0001209191-13-050180.txt : 20131101
0001209191-13-050180.hdr.sgml : 20131101
20131101160513
ACCESSION NUMBER: 0001209191-13-050180
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20131031
FILED AS OF DATE: 20131101
DATE AS OF CHANGE: 20131101
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HUDSON VALLEY HOLDING CORP
CENTRAL INDEX KEY: 0000722256
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 133148745
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 21 SCARSDALE ROAD
CITY: YONKERS
STATE: NY
ZIP: 10707
BUSINESS PHONE: 9149616100
MAIL ADDRESS:
STREET 1: 21 SCARSDALE ROAD
CITY: YONKERS
STATE: NY
ZIP: 10707
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Reinhart Andrew J
CENTRAL INDEX KEY: 0001322722
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34453
FILM NUMBER: 131185982
MAIL ADDRESS:
STREET 1: C/O 21 SCARSDALE ROAD
CITY: YONKERS
STATE: NY
ZIP: 10707
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2013-10-31
0
0000722256
HUDSON VALLEY HOLDING CORP
HVB
0001322722
Reinhart Andrew J
C/O 21 SCARSDALE ROAD
YONKERS
NY
10707
0
1
0
0
1stSrVP, Controller&AsTreasur
Common Stock
2013-10-31
4
M
0
5230
16.98
A
29342
D
Common Stock
2013-10-31
4
S
0
5230
18.78
D
24112
D
Employee Stock Options (Right-to-Buy)
16.98
2013-10-31
4
M
0
5230
0.00
D
2014-01-01
Common Stock
5230
0
D
Employee Stock Options (Right-to-Buy)
18.78
2015-01-01
Common Stock
5637
5637
D
Employee Stock Options (Right-to-Buy)
23.76
2016-02-07
Common Stock
5126
5126
D
Includes 2,172 shares of Restricted Stock vesting at 25% per year over 4 years, beginning on the date of the grant (March 6, 2013). Accordingly, 543 shares have vested. 543 shares will vest on each of March 6, 2014, March 6, 2015 and March 6, 2016.
Includes 1,980 shares of Restricted Stock vesting at 25% per year over 4 years beginning on the date of the grant (March 14, 2012). Accordingly, 990 shares have vested. 495 shares will vest on each of March 14, 2014 and March 14, 2015.
Includes 15,000 shares of Restricted Stock vesting at 25% over 4 years on the anniversary of the grant (12/7/2013), at a rate of 15% for each of the first and second year and a rate of 35% for each of the third and fourth year. Accordingly, 2,250 shares will vest on each of 12/7/2013 and 12/7/2014 and 5,250 shares will vest on each of 12/7/2015 and 12/7/2016.
Options became exercisable at 20% per year over 5 years on the anniversary of the grant, beginning on the first anniversary of the date of the original grant of 01/01/2004. Accordingly, all options are presently exercisable.
Options became exercisable at 20% per year over 5 years on the anniversary of the grant, beginning on the first anniversary of the date of the original grant of 01/01/2005. Accordingly, all options are presently exercisable.
Options became exercisable at 20% per year over 5 years on the anniversary of the grant, beginning on the first anniversary of the date of the original grant of 02/07/2006. Accordingly, all options are presently exercisable.
/s/Michael J. Indiveri (Michael J. Indiveri as Attorney-in-Fact for Andrew J. Reinhart)
2013-11-01
EX-24.4_492565
2
poa.txt
POA DOCUMENT
POWER OF ATTORNEY
(Covering SEC Filings Only)
The undersigned, an officer, director or holder of 10% or more of the
outstanding shares of Common Stock of Hudson Valley Holding Corp. (the
"Company"), hereby appoints each of Stephen R. Brown, the President and Chief
Executive Officer of the Company, and Michel J. Indiveri, the Executive Vice
President, Chief Financial Officer of the Company, each acting singly rather
than jointly, as attorney in filing on behalf of the undersigned all reports on
Form 3, Form 4 and Form 5, required to be filed by the undersigned, in his/her
capacity as an officer, director or holder of 10% or more of the outstanding
shares of Common Stock of the Company, pursuant to Section 16(a) of the
Securities and Exchange Act of 1934, as amended.
The foregoing appointment shall remain in effect until revoked in writing by
the undersigned or until six months following the date on which the undersigned
is no longer an officer, director or holder of 10% or more of the outstanding
voting securities of the Company.
Executed this 1st day of August, 2013
Signature: Andrew J. Reinhart