0000724683-14-000151.txt : 20140814 0000724683-14-000151.hdr.sgml : 20140814 20140814142438 ACCESSION NUMBER: 0000724683-14-000151 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140630 FILED AS OF DATE: 20140814 DATE AS OF CHANGE: 20140814 EFFECTIVENESS DATE: 20140814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PIPER JAFFRAY & CO. CENTRAL INDEX KEY: 0000724683 IRS NUMBER: 410953246 STATE OF INCORPORATION: DE FISCAL YEAR END: 1200 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15951 FILM NUMBER: 141041627 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 BUSINESS PHONE: 612-303-6359 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL STREET 2: SUITE 1000 CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 FORMER COMPANY: FORMER CONFORMED NAME: U.S. BANCORP PIPER JAFFRAY INC. DATE OF NAME CHANGE: 20020129 FORMER COMPANY: FORMER CONFORMED NAME: U S BANCORP PIPER JAFFRAY INC /BD DATE OF NAME CHANGE: 20020129 FORMER COMPANY: FORMER CONFORMED NAME: US BANCORP PIPER JAFFRAY INC /MN/ /BD DATE OF NAME CHANGE: 20000719 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000724683 XXXXXXXX 06-30-2014 06-30-2014 PIPER JAFFRAY & CO.

800 NICOLLET MALL SUITE 1000 MINNEAPOLIS MN 55402-7020

13F HOLDINGS REPORT 028-15951 N Ann C. McCague 612-303-6359 Ann C. McCague Minneapolis MN 08-14-2014 0 122 138555 false INFORMATION TABLE 2 pjc_13f_2q2014.xml 8X8 INC NEW COM 282914100 404 50000 SH SOLE 50000 0 0 ACACIA RESH CORP ACACIA TCH COM 003881307 178 10000 SH SOLE 10000 0 0 ADEPT TECHNOLOGY INC COM NEW 006854202 157 15000 SH SOLE 15000 0 0 AGCO CORP NOTE 1.250%12/1 001084AM4 2105 2105000 PRN SOLE 2105000 0 0 AKORN INC COM 009728106 376 11322 SH SOLE 11322 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 73 1700 SH SOLE 1700 0 0 ANNALY CAP MGMT INC NOTE 5.000% 5/1 035710AB8 6135 6000000 PRN SOLE 6000000 0 0 APOLLO INVT CORP NOTE 5.750% 1/1 03761UAE6 264 250000 PRN SOLE 250000 0 0 APPLE INC COM 037833100 465 5000 SH SOLE 5000 0 0 APPLIED OPTOELECTRONICS INC COM 03823U102 0 2 SH SOLE 2 0 0 ARES CAP CORP NOTE 5.750% 2/0 04010LAB9 531 500000 PRN SOLE 500000 0 0 ARUBA NETWORKS INC COM 043176106 263 15000 SH SOLE 15000 0 0 BARCLAYS BK PLC IPATH S&P500 VIX 06742E711 9924 347000 SH SOLE 347000 0 0 BIG LOTS INC COM 089302103 5 100 SH SOLE 100 0 0 CALLIDUS 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