0001225208-20-007207.txt : 20200507 0001225208-20-007207.hdr.sgml : 20200507 20200507092937 ACCESSION NUMBER: 0001225208-20-007207 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200505 FILED AS OF DATE: 20200507 DATE AS OF CHANGE: 20200507 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Carson John C Jr. CENTRAL INDEX KEY: 0001509485 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09109 FILM NUMBER: 20854874 MAIL ADDRESS: STREET 1: 880 CARILLON PARKWAY CITY: ST. PETERSBURG STATE: FL ZIP: 33716 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RAYMOND JAMES FINANCIAL INC CENTRAL INDEX KEY: 0000720005 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 591517485 STATE OF INCORPORATION: FL FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 880 CARILLON PKWY CITY: ST PETERSBURG STATE: FL ZIP: 33716 BUSINESS PHONE: 727-567-1000 MAIL ADDRESS: STREET 1: 880 CARILLON PKWY CITY: ST. PETERSBURG STATE: FL ZIP: 33716 FORMER COMPANY: FORMER CONFORMED NAME: RJ FINANCIAL CORP/FL DATE OF NAME CHANGE: 19870303 4 1 doc4.xml X0306 4 2020-05-05 0000720005 RAYMOND JAMES FINANCIAL INC RJF 0001509485 Carson John C Jr. 880 CARILLON PARKWAY ST. PETERSBURG FL 33716 1 President Common Stock 2020-05-05 4 S 0 6778.0000 63.7746 D 64446.0000 D Common Stock 2020-05-06 4 S 0 8222.0000 62.8252 D 56224.0000 D Common Stock 624.0000 I ESOP The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. Reflects the weighted average sale price. The range of prices for such transaction was $63.63 to $63.89. Reflects the weighted average sale price. The range of prices for such transaction was $62.74 to $62.90. Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through May 5, 2020. This Form 4 reports open market sales by the reporting person of shares of common stock. /s/ John C. Carson, Jr. by Jonathan J. Doyle as Attorney-in-Fact 2020-05-07