-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, O5nKtUSYe9R9ISdVjudeadtgj/DGCHgb0khUu2pFnWZTEGoISFBhVtRpmKSd+TZV 4LUFvY+SUzDTgDI81Mwzig== 0000922423-99-001449.txt : 19991213 0000922423-99-001449.hdr.sgml : 19991213 ACCESSION NUMBER: 0000922423-99-001449 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19991210 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NOBEL LEARNING COMMUNITIES INC CENTRAL INDEX KEY: 0000721237 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 222465204 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-45470 FILM NUMBER: 99772344 BUSINESS ADDRESS: STREET 1: ROSE TREE CORPORATE CENTER II STREET 2: 1400 N PROVIDENCE RD STE 3055 CITY: MEDIA STATE: PA ZIP: 19063 BUSINESS PHONE: 6094829100 FORMER COMPANY: FORMER CONFORMED NAME: NOBEL EDUCATION DYNAMICS INC DATE OF NAME CHANGE: 19931222 FORMER COMPANY: FORMER CONFORMED NAME: ROCKING HORSE CHILD CARE CENTERS OF AMERICA INC /DE/ DATE OF NAME CHANGE: 19931222 FORMER COMPANY: FORMER CONFORMED NAME: PETRIE CORP DATE OF NAME CHANGE: 19851031 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GINTEL ASSET MANAGEMENT INC CENTRAL INDEX KEY: 0000767409 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 060871969 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 6 GREENWICH OFFICE PARK CITY: GREENWICH STATE: CT ZIP: 06831 BUSINESS PHONE: 203-622-64 MAIL ADDRESS: STREET 1: 6 GREENWICH OFFICE PARK CITY: GREENWICH STATE: CT ZIP: 06831 FORMER COMPANY: FORMER CONFORMED NAME: GINTEL EQUITY MANAGEMENT INC DATE OF NAME CHANGE: 19931216 SC 13G/A 1 NLCI 13G FILING 204,500 SHS 3.45 % AMENDMENT NO. 2 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ________ SCHEDULE 13G (Amendment No. 2) INFORMATION STATEMENT PURSUANT TO RULES 13d-1 AND 13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 NOBEL LEARNING COMMUNITIES, INC. ----------------------------------------- (Name of Issuer) Common Stock $.001 par value ----------------------------------------- (Title of Class of Securities) 22-2465204 -------------- (CUSIP Number) Check the following box if a fee is being paid with this statement [x]. (Continued of following page(s)) Page 1 of 5 Pages SCHEDULE 13G CUSIP No. 22-2465204 Page 2 of 5 Pages - -------------------------------------------------------------------------------- 1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON GINTEL ASSET MANAGEMENT, INC. IRS #06-0871969 - -------------------------------------------------------------------------------- 2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] Gintel Asset Mgt, Inc. 204,500 (b) [X] - -------------------------------------------------------------------------------- 3) SEC USE ONLY - -------------------------------------------------------------------------------- 4) CITIZENSHIP OR PLACE OF ORGANIZATION CONNECTICUT - -------------------------------------------------------------------------------- 5) SOLE VOTING POWER NUMBER ------------------------------------------------- OF 6) SHARED VOTING POWER SHARES BENEFICIALLY ------------------------------------------------- OWNED BY 7) SOLE DISPOSITIVE POWER EACH GINTEL ASSET MGT., INC. 204,500 SHS. REPORTING ------------------------------------------------- PERSON 8) SHARED DISPOSITIVE POWER WITH - -------------------------------------------------------------------------------- 9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 204,500 Shares - -------------------------------------------------------------------------------- 10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES * [ ] - -------------------------------------------------------------------------------- 11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 3.45% - -------------------------------------------------------------------------------- 12) TYPE OF REPORTING PERSON I.A. - -------------------------------------------------------------------------------- Schedule 13G ITEM 1(A). NAME OF ISSUER: NOBEL LEARNING COMMUNITIES, INC. COMPANY DATA: COMPANY CONFORMED NAME: NOBEL LEARNING COMMUNITIES INC. CENTRAL INDEX KEY: 0000721237 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 222465204 STATE OF INCORPORATIN: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: ROSE TREE CORPORATE CENTER II STREET 2: 1400 N PROVIDENCE RD STE 3055 CITY: MEDIA STATE: PA ZIP: 19063 BUSINESS PHONE: 6094829100 FORMER COMPANY: FORMER CONFORMED NAME: NOBEL EDUCATION DYNAMICS, INC. DATE OF NAME CHANGE: 19981119 FORMER COMPANY: FORMER CONFORMED NAME: ROCKING HORSE CHILD CARE CENTERS OF AMERICA INC/DE/ DATE OF NAME CHANGE: 19931222 FORMER COMPANY FORMER CONFORMED NAME: PETRIE CORP DATE OF NAME CHANGE: 19851031 ITEM 1(B). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 1400 N. Providence Road, Suite 3055 Media, PA 19063 ITEM 2(A). NAME OF PERSON FILING: GINTEL ASSET MANAGEMENT, INC. ITEM 2(B). ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: 6 Greenwich Office Park Greenwich, CT 06831 (203) 622-6400 ITEM 2(C). CITIZENSHIP: CONNECTICUT CORPORATION ITEM 2(D). TITLE OF CLASS OF SECURITIES: Common Stock $.001 par value ITEM 2(E). CUSIP NUMBER: 22-2465204 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULES 13d-1(b), OR 13d-2(b), CHECK WHETHER THE PERSON FILING IS A: (E) [X] Investment Advisor registered under Section 203 of the Investment Advisors Act of 1940. ITEM 4. OWNERSHIP. Robert M. Gintel, Chief Executive Officer and 100% shareholder of Gintel Asset Management, Inc., is also controlling partner of Gintel & Co. Limited Partnership and Gintel-Ray Ltd. Partnership. In addition, Gintel Asset Management, Inc. has discretionary power over the accounts for which it acts as investment advisor. As a result, Gintel Asset Management, Inc. may be deemed to be the beneficial owner of the shares owned by these other entities. (a) Amount beneficially owned: 204,500 shares (b) Percent of Class: 3.45% (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: 159,000 (ii) Shared power to vote or to direct the vote: -0- (iii) Sole power to dispose or to direct the disposition of: 204,500 (iv) Shared power to dispose or to direct the disposition of : -0- Page 3 of 5 Pages ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. YES ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. N/A ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. N/A ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. N/A ITEM 9. NOTICE OF DISSOLUTION OF GROUP. N/A ITEM 10. CERTIFICATION: By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect. Page 4 of 5 Pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. GINTEL ASSET MANAGEMENT, INC. By: /s/ Stephen G. Stavrides --------------------------- Stephen G. Stavrides President Date: December 10, 1999 Page 5 of 5 Pages -----END PRIVACY-ENHANCED MESSAGE-----