESS:
STREET 1: 800 NICOLLET MALL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
BUSINESS PHONE: 612-303-6359
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL
STREET 2: SUITE 1000
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
FORMER COMPANY:
FORMER CONFORMED NAME: U.S. BANCORP PIPER JAFFRAY INC.
DATE OF NAME CHANGE: 20020129
FORMER COMPANY:
FORMER CONFORMED NAME: U S BANCORP PIPER JAFFRAY INC /BD
DATE OF NAME CHANGE: 20020129
FORMER COMPANY:
FORMER CONFORMED NAME: US BANCORP PIPER JAFFRAY INC /MN/ /BD
DATE OF NAME CHANGE: 20000719
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0000724683
XXXXXXXX
03-31-2016
03-31-2016
PIPER JAFFRAY & CO.
800 NICOLLET MALL
SUITE 1000
MINNEAPOLIS
MN
55402-7020
13F HOLDINGS REPORT
028-15951
N
Ann C. McCague
Chief Compliance Officer
612-303-6359
Ann C. McCague
Minneapolis
MN
05-16-2016
0
20
46099
false
INFORMATION TABLE
2
pjc_13f_1q2016.xml
ALCOBRA LTD
SHS
M2239P109
73
11641
SH
SOLE
11641
0
0
ASCENA RETAIL GROUP INC
COM
04351G101
5
489
SH
SOLE
489
0
0
AURIS MED HLDG AG
COM
H03579101
0
84
SH
SOLE
84
0
0
CLIFTON BANCORP INC
COM
186873105
0
29
SH
SOLE
29
0
0
GENCORP INC
SDCV 4.062%12/3
368682AN0
13359
7350000
PRN
SOLE
7350000
0
0
GILEAD SCIENCES INC
NOTE 1.625% 5/0
375558AP8
3393
825000
PRN
SOLE
825000
0
0
GILEAD SCIENCES INC
COM
375558103
165
1800
SH
SOLE
1800
0
0
INCONTACT INC
COM
45336E109
284
32000
SH
SOLE
32000
0
0
KANSAS CITY SOUTHERN
COM NEW
485170302
17
200
SH
SOLE
200
0
0
LDR HLDG CORP
COM
50185U105
2
81
SH
SOLE
81
0
0
NATERA INC
COM
632307104
1
96
SH
SOLE
96
0
0
OXFORD IMMUNOTEC GLOBAL PLC
ORD SHS
G6855A103
1
65
SH
SOLE
65
0
0
PROTO LABS INC
COM
743713109
84
1095
SH
SOLE
1095
0
0
SELECT SECTOR SPDR TR
SBI INT-ENERGY
81369Y506
4951
80000
SH
Put
SOLE
80000
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SPDR S&P 500 ETF TR
TR UNIT
78462F103
20552
100000
SH
Put
SOLE
100000
0
0
SYNTHESIS ENERGY SYS INC
COM
871628103
0
41
SH
SOLE
41
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0
VOCERA COMMUNICATIONS INC
COM
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7
554
SH
SOLE
554
0
0
VTV THERAPEUTICS INC
CL A
918385105
3179
616155
SH
SOLE
616155
0
0
WELLS FARGO & CO NEW
PERP PFD CNV A
949746804
24
20
SH
SOLE
20
0
0
ZOETIS INC
CL A
98978V103
2
52
SH
SOLE
52
0
0