0001225208-20-007207.txt : 20200507
0001225208-20-007207.hdr.sgml : 20200507
20200507092937
ACCESSION NUMBER: 0001225208-20-007207
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200505
FILED AS OF DATE: 20200507
DATE AS OF CHANGE: 20200507
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Carson John C Jr.
CENTRAL INDEX KEY: 0001509485
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09109
FILM NUMBER: 20854874
MAIL ADDRESS:
STREET 1: 880 CARILLON PARKWAY
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33716
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RAYMOND JAMES FINANCIAL INC
CENTRAL INDEX KEY: 0000720005
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 591517485
STATE OF INCORPORATION: FL
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 880 CARILLON PKWY
CITY: ST PETERSBURG
STATE: FL
ZIP: 33716
BUSINESS PHONE: 727-567-1000
MAIL ADDRESS:
STREET 1: 880 CARILLON PKWY
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33716
FORMER COMPANY:
FORMER CONFORMED NAME: RJ FINANCIAL CORP/FL
DATE OF NAME CHANGE: 19870303
4
1
doc4.xml
X0306
4
2020-05-05
0000720005
RAYMOND JAMES FINANCIAL INC
RJF
0001509485
Carson John C Jr.
880 CARILLON PARKWAY
ST. PETERSBURG
FL
33716
1
President
Common Stock
2020-05-05
4
S
0
6778.0000
63.7746
D
64446.0000
D
Common Stock
2020-05-06
4
S
0
8222.0000
62.8252
D
56224.0000
D
Common Stock
624.0000
I
ESOP
The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
Reflects the weighted average sale price. The range of prices for such transaction was $63.63 to $63.89.
Reflects the weighted average sale price. The range of prices for such transaction was $62.74 to $62.90.
Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through May 5, 2020.
This Form 4 reports open market sales by the reporting person of shares of common stock.
/s/ John C. Carson, Jr. by Jonathan J. Doyle as Attorney-in-Fact
2020-05-07