0001225208-18-004102.txt : 20180226 0001225208-18-004102.hdr.sgml : 20180226 20180226151722 ACCESSION NUMBER: 0001225208-18-004102 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180222 FILED AS OF DATE: 20180226 DATE AS OF CHANGE: 20180226 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Johnson Gordon L CENTRAL INDEX KEY: 0001500125 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09109 FILM NUMBER: 18640232 MAIL ADDRESS: STREET 1: 880 CARILLON PARKWAY CITY: ST PETERSBURG STATE: FL ZIP: 33716 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RAYMOND JAMES FINANCIAL INC CENTRAL INDEX KEY: 0000720005 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 591517485 STATE OF INCORPORATION: FL FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 880 CARILLON PKWY CITY: ST PETERSBURG STATE: FL ZIP: 33716 BUSINESS PHONE: 727-567-1000 MAIL ADDRESS: STREET 1: 880 CARILLON PKWY CITY: ST. PETERSBURG STATE: FL ZIP: 33716 FORMER COMPANY: FORMER CONFORMED NAME: RJ FINANCIAL CORP/FL DATE OF NAME CHANGE: 19870303 4 1 doc4.xml X0306 4 2018-02-22 0000720005 RAYMOND JAMES FINANCIAL INC RJF 0001500125 Johnson Gordon L 880 CARILLON PARKWAY ST. PETERSBURG FL 33716 1 Common Stock 2018-02-22 4 M 0 1580.0000 0.0000 A 15307.0000 D Common Stock 2018-02-22 4 M 0 400.0000 0 A 15707.0000 D Restricted Stock Units 2018-02-22 4 A 0 1644.0000 0.0000 A Common Stock 1644.0000 1644.0000 D Restricted Stock Units 0.0000 2018-02-22 4 M 0 1580.0000 0.0000 D Common Stock 1580.0000 0.0000 D Restricted Stock Units 2018-02-22 4 M 0 400.0000 0.0000 D 2018-02-22 Common Stock 400.0000 0.0000 D Restricted Stock Units 2018-02-23 4 A 0 278.0000 0.0000 A Common Stock 278.0000 1922.0000 D Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of RJF common stock, and (ii) accrued cash in lieu of dividends. The award will vest at the date of the annual shareholders meeting next succeeding the grant date, but no later than March 15, 2019. By its terms, the award vested at the date of the annual shareholders meeting next succeeding the grant date, but no later than March 15, 2018. Restricted Stock Units vested 60% on 2/22/2016, 20% on 2/22/2017 and 20% on 2/22/2018. This Form 4 reports (i) the acquisition by the reporting person of RSUs resulting from an annual grant to the registrant's non-executive directors, (ii) a grant to non-executive directors of Raymond James Bank, a subsidiary of registrant and (iii) the vesting of RSUs awarded to the reporting person. /s/ Gordon L. Johnson by Jonathan J. Doyle as Attorney-in-Fact 2018-02-26