0001225208-18-015784.txt : 20181121
0001225208-18-015784.hdr.sgml : 20181121
20181121093524
ACCESSION NUMBER: 0001225208-18-015784
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181119
FILED AS OF DATE: 20181121
DATE AS OF CHANGE: 20181121
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Perry Jodi
CENTRAL INDEX KEY: 0001751204
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09109
FILM NUMBER: 181197128
MAIL ADDRESS:
STREET 1: 880 CARILLON PARKWAY
CITY: SAINT PETERSBURG
STATE: FL
ZIP: 33716
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RAYMOND JAMES FINANCIAL INC
CENTRAL INDEX KEY: 0000720005
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 591517485
STATE OF INCORPORATION: FL
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 880 CARILLON PKWY
CITY: ST PETERSBURG
STATE: FL
ZIP: 33716
BUSINESS PHONE: 727-567-1000
MAIL ADDRESS:
STREET 1: 880 CARILLON PKWY
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33716
FORMER COMPANY:
FORMER CONFORMED NAME: RJ FINANCIAL CORP/FL
DATE OF NAME CHANGE: 19870303
4
1
doc4.xml
X0306
4
2018-11-19
0000720005
RAYMOND JAMES FINANCIAL INC
RJF
0001751204
Perry Jodi
880 CARILLON PARKWAY
ST. PETERSBURG
FL
33716
1
President, ICD for RJFS
Common Stock
2018-11-19
4
M
0
600.0000
0
A
1160.0000
D
Common Stock
2018-11-19
4
F
0
142.0000
77.9100
D
1018.0000
D
Common Stock
2847.0000
I
ESOP
Restricted Stock Units
2018-11-19
4
M
0
600.0000
0.0000
D
2020-11-19
Common Stock
600.0000
400.0000
D
Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through November 19, 2018.
Of the 1,000 RSUs granted on 11/19/2015, 60% vested on 11/19/2018, 20% will vest on 11/19/2019, and 20% will vest on 11/19/2020.
This Form 4 reports (i) the partial vesting of RSUs awarded to the reporting person on November 19, 2015 and (ii) a disposition by the reporting person to the issuer to cover tax liability in connection with such vesting.
/s/ Jodi Perry by Jonathan J. Doyle as Attorney-in-Fact
2018-11-21