485BPOS 1 a485bpos.htm a485bpos.htm
As filed with the Securities and Exchange Commission on March 19, 2013
1933 Act Registration No. 002-85229
1940 Act Registration No. 811-03802
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.  20549
 
FORM N-1A
 
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933
[ X ]
 
Pre-Effective Amendment No.
_____
[    ]
 
 
Post-Effective Amendment No.
   100   
[ X ]
 

and/or
REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 [ X ] 
 
Amendment No.
   101  
[ X ]
 
 
(Check appropriate box or boxes)
 
NEUBERGER BERMAN INCOME FUNDS
(Exact Name of Registrant as Specified in Charter)
c/o Neuberger Berman Management LLC
605 Third Avenue, 2nd Floor
New York, New York 10158-0180
(Address of Principal Executive Offices)
 
Registrant’s Telephone Number, including Area Code: (212) 476-8800
 
Robert Conti
Chief Executive Officer and President
Neuberger Berman Income Funds
c/o Neuberger Berman Management LLC
605 Third Avenue, 2nd Floor
New York, New York 10158-0180
 
(Name and Address of Agent for Service)
 
With copies to:
 
Arthur C. Delibert, Esq.
K&L Gates LLP
1601 K Street, N.W.
Washington, D.C.  20006-1600
___________________________________
 
Approximate Date of Proposed Public Offering: Continuous
 
It is proposed that this filing will become effective (check appropriate box):
 
 X immediately upon filing pursuant to paragraph (b)
      on _________________ pursuant to paragraph (b)
      60 days after filing pursuant to paragraph (a)(1)
      on _________________ pursuant to paragraph (a)(1)
      75 days after filing pursuant to paragraph (a)(2)
      on _________________ pursuant to paragraph (a)(2) of Rule 485.

If appropriate, check the following box:
 
___ this post-effective amendment designates a new effective date for a previously filed post-effective amendment.
 

This amendment is being filed solely to submit in interactive data format exhibits containing risk/return summary information that is identical to the risk/return summary information contained in the Registrant’s prospectuses for the following classes of the following funds, which were filed with the Securities and Exchange Commission on February 28, 2013, in Post-Effective Amendment No. 97 to the Registrant’s registration statement:

 
 

 
Institutional Class shares of Neuberger Berman Core Bond Fund, Neuberger Berman Floating Rate Income Fund, Neuberger Berman High Income Bond Fund, Neuberger Berman Municipal Intermediate Bond Fund, Neuberger Berman Short Duration Bond Fund, Neuberger Berman Short Duration High Income Fund and Neuberger Berman Strategic Income Fund.

Investor Class shares of Neuberger Berman Core Bond Fund, Neuberger Berman High Income Bond Fund, Neuberger Berman Municipal Intermediate Bond Fund and Neuberger Berman Short Duration Bond Fund.

Class A shares of Neuberger Berman Core Bond Fund, Neuberger Berman Floating Rate Income Fund, Neuberger Berman High Income Bond Fund, Neuberger Berman Municipal Intermediate Bond Fund, Neuberger Berman Short Duration Bond Fund, Neuberger Berman Short Duration High Income Fund and Neuberger Berman Strategic Income Fund.

Class C shares of Neuberger Berman Core Bond Fund, Neuberger Berman Floating Rate Income Fund, Neuberger Berman High Income Bond Fund, Neuberger Berman Municipal Intermediate Bond Fund, Neuberger Berman Short Duration Bond Fund, Neuberger Berman Short Duration High Income Fund and Neuberger Berman Strategic Income Fund.

Class R3 shares of Neuberger Berman High Income Bond Fund.

Trust Class shares of Neuberger Berman Short Duration Bond Fund and Neuberger Berman Strategic Income Fund.


 
 

 

SIGNATURES
 
Pursuant to the requirements of the Securities Act of 1933, as amended (the “1933 Act”), and the Investment Company Act of 1940, as amended, the Registrant certifies that it meets all of the requirements for effectiveness of this registration statement under Rule 485(b) under the 1933 Act and has duly caused this Post-Effective Amendment No. 100 to its Registration Statement on Form N-1A to be signed on its behalf by the undersigned, thereunto duly authorized, in the City and State of New York on the 18th day of March, 2013.

 
NEUBERGER BERMAN INCOME FUNDS
 
 
 
By:
/s/ Robert Conti                                                   
 
Name:
Robert Conti
 
Title:
President and Chief Executive Officer

              Pursuant to the requirements of the 1933 Act, Post-Effective Amendment No. 100 has been signed below by the following persons in the capacities and on the dates indicated.

Signature
Title
Date
 
/s/ Robert Conti
President, Chief Executive Officer and Trustee
March 18, 2013
Robert Conti
 
   
/s/ John M. McGovern
Treasurer and Principal Financial and Accounting Officer
March 18, 2013
John M. McGovern
 
   
/s/ Joseph V. Amato
Trustee
March 18, 2013
Joseph V. Amato*
 
   
/s/ Faith Colish
Trustee
March 18, 2013
Faith Colish*
 
   
/s/ Martha C. Goss
Trustee
March 18, 2013
Martha C. Goss*
 
   
/s/ Michael M. Knetter
Trustee
March 18, 2013
Michael M. Knetter*
 
   
/s/ Howard A. Mileaf
Trustee
March 18, 2013
Howard A. Mileaf*
 
   
/s/ George W. Morriss
Trustee
March 18, 2013
George W. Morriss*
 
   
/s/ Jack L. Rivkin
Trustee
March 18, 2013
Jack L. Rivkin*
 
   
/s/ Tom D. Seip
Chairman of the Board and Trustee
March 18, 2013
Tom D. Seip*
 
   
/s/ Candace L. Straight
Trustee
March 18, 2013
Candace L. Straight*
 
   
/s/ Peter P. Trapp
Trustee
March 18, 2013
Peter P. Trapp*
 
   
*Signatures affixed by Lori L. Schneider on March 18, 2013 pursuant to a power of attorney filed with Post-Effective Amendment No. 72 to Registrant’s Registration Statement on Form N-1A, File Nos. 2-85229 and 811-3802, on May 15, 2009.

 
 

 

NEUBERGER BERMAN INCOME FUNDS
EXHIBIT INDEX
 
 
 
Exhibit
Description
 
EX-101.INS
 
XBRL Instance Document
 
EX-101.SCH
 
XBRL Taxonomy Extension Schema Document
 
EX-101.DEF
 
XBRL Taxonomy Extension Definition Linkbase
 
EX-101.LAB
 
XBRL Taxonomy Extension Labels Linkbase
 
EX-101.PRE
 
XBRL Taxonomy Extension Presentation Linkbase