0001225208-21-005329.txt : 20210315 0001225208-21-005329.hdr.sgml : 20210315 20210315094500 ACCESSION NUMBER: 0001225208-21-005329 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210311 FILED AS OF DATE: 20210315 DATE AS OF CHANGE: 20210315 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Curtis Scott A CENTRAL INDEX KEY: 0001601143 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09109 FILM NUMBER: 21740127 MAIL ADDRESS: STREET 1: 880 CARILLON PARKWAY CITY: ST PETERSBURG STATE: FL ZIP: 33716 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RAYMOND JAMES FINANCIAL INC CENTRAL INDEX KEY: 0000720005 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 591517485 STATE OF INCORPORATION: FL FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 880 CARILLON PKWY CITY: ST PETERSBURG STATE: FL ZIP: 33716 BUSINESS PHONE: 727-567-1000 MAIL ADDRESS: STREET 1: 880 CARILLON PKWY CITY: ST. PETERSBURG STATE: FL ZIP: 33716 FORMER COMPANY: FORMER CONFORMED NAME: RJ FINANCIAL CORP/FL DATE OF NAME CHANGE: 19870303 4 1 doc4.xml X0306 4 2021-03-11 0000720005 RAYMOND JAMES FINANCIAL INC RJF 0001601143 Curtis Scott A 880 CARILLON PARKWAY ST. PETERSBURG FL 33716 1 President, PCG Common Stock 2021-03-11 4 S 0 10000.0000 118.0884 D 88039.0000 D Common Stock 2470.0000 I ESOP The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. Reflects the weighted average sale price. The range of prices for such transaction was $117.75 to $118.35. Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through March 11, 2021. This Form 4 reports the open market sale by the reporting person of shares of common stock. /s/ Scott A. Curtis by Jonathan J. Doyle as Attorney-in-Fact 2021-03-15