0001225208-19-003374.txt : 20190222 0001225208-19-003374.hdr.sgml : 20190222 20190222155856 ACCESSION NUMBER: 0001225208-19-003374 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190221 FILED AS OF DATE: 20190222 DATE AS OF CHANGE: 20190222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Esty Benjamin CENTRAL INDEX KEY: 0001325337 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09109 FILM NUMBER: 19625609 MAIL ADDRESS: STREET 1: 255 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RAYMOND JAMES FINANCIAL INC CENTRAL INDEX KEY: 0000720005 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 591517485 STATE OF INCORPORATION: FL FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 880 CARILLON PKWY CITY: ST PETERSBURG STATE: FL ZIP: 33716 BUSINESS PHONE: 727-567-1000 MAIL ADDRESS: STREET 1: 880 CARILLON PKWY CITY: ST. PETERSBURG STATE: FL ZIP: 33716 FORMER COMPANY: FORMER CONFORMED NAME: RJ FINANCIAL CORP/FL DATE OF NAME CHANGE: 19870303 4 1 doc4.xml X0306 4 2019-02-21 0000720005 RAYMOND JAMES FINANCIAL INC RJF 0001325337 Esty Benjamin 880 CARILLON PARKWAY ST. PETERSBURG FL 33716 1 Common Stock 2019-02-21 4 M 0 400.0000 0 A 9937.0000 D Restricted Stock Units 2019-02-21 4 M 0 400.0000 0.0000 D 2019-02-21 Common Stock 400.0000 0.0000 D Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Restricted Stock Units vested 60% on 2/21/2017, 20% on 2/21/2018 and 20% on 2/21/2019. This Form 4 reports the vesting of RSUs awarded to the reporting person. /s/ Benjamin C. Esty by Jonathan J. Doyle as Attorney-in-Fact 2019-02-25