-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HTXwx2tVYhjZqOC7sE5XKAABrjEbA04iWO30CfBV2bFMtOJeeLWYUIa2L2GqUV89 wY0XtFcQu2hXxPbOOQQVjA== 0000950117-98-000785.txt : 19980416 0000950117-98-000785.hdr.sgml : 19980416 ACCESSION NUMBER: 0000950117-98-000785 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 4 FILED AS OF DATE: 19980415 SROS: NASD GROUP MEMBERS: DUPEE PAUL R JR GROUP MEMBERS: GEORGE BIGELOW GROUP MEMBERS: LAWRENCE SOSNOW SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MAXICARE HEALTH PLANS INC CENTRAL INDEX KEY: 0000722573 STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324] IRS NUMBER: 953615709 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-35866 FILM NUMBER: 98593923 BUSINESS ADDRESS: STREET 1: 1149 S BROADWAY ST STREET 2: SUITE 910 CITY: LOS ANGELES STATE: CA ZIP: 90015 BUSINESS PHONE: 2137652000 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: DUPEE PAUL R JR CENTRAL INDEX KEY: 0000317202 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 10 WILTON WAY CITY: LONDON SW1X7NR STATE: X0 BUSINESS PHONE: 0000000000 MAIL ADDRESS: STREET 1: 10 WILTON ROW CITY: LONDON SW1X7NR STATE: X0 SC 13D/A 1 PAUL R. DUPEE SC13D/AM#1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 AMENDMENT NO. 1 TO SCHEDULE 13D Statement of Paul R. Dupee, Jr., George Bigelow and Lawrence Sosnow Pursuant to Section 13(d) of the Securities Exchange Act of 1934 in respect of MAXICARE HEALTH PLANS, INC. (Name of Issuer) COMMON STOCK, PAR VALUE $.01 PER SHARE (Title of Class of Securities) 577904204 (CUSIP Number) Leonard Chazen Howard, Darby & Levin 1330 Avenue of the Americas New York, NY 10019 (212) 841-1096 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) April 2, 1998 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this Schedule because of Rule 13d-1(b)(3) or (4), check the following / /. Check the following box if a fee is being paid with the statement / /. (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) Note: Six copies of this statement including all exhibits should be filed with the Commission. See Rule 13d-1(a) for the other parties to whom copies are to be sent. -2- * The remainder of thus cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. This Amendment No. 1 amends and supplements the Statement on Schedule 13D, originally filed with the Securities and Exchange Commission on April 13, 1998 by Paul R. Dupee, George Bigelow and Lawrence Sosnow (collectively, the "Filing Parties"). Capitalized terms not defined herein have the meanings assigned thereto in the Schedule 13D. ITEM 7. MATERIAL TO BE FILED AS EXHIBITS The following documents are filed herewith: (b) Power of Attorney of Paul R. Dupee, dated April 8, 1998. (c) Power of Attorney of George Bigelow, dated April 9, 1998 (d) Power of Attorney of Lawrence Sosnow, dated April 9, 1998 SIGNATURES After reasonable inquiry and to the best of the knowledge and belief of each of the undersigned, each of the undersigned certifies that the information set forth in this statement is true, complete and correct. Dated: April 14, 1998 Paul R. Dupee, Jr. /s/ LEONARD CHAZEN By:__________________________ Name: Leonard Chazen Title: Attorney-in-Fact George Bigelow: /s/ LEONARD CHAZEN By:__________________________ Name: Leonard Chazen Title: Attorney-in-Fact Lawrence Sosnow: /s/ LEONARD CHAZEN By:__________________________ Name: Leonard Chazen Title: Attorney-in-Fact EX-99 2 EXHIBIT (B) Exhibit (b) POWER OF ATTORNEY I, Paul R. Dupee, Jr., hereby appoint Leonard Chazen, of Howard, Darby & Levin, as true and lawful attorney-in-fact and agent, with full capacity to execute on my behalf a Statement on Schedule 13D relating to shares of common stock, par value $.01 per share, of Maxicare Health Plans, Inc., granting unto said attorney-in-fact and agent full power and authority to do and perform each and every act and thing necessary or advisable to be done related thereto, as full to all intents and purposes as I might or could do in person, hereby ratifying and confirming all that said attorney-in-fact and agent may lawfully do or cause to be done by virtue hereof. /s/ Paul R. Dupee ______________________ Paul R. Dupee, Jr. Date: April 8, 1998 STATE OF NEW YORK ) ) ss.: COUNTY OF NEW YORK ) On April 8, 1998, before me personally came Paul R. Dupee, Jr., to me known, and known to me to be the individual described in, and who executed the foregoing instrument, and he acknowledged to me that he executed the same. [SEAL] /s/ Jennifer L. Thomas _________________________ Notary Public EX-99 3 EXHIBIT (C) Exhibit (c) POWER OF ATTORNEY I, George Bigelow, hereby appoint Leonard Chazen, of Howard, Darby & Levin, as true and lawful attorney-in-fact and agent, with full capacity to execute on my behalf a Statement on Schedule 13D relating to shares of common stock, par value $.01 per share, of Maxicare Health Plans, Inc., granting unto said attorney-in-fact and agent full power and authority to do and perform each and every act and thing necessary or advisable to be done related thereto, as full to all intents and purposes as I might or could do in person, hereby ratifying and confirming all that said attorney-in-fact and agent may lawfully do or cause to be done by virtue hereof. /s/ George Bigelow ____________________ George Bigelow Date: April 9, 1998 STATE OF NEW YORK ) ) ss.: COUNTY OF NEW YORK ) On April 9, 1998, before me personally came George Bigelow, to me known, and known to me to be the individual described in, and who executed the foregoing instrument, and he acknowledged to me that he executed the same. [SEAL] Sharon A. Juck ------------------- Notary Public EX-99 4 EXHIBIT (D) Exhibit (d) POWER OF ATTORNEY I, Lawrence Sosnow, hereby appoint Leonard Chazen, of Howard, Darby & Levin, as true and lawful attorney-in-fact and agent, with full capacity to execute on my behalf a Statement on Schedule 13D relating to shares of common stock, par value $.01 per share, of Maxicare Health Plans, Inc., granting unto said attorney-in-fact and agent full power and authority to do and perform each and every act and thing necessary or advisable to be done related thereto, as full to all intents and purposes as I might or could do in person, hereby ratifying and confirming all that said attorney-in-fact and agent may lawfully do or cause to be done by virtue hereof. /s/ Lawrence Sosnow ______________________ Lawrence Sosnow Date: April 9, 1998 STATE OF NEW YORK ) ) ss.: COUNTY OF NEW YORK ) On April 9, 1998, before me personally came Lawrence Sosnow, to me known, and known to me to be the individual described in, and who executed the foregoing instrument, and he acknowledged to me that he executed the same. [SEAL] Martin Goldberg ------------------------ Notary Public -----END PRIVACY-ENHANCED MESSAGE-----