0001209191-14-011222.txt : 20140218 0001209191-14-011222.hdr.sgml : 20140217 20140218152153 ACCESSION NUMBER: 0001209191-14-011222 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140213 FILED AS OF DATE: 20140218 DATE AS OF CHANGE: 20140218 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HUDSON VALLEY HOLDING CORP CENTRAL INDEX KEY: 0000722256 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 133148745 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 21 SCARSDALE ROAD CITY: YONKERS STATE: NY ZIP: 10707 BUSINESS PHONE: 9149616100 MAIL ADDRESS: STREET 1: 21 SCARSDALE ROAD CITY: YONKERS STATE: NY ZIP: 10707 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cullen Susan K CENTRAL INDEX KEY: 0001552477 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34453 FILM NUMBER: 14621994 MAIL ADDRESS: STREET 1: C/O 21 SCARSDALE ROAD CITY: YONKERS STATE: NY ZIP: 10707 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-02-13 0 0000722256 HUDSON VALLEY HOLDING CORP HVB 0001552477 Cullen Susan K C/O 21 SCARSDALE ROAD YONKERS NY 10707 0 0 0 1 EVP of Primary Operating Sub Common Stock 2014-02-13 4 P 0 1000 17.55 A 3014.61 I By IRA Common Stock 2014-02-14 4 P 0 6.967 17.35 A 3021.577 I By IRA Common Stock 17463 D Acquisition through broker-sponsored dividend reinvestment plan. Includes 14,875 shares of Restricted Stock from an original grant of 17,500 shares of Restricted Stock which vest over 4 years on the anniversary of the grant commencing 12/7/2013, at a rate of 15% for each of the first and second years and a rate of 35% for each of the third and fourth years. Accordingly, 2,625 shares vested on 12/7/2013, 2,625 shares will vest on 12/7/2014 and 6,125 shares will vest on each of 12/7/2015 and 12/7/2016. Includes 414 shares of Restricted Stock that vest at a rate of 1/3 per year over 3 years beginning on the anniversary of the date of the grant (which was 03/06/2013). Accordingly, 138 shares will vest on each of 03/06/2014, 03/06/2015 and 03/06/2016. /s/ Michael J. Indiveri (Michael J. Indiveri as Attorney-in-Fact for Susan K. Cullen) 2014-02-18