0001225208-18-015784.txt : 20181121 0001225208-18-015784.hdr.sgml : 20181121 20181121093524 ACCESSION NUMBER: 0001225208-18-015784 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181119 FILED AS OF DATE: 20181121 DATE AS OF CHANGE: 20181121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Perry Jodi CENTRAL INDEX KEY: 0001751204 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09109 FILM NUMBER: 181197128 MAIL ADDRESS: STREET 1: 880 CARILLON PARKWAY CITY: SAINT PETERSBURG STATE: FL ZIP: 33716 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RAYMOND JAMES FINANCIAL INC CENTRAL INDEX KEY: 0000720005 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 591517485 STATE OF INCORPORATION: FL FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 880 CARILLON PKWY CITY: ST PETERSBURG STATE: FL ZIP: 33716 BUSINESS PHONE: 727-567-1000 MAIL ADDRESS: STREET 1: 880 CARILLON PKWY CITY: ST. PETERSBURG STATE: FL ZIP: 33716 FORMER COMPANY: FORMER CONFORMED NAME: RJ FINANCIAL CORP/FL DATE OF NAME CHANGE: 19870303 4 1 doc4.xml X0306 4 2018-11-19 0000720005 RAYMOND JAMES FINANCIAL INC RJF 0001751204 Perry Jodi 880 CARILLON PARKWAY ST. PETERSBURG FL 33716 1 President, ICD for RJFS Common Stock 2018-11-19 4 M 0 600.0000 0 A 1160.0000 D Common Stock 2018-11-19 4 F 0 142.0000 77.9100 D 1018.0000 D Common Stock 2847.0000 I ESOP Restricted Stock Units 2018-11-19 4 M 0 600.0000 0.0000 D 2020-11-19 Common Stock 600.0000 400.0000 D Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through November 19, 2018. Of the 1,000 RSUs granted on 11/19/2015, 60% vested on 11/19/2018, 20% will vest on 11/19/2019, and 20% will vest on 11/19/2020. This Form 4 reports (i) the partial vesting of RSUs awarded to the reporting person on November 19, 2015 and (ii) a disposition by the reporting person to the issuer to cover tax liability in connection with such vesting. /s/ Jodi Perry by Jonathan J. Doyle as Attorney-in-Fact 2018-11-21