0001209191-14-066984.txt : 20141106
0001209191-14-066984.hdr.sgml : 20141106
20141106160321
ACCESSION NUMBER: 0001209191-14-066984
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141105
FILED AS OF DATE: 20141106
DATE AS OF CHANGE: 20141106
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HUDSON VALLEY HOLDING CORP
CENTRAL INDEX KEY: 0000722256
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 133148745
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 21 SCARSDALE ROAD
CITY: YONKERS
STATE: NY
ZIP: 10707
BUSINESS PHONE: 9149616100
MAIL ADDRESS:
STREET 1: 21 SCARSDALE ROAD
CITY: YONKERS
STATE: NY
ZIP: 10707
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Reinhart Andrew J
CENTRAL INDEX KEY: 0001322722
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34453
FILM NUMBER: 141200605
MAIL ADDRESS:
STREET 1: C/O 21 SCARSDALE ROAD
CITY: YONKERS
STATE: NY
ZIP: 10707
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2014-11-05
0
0000722256
HUDSON VALLEY HOLDING CORP
HVB
0001322722
Reinhart Andrew J
C/O 21 SCARSDALE ROAD
YONKERS
NY
10707
0
1
0
0
1stSVP/Controller/AsstTreasr
Common Stock
2014-11-05
4
M
0
5637
18.78
A
30453
D
Common Stock
2014-11-05
4
S
0
5637
24.80
D
24816
D
Employee Stock Options (Right-to-Buy)
18.78
2014-11-05
4
M
0
5637
0.00
D
2015-01-01
Common Stock
5637
0
D
Employee Stock Options (Right-to-Buy)
23.76
2016-02-07
Common Stock
5126
5126
D
Includes 2,172 shares of Restricted Stock which vest at 25% per year over 4 years, beginning on the date of the grant (March 6, 2013). Accordingly, 1,086 shares have vested and 543 shares will vest on each of 03/06/2015 and 03/06/2016.
Includes 1,980 shares of Restricted Stock which vest at 25% per year over 4 years beginning on the date of the grant (03/14/2012). Accordingly, 1,485 shares have vested and 495 shares will vest on 03/14/2015.
Includes 12,750 shares of Restricted Stock from an original grant of 15,000 shares of Restricted Stock which vest 4 years on the anniversary of the grant commencing 12/7/2013, at a rate of 15% for each of the first and second years and a rate of 35% for each of the third and fourth years. Accordingly, 2,250 shares vested on 12/7/2013, 2,250 shares will vest on 12/7/2014 and 5,250 shares will vest on each of 12/7/2015 and 12/7/2016.
Includes 1,976 shares of Restricted Stock Award which vest over 3 years on the anniversary of the grant commencing 02/20/2015, at a rate of 33.3% for each year (659 shares will vest on each of 02/20/2015 and 02/20/2016 and 658 shares will vest on 02/20/2017).
Options became exercisable at 20% per year over 5 years on the anniversary of the grant, beginning on the first anniversary of the date of the original grant of 01/01/2005. Accordingly, all options are presently exercisable.
Options became exercisable at 20% per year over 5 years on the anniversary of the grant, beginning on the first anniversary of the date of the original grant of 02/07/2006. Accordingly, all options are presently exercisable.
/s/ Michael J. Indiveri (Michael J. Indiveri as Attorney-in-Fact for Andrew J. Reinhart)
2014-11-06