-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Au9N/8Zizt74aEuDaQTJYC2YTX0Z3BJnxxW3vVKOZkYm3QuohQ7pZNa+Jdoi6poE ZVYxfyZi43ols18gDc/B9Q== 0001058217-99-000228.txt : 19990811 0001058217-99-000228.hdr.sgml : 19990811 ACCESSION NUMBER: 0001058217-99-000228 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990803 GROUP MEMBERS: DOUGLAS A. HIRSCH GROUP MEMBERS: SENECA CAPITAL ADVISORS LLC GROUP MEMBERS: SENECA CAPITAL ADVISORS, LLC GROUP MEMBERS: SENECA CAPITAL INTERNATIONAL, LTD. GROUP MEMBERS: SENECA CAPITAL INVESTMENTS, LLC GROUP MEMBERS: SENECA CAPITAL, L.P. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: JUNO LIGHTING INC CENTRAL INDEX KEY: 0000723888 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 362852993 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-35144 FILM NUMBER: 99677071 BUSINESS ADDRESS: STREET 1: 1300 S WOLF ROAD STREET 2: PO BOX 5065 CITY: DES PLAINES STATE: IL ZIP: 60017-5065 BUSINESS PHONE: 8478279880 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SENECA CAPITAL ADVISORS LLC CENTRAL INDEX KEY: 0001041078 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 043024178 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 830 THIRD AVE STREET 2: 14TH FL CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2123711300 MAIL ADDRESS: STREET 1: 830 THIRD AVE STREET 2: 14TH FL CITY: NEW YORK STATE: NY ZIP: 10022 SC 13G 1 SCHEDULE 13G ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 JUNO LIGHTING, INC. - -------------------------------------------------------------------------------- Name of Issuer Common Stock, $0.001 Par Value - -------------------------------------------------------------------------------- (Title of Class of Securities) 482047-20-6 - -------------------------------------------------------------------------------- (CUSIP Number) June 30, 1999 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] Rule 13d-1(c) [ ] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). ================================================================================ - -------------------------- -------------------------- CUSIP NO. 482047-20-6 SCHEDULE 13G PAGE 2 OF 10 PAGES - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSON/S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON SENECA CAPITAL, L.P. - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (A) [ ] (B) [X] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE - -------------------------------------------------------------------------------- 5. SOLE VOTING POWER 84,756 NUMBER OF -------------------------------------------------- SHARES 6. SHARED VOTING POWER BENEFICIALLY OWNED BY 0 EACH -------------------------------------------------- REPORTING 7. SOLE DISPOSITIVE POWER PERSON WITH: 84,756 -------------------------------------------------- 8. SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 84,756 - -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 3.53% - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* PN ================================================================================ - -------------------------- -------------------------- CUSIP NO. 482047-20-6 SCHEDULE 13G PAGE 3 OF 10 PAGES - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSON/S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON SENECA CAPITAL ADVISORS, LLC - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (A) [ ] (B) [X] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE - -------------------------------------------------------------------------------- 5. SOLE VOTING POWER 0 NUMBER OF -------------------------------------------------- SHARES 6. SHARED VOTING POWER BENEFICIALLY OWNED BY 84,756 EACH -------------------------------------------------- REPORTING 7. SOLE DISPOSITIVE POWER PERSON WITH: 0 -------------------------------------------------- 8. SHARED DISPOSITIVE POWER 84,756 - -------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 84,756 - -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 3.53% - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* 00 - LIMITED LIABILITY COMPANY ================================================================================ - -------------------------- -------------------------- CUSIP NO. 482047-20-6 SCHEDULE 13G PAGE 4 OF 10 PAGES - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSON/S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON SENECA CAPITAL INTERNATIONAL, LTD. - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (A) [ ] (B) [X] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION CAYMAN ISLANDS, BRITISH WEST INDIES - -------------------------------------------------------------------------------- 5. SOLE VOTING POWER 143,849 NUMBER OF -------------------------------------------------- SHARES 6. SHARED VOTING POWER BENEFICIALLY OWNED BY 0 EACH -------------------------------------------------- REPORTING 7. SOLE DISPOSITIVE POWER PERSON WITH: 143,849 -------------------------------------------------- 8. SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 143,849 - -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.99% - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON CO ================================================================================ - -------------------------- -------------------------- CUSIP NO. 482047-20-6 SCHEDULE 13G PAGE 5 OF 10 PAGES - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSON/S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON SENECA CAPITAL INVESTMENTS, LLC - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (A) [ ] (B) [X] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE - -------------------------------------------------------------------------------- 5. SOLE VOTING POWER 10,155 NUMBER OF -------------------------------------------------- SHARES 6. SHARED VOTING POWER BENEFICIALLY OWNED BY 143,849 EACH -------------------------------------------------- REPORTING 7. SOLE DISPOSITIVE POWER PERSON WITH: 10,155 -------------------------------------------------- 8. SHARED DISPOSITIVE POWER 143,849 - -------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 154,004 - -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 6.42% - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON 00 - LIMITED LIABILITY COMPANY ================================================================================ - -------------------------- -------------------------- CUSIP NO. 482047-20-6 SCHEDULE 13G PAGE 6 OF 10 PAGES - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSON/S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON DOUGLAS A. HIRSCH - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (A) [ ] (B) [X] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION USA - -------------------------------------------------------------------------------- 5. SOLE VOTING POWER 0 NUMBER OF -------------------------------------------------- SHARES 6. SHARED VOTING POWER BENEFICIALLY OWNED BY 238,760 EACH -------------------------------------------------- REPORTING 7. SOLE DISPOSITIVE POWER PERSON WITH: 0 -------------------------------------------------- 8. SHARED DISPOSITIVE POWER 238,760 - -------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 238,760 - -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 9.95% - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON IN ================================================================================ CUSIP NO. 482047-20-6 SCHEDULE 13G PAGE 7 OF 10 PAGES - --------------------- --- ---- ITEM 1. (a) Name of Issuer: Juno Lighting, Inc. ------------------- (b) Address of Issuer's Principal Executive Offices: 1300 S. Wolf Road P.O. Box 5065 Des Plaines, IL 60017-5065 ------------------------------------------------------------- ITEM 2. (a) Name of Persons Filing: (b) Address of Principal Business Office or, if none, Residence: (c) Citizenship: Seneca Capital, L.P. 830 Third Avenue, 14th Floor New York, NY 10022 (Delaware limited partnership) Seneca Capital Advisors, LLC 830 Third Avenue, 14th Floor New York, NY 10022 (Delaware limited liability company) Seneca Capital International, Ltd. c/o Consolidated Fund Management (BVI) Limited P. O. Box HM 2257 Par La Ville Place 14 Par La Ville Road Hamilton HMJX, Bermuda (Cayman Islands (BWI) Company) Seneca Capital Investments, LLC 830 Third Avenue, 14th Floor New York, NY 10022 (Delaware limited liability company) Douglas A. Hirsch c/o Seneca Capital 830 Third Avenue, 14th Floor New York, NY 10022 (United States Citizen) (d) Title of Class of Securities: Common Stock, $0.001 Par Value ------------------------------ (e) CUSIP Number: 482047-20-6 ----------- ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULE 13D-1(B), OR 13D-2(B), CHECK WHETHER THE PERSON FILING IS A: (a) [ ] Broker or Dealer registered under Section 15 of the Act (b) [ ] Bank as defined in section 3(a)(6) of the Act (c) [ ] Insurance Company as defined in section 3(a)(19) of the Act (d) [ ] Investment Company registered under section 8 of the Investment Company Act of 1940 CUSIP NO. 482047-20-6 SCHEDULE 13G PAGE 8 OF 10 PAGES - --------------------- --- ---- (e) [ ] Investment Adviser registered under section 203 of the Investment Advisers Act or under the laws of any State (f) [ ] Employee Benefit Plan, Pension fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see ss.240.13d-1(b)(1)(ii)(F) (g) [ ] Parent Holding Company, in accordance with ss.240.13d-1(b)(ii)(G) (Note: See Item 7) (h) [ ] A Savings Association as defined in Section 3(b) of the Federal Deposit Insurance Act (i) [ ] A Church Plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (j) [ ] Group, in accordance with ss.240.13d-1(b)(1)(ii)(J) If this statement is filed pursuant to ss.240.13d-1(c), check this box [X]. ITEM 4. OWNERSHIP Provide the following information as of that date and identify those shares which there is a right to acquire. DOUGLAS A. HIRSCH* (a) Amount Beneficially Owned: 769,800 - -------------------------------------------------------------------------------- (b) Percent of Class: 9.95% (Based on 2,400,000 shares of common stock issued and outstanding as of June 30, 1999, as set forth in the Company's Form 8-K of such date). - -------------------------------------------------------------------------------- (c) Number of shares as to which such person has: (i)sole power to vote or to direct the vote: 0 ----------------------- (ii)shared power to vote or to direct the vote: 238,760 ---------------------- (iii)sole power to dispose or to direct the disposition of: 0 ---------- (iv) shared power to dispose or to direct the disposition of: 238,760 ---------- SENECA CAPITAL, L.P. (a) Amount Beneficially Owned: 84,756 ------------------------------------------- (b) Percent of Class: 3.53% ---------------------------------------------------- (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 84,756 ----------------------- (ii) shared power to vote or to direct the vote: 0 --------------------- (iii)sole power to dispose or to direct the disposition of: 84,756 ---------- (iv) shared power to dispose or to direct the disposition of: 0 --------- SENECA CAPITAL ADVISORS, LLC** (a) Amount Beneficially Owned: 84,756 ------------------------------------------- (b) Percent of Class: 3.53% ---------------------------------------------------- (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 0 ----------------------- (ii) shared power to vote or to direct the vote: 84,756 --------------------- (iii)sole power to dispose or to direct the disposition of: 0 ---------- (iv) shared power to dispose or to direct the disposition of: 84,756 -------- - -------------- * SHARES REPORTED FOR DOUGLAS A. HIRSCH INCLUDE SHARES BENEFICIALLY OWNED BY SENECA CAPITAL, L.P. AND SENECA CAPITAL INTERNATIONAL, LTD., WHICH ENTITIES MAY BE DEEMED TO BE CONTROLLED BY MR. HIRSCH BECAUSE HE IS THE MANAGING MEMBER OF SENECA CAPITAL ADVISORS, LLC (THE SOLE GENERAL PARTNER OF SENECA CAPITAL, L.P.) AND THE MANAGING MEMBER OF SENECA CAPITAL INVESTMENTS, LLC (THE INVESTMENT ADVISOR OF SENECA CAPITAL INTERNATIONAL, LTD.). **SHARES REPORTED FOR SENECA CAPITAL ADVISORS, LLC INCLUDE SHARES BENEFICIALLY OWNED BY SENECA CAPITAL, L.P. OF WHICH SENECA CAPITAL ADVISORS, LLC IS THE SOLE GENERAL PARTNER. CUSIP NO. 482047-10-7 SCHEDULE 13G PAGE 9 OF 10 PAGES - --------------------- --- ---- SENECA CAPITAL INTERNATIONAL, LTD. (a) Amount Beneficially Owned: 143,849 ------------------------------------------- (b) Percent of Class: 5.99% ---------------------------------------------------- (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 143,849 ----------------------- (ii) shared power to vote or to direct the vote: 0 --------------------- (iii)sole power to dispose or to direct the disposition of: 143,849 ---------- (iv) shared power to dispose or to direct the disposition of: 0 --------- SENECA CAPITAL INVESTMENTS, LLC*** (a) Amount Beneficially Owned: 154,004 ------------------------------------------- (b) Percent of Class: 6.42% ---------------------------------------------------- (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 10,155 ----------------------- (ii) shared power to vote or to direct the vote: 143,849 --------------------- (iii)sole power to dispose or to direct the disposition of: 10,155 ---------- (iv) shared power to dispose or to direct the disposition of: 143,849 -------- - ------------- *** SHARES REPORTED FOR SENECA CAPITAL INVESTMENTS, LLC INCLUDE SHARES BENEFICIALLY OWNED BY SENECA CAPITAL INTERNATIONAL, LTD. TO WHICH SENECA CAPITAL INVESTMENTS, LLC IS INVESTMENT ADVISOR,, AS WELL AS SHARES WHICH SENECA CAPITAL INVESTMENTS, LLC ACQUIRED ON BEHALF OF AND AS INVESTMENT ADVISOR TO CERTAIN MANAGED BROKERAGE ACCOUNTS OWNED BY PARTIES WHICH ARE INDEPENDENT OF THE SENECA ENTITIES. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ]. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON Not Applicable ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY Not Applicable ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP Not Applicable ITEM 9. NOTICE OF DISSOLUTION OF GROUP Not Applicable ITEM 10. CERTIFICATION By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. PAGE 10 OF 10 PAGES ---- ---- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I hereby certify that the information set forth in this statement is true, complete and correct. Date: July 30, 1999 SENECA CAPITAL, L.P. By Seneca Capital Advisors, LLC, its General Partner By: /s/ Douglas A. Hirsch ------------------------------------------ Douglas A. Hirsch, Its Managing Member SENECA CAPITAL INTERNATIONAL, LTD. By Seneca Capital Investments, LLC By: /s/ Douglas A. Hirsch ------------------------------------------ Douglas A. Hirsch, Its Managing Member By: /s/ Douglas A. Hirsch ------------------------------------------ Douglas A. Hirsch, Individually -----END PRIVACY-ENHANCED MESSAGE-----