0001209191-17-045534.txt : 20170718 0001209191-17-045534.hdr.sgml : 20170718 20170718172047 ACCESSION NUMBER: 0001209191-17-045534 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170718 FILED AS OF DATE: 20170718 DATE AS OF CHANGE: 20170718 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FOULKES FRED K CENTRAL INDEX KEY: 0001193307 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19253 FILM NUMBER: 17970145 MAIL ADDRESS: STREET 1: BOSTON UNIVERSITY SCHOOL OF MGMENT STREET 2: 595 COMMONWEALTH AVE CITY: BOSTON STATE: MA ZIP: 02215 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PANERA BREAD CO CENTRAL INDEX KEY: 0000724606 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 042723701 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3630 SOUTH GEYER ROAD STREET 2: SUITE 100 CITY: SAINT LOUIS STATE: MO ZIP: 63127 BUSINESS PHONE: 314-984-1000 MAIL ADDRESS: STREET 1: 3630 SOUTH GEYER ROAD STREET 2: SUITE 100 CITY: SAINT LOUIS STATE: MO ZIP: 63127 FORMER COMPANY: FORMER CONFORMED NAME: AU BON PAIN CO INC DATE OF NAME CHANGE: 19940201 FORMER COMPANY: FORMER CONFORMED NAME: AU BON PAIN COMPANY INC DATE OF NAME CHANGE: 19920501 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-07-18 1 0000724606 PANERA BREAD CO PNRA 0001193307 FOULKES FRED K 3630 SOUTH GEYER ROAD, SUITE 100 ST. LOUIS MO 63127 1 0 0 0 Class A Common Stock 2017-07-18 4 D 0 16807 315.00 D 0 D Stock Option (right to buy) 139.17 2017-07-18 4 D 0 687 D 2017-12-28 Class A Common Stock 687 0 D Stock Option (right to buy) 156.30 2017-07-18 4 D 0 612 D 2018-12-26 Class A Common Stock 612 0 D Stock Option (right to buy) 176.07 2017-07-18 4 D 0 543 D 2020-01-02 Class A Common Stock 543 0 D Stock Option (right to buy) 174.80 2017-07-18 4 D 0 549 D 2020-12-31 Class A Common Stock 549 0 D Stock Option (right to buy) 195.18 2017-07-18 4 D 0 652 D 2021-12-30 Class A Common Stock 652 0 D Stock Option (right to buy) 208.06 2017-07-18 4 D 0 612 D 2022-12-28 Class A Common Stock 612 0 D Disposed of pursuant to the Agreement and Plan of Merger, dated as of April 4, 2017, by and among Panera Bread Company, Rye Parent Corp., Rye Merger Sub, Inc. and JAB Holdings B.V. (the "Merger Agreement") in exchange for $315 per share in cash, without interest, less any applicable withholding taxes (the "Merger Consideration"). Pursuant to the Merger Agreement, each outstanding stock option, whether vested or unvested, was cancelled in exchange for a cash payment equal to the product of (i) the excess, if any, of (x) the Merger Consideration over (y) the exercise price per share of such option, and (ii) the number of shares underlying such option. /s/ Louis DiPietro, Attorney in Fact for Fred K. Foulkes 2017-07-18