0000724683-14-000012.txt : 20140515 0000724683-14-000012.hdr.sgml : 20140515 20140515105900 ACCESSION NUMBER: 0000724683-14-000012 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140515 DATE AS OF CHANGE: 20140515 EFFECTIVENESS DATE: 20140515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PIPER JAFFRAY & CO. CENTRAL INDEX KEY: 0000724683 IRS NUMBER: 410953246 STATE OF INCORPORATION: DE FISCAL YEAR END: 1200 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15951 FILM NUMBER: 14844689 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 BUSINESS PHONE: 612-303-6359 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL STREET 2: SUITE 1000 CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 FORMER COMPANY: FORMER CONFORMED NAME: U.S. BANCORP PIPER JAFFRAY INC. DATE OF NAME CHANGE: 20020129 FORMER COMPANY: FORMER CONFORMED NAME: U S BANCORP PIPER JAFFRAY INC /BD DATE OF NAME CHANGE: 20020129 FORMER COMPANY: FORMER CONFORMED NAME: US BANCORP PIPER JAFFRAY INC /MN/ /BD DATE OF NAME CHANGE: 20000719 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000724683 XXXXXXXX 03-31-2014 03-31-2014 PIPER JAFFRAY & CO.

800 NICOLLET MALL SUITE 1000 MINNEAPOLIS MN 55402-7020

13F HOLDINGS REPORT 028-15951 N Ann C. McCague 612-303-6359 Ann C. McCague Minneapolis MN 05-15-2014 0 96 115349 false INFORMATION TABLE 2 pjc_13f_1q2014.xml ACCURAY INC COM 004397105 288 30000 SH SOLE 30000 0 0 ACTAVIS PLC SHS G0083B108 206 1000 SH SOLE 1000 0 0 AKAMAI TECHNOLOGIES INC COM 00971T101 291 5000 SH SOLE 5000 0 0 ALCATEL-LUCENT SPONSORED ADR 013904305 195 50000 SH SOLE 50000 0 0 ALEXION PHARMACEUTICALS INC COM 015351109 15 100 SH SOLE 100 0 0 ALLIANT TECHSYSTEMS INC NOTE 3.000% 8/1 018804AK0 389 209000 PRN SOLE 209000 0 0 ANNALY CAP MGMT INC NOTE 5.000% 5/1 035710AB8 6143 6000000 PRN SOLE 6000000 0 0 APPLE INC COM 037833100 54 100 SH SOLE 100 0 0 APPLIED OPTOELECTRONICS INC COM 03823U102 1 37 SH SOLE 37 0 0 ATMEL CORP COM 049513104 627 75000 SH SOLE 75000 0 0 AUTOBYTEL INC COM NEW 05275N205 249 20000 SH SOLE 20000 0 0 AVG TECHNOLOGIES N V SHS N07831105 524 25000 SH SOLE 25000 0 0 BANK OF AMERICA CORPORATION COM 060505104 258 15000 SH SOLE 15000 0 0 BIOAMBER INC *W EXP 05/09/201 09072Q114 87 40012 SH SOLE 40012 0 0 BIOTELEMETRY INC COM 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