0001214659-16-013414.txt : 20160826
0001214659-16-013414.hdr.sgml : 20160826
20160826165810
ACCESSION NUMBER: 0001214659-16-013414
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160825
FILED AS OF DATE: 20160826
DATE AS OF CHANGE: 20160826
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORDSON CORP
CENTRAL INDEX KEY: 0000072331
STANDARD INDUSTRIAL CLASSIFICATION: GENERAL INDUSTRIAL MACHINERY & EQUIPMENT, NEC [3569]
IRS NUMBER: 340590250
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: 28601 CLEMENS RD
CITY: WESTLAKE
STATE: OH
ZIP: 44145
BUSINESS PHONE: 4408921580
MAIL ADDRESS:
STREET 1: 28601 CLEMENS ROAD
CITY: WESTLAKE
STATE: OH
ZIP: 44145
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PEET SHELLY
CENTRAL INDEX KEY: 0001390754
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-07977
FILM NUMBER: 161855355
MAIL ADDRESS:
STREET 1: 28601 CLEMENS ROAD
CITY: WESTLAKE
STATE: OH
ZIP: 44145
4
1
marketforms-36128.xml
PRIMARY DOCUMENT
X0306
4
2016-08-25
0000072331
NORDSON CORP
NDSN
0001390754
PEET SHELLY
28601 CLEMENS ROAD
WESTLAKE
OH
44145
false
true
false
false
Vice President
Common Stock
2016-08-25
4
M
false
2800
14.37
A
36939
D
Common Stock
2016-08-25
4
S
false
2800
99.69
D
34139
D
Common Stock
2016-08-25
4
M
false
2600
27.26
A
36739
D
Common Stock
2016-08-25
4
S
false
2600
99.71
D
34215
D
Common Stock
5
I
By Company ESOP Plan
Common Stock
1434
I
By Company Savings Plan
Employee Stock Options (right to buy)
14.37
2016-08-25
4
M
false
2800
0
D
2018-12-04
Common Stock
2800
0
D
Employee Stock Options (right to buy)
27.26
2016-08-25
4
M
false
2600
0
D
2019-12-03
Common Stock
2600
2650
D
Employee Stock Options (right to buy)
43.32
2020-12-07
Common Stock
5600
5600
D
Employee Stock Options (right to buy)
43.73
2021-11-28
Common Stock
6000
6000
D
Employee Stock Options (right to buy)
61.59
2022-11-28
Common Stock
5000
5000
D
Employee Stock Options (right to buy)
71.75
2023-11-25
Common Stock
5200
5200
D
Employee Stock Options (right to buy)
79.66
2024-11-24
Common Stock
5800
5800
D
Employee Stock Options (right to buy)
70.91
2025-11-23
Common Stock
9100
9100
D
Price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions, and the range of sale prices for the transactions reported was $99.64 to $99.71. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or any staff member of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each separate price.
Exercise of reporting person's stock options that would otherwise expire December 4, 2018 of which shares were sold to pay the exercise price, to cover withholding taxes, and to pay broker fees and commissions, pursuant to a broker-assisted cashless exercise and sale.
Price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions, and the range of sale prices for the transactions reported was $99.68 to $99.75. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or any staff member of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each separate price.
Exercise of reporting person's stock options that would otherwise expire December 3, 2019, of which shares were sold to pay the exercise price, to cover withholding taxes, and to pay broker fees and commissions, pursuant to a broker-assisted cashless exercise and sale. The holdings include 76 shares acquired through dividend payments and are net of shares previously withheld or sold to cover withholding taxes.
Represents the number of shares attributable to the reporting person's participation in the Company's Employee Stock Ownership Plan, exempt pursuant to Rule 16b-3(c). The reporting person disclaims beneficial ownership of these securities.
Represents the number of shares attributable to the reporting person's participation in the Company's Savings Plan, exempt pursuant to Rule 16b-3(c). The reporting person disclaims beneficial ownership of these securities.
All such options have fully vested.
On November 28, 2012, the Company awarded 11,000 stock options under the Company's Long-Term Performance Plan. The options vest in 4 equal annual installments beginning on November 28, 2013. The vested portions of such options will become exercisable upon vesting.
On November 25, 2013, the Company awarded 5,200 stock options under the Company's 2012 Stock Incentive and Award Plan. The options vest in 4 equal annual installments beginning on November 25, 2014. The vested portions of such options will become exercisable upon vesting.
On November 24, 2014, the Company awarded 12,200 stock options under the Company's 2012 Stock Incentive and Award Plan. The options vest in 4 equal annual installments beginning on November 24, 2015. The vested portions of such options will become exercisable upon vesting.
On November 23, 2015, the Company awarded 17,200 stock options under the Company's 2012 Stock Incentive and Award Plan. The options vest in 4 equal annual installments beginning on November 23, 2016. The vested portions of such options will become exercisable upon vesting.
Robert E. Veillette, Attorney-In-Fact
2016-08-26