0001225208-21-005329.txt : 20210315
0001225208-21-005329.hdr.sgml : 20210315
20210315094500
ACCESSION NUMBER: 0001225208-21-005329
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210311
FILED AS OF DATE: 20210315
DATE AS OF CHANGE: 20210315
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Curtis Scott A
CENTRAL INDEX KEY: 0001601143
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09109
FILM NUMBER: 21740127
MAIL ADDRESS:
STREET 1: 880 CARILLON PARKWAY
CITY: ST PETERSBURG
STATE: FL
ZIP: 33716
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RAYMOND JAMES FINANCIAL INC
CENTRAL INDEX KEY: 0000720005
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 591517485
STATE OF INCORPORATION: FL
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 880 CARILLON PKWY
CITY: ST PETERSBURG
STATE: FL
ZIP: 33716
BUSINESS PHONE: 727-567-1000
MAIL ADDRESS:
STREET 1: 880 CARILLON PKWY
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33716
FORMER COMPANY:
FORMER CONFORMED NAME: RJ FINANCIAL CORP/FL
DATE OF NAME CHANGE: 19870303
4
1
doc4.xml
X0306
4
2021-03-11
0000720005
RAYMOND JAMES FINANCIAL INC
RJF
0001601143
Curtis Scott A
880 CARILLON PARKWAY
ST. PETERSBURG
FL
33716
1
President, PCG
Common Stock
2021-03-11
4
S
0
10000.0000
118.0884
D
88039.0000
D
Common Stock
2470.0000
I
ESOP
The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
Reflects the weighted average sale price. The range of prices for such transaction was $117.75 to $118.35.
Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through March 11, 2021.
This Form 4 reports the open market sale by the reporting person of shares of common stock.
/s/ Scott A. Curtis by Jonathan J. Doyle as Attorney-in-Fact
2021-03-15