-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GPb6qHWbSz/4GYoJs7P9sVPsawIurswoevEvtVymg4i1ZTywE4BAAaY2vn4s+P1R TIImQRcNVzt7yUMBLCZn2g== 0001389653-10-000002.txt : 20100108 0001389653-10-000002.hdr.sgml : 20100108 20100108163301 ACCESSION NUMBER: 0001389653-10-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100107 FILED AS OF DATE: 20100108 DATE AS OF CHANGE: 20100108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LL&E ROYALTY TRUST CENTRAL INDEX KEY: 0000721765 STANDARD INDUSTRIAL CLASSIFICATION: OIL ROYALTY TRADERS [6792] IRS NUMBER: 766007940 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: BANK OF NEW YORK MELLON TRUST COMPANY STREET 2: 919 CONGRESS AVENUE, 5TH FLOOR CITY: AUSTIN STATE: TX ZIP: 78701 BUSINESS PHONE: 800-852-1422 MAIL ADDRESS: STREET 1: BANK OF NEW YORK MELLON TRUST COMPANY STREET 2: 919 CONGRESS AVENUE, 5TH FLOOR CITY: AUSTIN STATE: TX ZIP: 78701 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SPRUCE HOUSE PARTNERS LP CENTRAL INDEX KEY: 0001389653 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08518 FILM NUMBER: 10517987 BUSINESS ADDRESS: STREET 1: 435 EAST 52ND ST SUITE 18C CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-980-0025 MAIL ADDRESS: STREET 1: 435 EAST 52ND ST SUITE 18C CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Spruce House Capital LLC CENTRAL INDEX KEY: 0001472167 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08518 FILM NUMBER: 10517986 BUSINESS ADDRESS: STREET 1: 110 EAST 42ND STREET, SUITE 1100 CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: (212) 980-0025 MAIL ADDRESS: STREET 1: 110 EAST 42ND STREET, SUITE 1100 CITY: NEW YORK STATE: NY ZIP: 10017 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2010-01-07 0 0000721765 LL&E ROYALTY TRUST LRTR 0001389653 SPRUCE HOUSE PARTNERS LP 110 EAST 42ND STREET SUITE 1100 NEW YORK NY 10017 0 0 1 0 0001472167 Spruce House Capital LLC 110 EAST 42ND STREET, SUITE 1100 NEW YORK NY 10017 0 0 1 0 Units of Beneficial Interest 2010-01-07 4 P 0 5300 0.62 A 286064 D These Units of Beneficial Interest (the "Units") are directly owned by Spruce House Partners LP and beneficially owned by its partners. Each of Messrs. Benjamin Stein and Zachary Sternberg and Spruce House Capital LLC disclaims beneficial ownership of these Units except to the extent of his or its respective pecuniary interests therein, if any. Each of Spruce House Partners LP ("SHP"), Spruce House Capital LLC ("SHC," and together with SHP, Benjamin Stein and Zachary Sternberg, the "Spruce House Parties"), general partner of SHP, Mr. Stein and Mr. Sternberg, each Managing Members of SHC, may be deemed to be a group (for the purpose of Rule 16a-1(a)(1) under the Exchange Act) with Robotti & Company, LLC ("Robotti & Company"), a broker-dealer registered under Section 15 of the Securities Exchange of 1934, as amended ("Exchange Act"), Robotti & Company Advisors, LLC ("Robotti & Company Advisors"), an investment adviser registered under the Investment Advisers Act of 1940, as amended, Due to a 1000 character limit, Footnotes 3 is a continuation of Footnote 2: Robotti & Company, Incorporated ("ROBT"), the parent holding company for Robotti & Company and Robotti & Company Advisors, The Ravenswood Investment Company, L.P. ("RIC"), Ravenswood Investments III, L.P. ("RI"), Ravenswood Management Company, L.L.C. ("RMC," and together with ROBT, Robotti & Company, Robotti & Company Advisors, RIC, RI, Robert Robotti and Kenneth R. Wasiak, the "Robotti Parties"), the general partner of RIC and RI, Mr. Robotti, President and an owner of ROBT, President of Robotti & Company and Robotti & Company Advisors and a Managing Member of RMC, and Mr. Wasiak, a Managing Member of RMC, due to a Joint Filing Agreement dated as of September 2, 2009 among such persons. Each of the Spruce House Parties disclaims beneficial ownership of any Units owned by any of the Robotti Parties. Benjamin Stein 2010-01-08 Zachary Sternberg 2010-01-08 Spruce House Capital LLC 2010-01-08 Spruce House Partners LP 2010-01-08 -----END PRIVACY-ENHANCED MESSAGE-----