0001225208-19-015119.txt : 20191203
0001225208-19-015119.hdr.sgml : 20191203
20191203065646
ACCESSION NUMBER: 0001225208-19-015119
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191130
FILED AS OF DATE: 20191203
DATE AS OF CHANGE: 20191203
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ACKART JENNIFER C
CENTRAL INDEX KEY: 0001181167
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09109
FILM NUMBER: 191264604
MAIL ADDRESS:
STREET 1: 880 CARILLON PARKWAY
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33716
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RAYMOND JAMES FINANCIAL INC
CENTRAL INDEX KEY: 0000720005
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 591517485
STATE OF INCORPORATION: FL
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 880 CARILLON PKWY
CITY: ST PETERSBURG
STATE: FL
ZIP: 33716
BUSINESS PHONE: 727-567-1000
MAIL ADDRESS:
STREET 1: 880 CARILLON PKWY
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33716
FORMER COMPANY:
FORMER CONFORMED NAME: RJ FINANCIAL CORP/FL
DATE OF NAME CHANGE: 19870303
4
1
doc4.xml
X0306
4
2019-11-30
0000720005
RAYMOND JAMES FINANCIAL INC
RJF
0001181167
ACKART JENNIFER C
880 CARILLON PARKWAY
ST. PETERSBURG
FL
33716
1
SVP, Controller & CAO
Common Stock
2019-11-30
4
M
0
1800.0000
0
A
10864.0000
D
Common Stock
2019-11-30
4
F
0
438.0000
89.8200
D
10426.0000
D
Common Stock
4330.0000
I
ESOP
Restricted Stock Units
2019-11-30
4
M
0
1800.0000
0.0000
D
2021-11-30
Common Stock
1800.0000
1200.0000
D
Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through November 18, 2019.
RSUs vested 60% on 11/30/2019, 20% will vest on 11/30/2020, and 20% will vest on 11/30/2021.
This Form 4 reports (i) the partial vesting of RSUs awarded to the reporting person and (ii) a disposition by the reporting person to the issuer to cover tax liability in connection with such vesting.
/s/ Jennifer C. Ackart by Jonathan J. Doyle as Attorney-in-Fact
2019-12-03