0001225208-16-038747.txt : 20160902 0001225208-16-038747.hdr.sgml : 20160902 20160902144617 ACCESSION NUMBER: 0001225208-16-038747 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160901 FILED AS OF DATE: 20160902 DATE AS OF CHANGE: 20160902 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RAYMOND JAMES FINANCIAL INC CENTRAL INDEX KEY: 0000720005 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 591517485 STATE OF INCORPORATION: FL FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 880 CARILLON PKWY CITY: ST PETERSBURG STATE: FL ZIP: 33716 BUSINESS PHONE: 727-567-1000 MAIL ADDRESS: STREET 1: 880 CARILLON PKWY CITY: ST. PETERSBURG STATE: FL ZIP: 33716 FORMER COMPANY: FORMER CONFORMED NAME: RJ FINANCIAL CORP/FL DATE OF NAME CHANGE: 19870303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JULIEN JEFFREY P CENTRAL INDEX KEY: 0001182753 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09109 FILM NUMBER: 161868337 MAIL ADDRESS: STREET 1: 880 CARILLON PARKWAY CITY: ST. PETERSBURG STATE: FL ZIP: 33716 4 1 doc4.xml X0306 4 2016-09-01 0000720005 RAYMOND JAMES FINANCIAL INC RJF 0001182753 JULIEN JEFFREY P 880 CARILLON PARKWAY ST. PETERSBURG FL 33716 1 CFO, Executive VP - Fin Common Stock 2016-09-01 4 S 0 18600.0000 57.6162 D 46407.0000 D Common Stock 3240.0000 I By Spouse Common Stock 751.0000 I By spouse through ESOP Common Stock 31231.0000 I ESOP The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. Reflects the weighted average sale price. The range of prices for such transaction was $57.57 to $57.66. Includes shares of common stock acquired under the reporting person's spouse's Employee Stock Ownership Plan (ESOP) account through September 1, 2016. Includes shares of common stock acquired under the reporting person's ESOP account through September 1, 2016. julienjeffreypoa.txt This Form 4 reports the open market sale by the reporting person of shares of common stock. /s/ Jeffrey P. Julien by Jonathan J. Doyle as Attorney-in-Fact 2016-09-02 EX-24 2 julienjeffreypoa.txt POWER OF ATTORNEY FOR SEC FILINGS UNDER SECTION 16 Know all by these presents, that the undersigned hereby constitutes and appoints each of Jonathan J. Doyle and Deborah A. Hawke, or either of them signing singly, and with full power of substitution, the undersigned's true and lawful attorney-in-fact to: 1) prepare, execute in the undersigned's name and on the undersigned's behalf, and submit to the U.S. Securities and Exchange Commission (the "SEC") a Form ID, including amendments thereto, and any other documents necessary or appropriate to obtain codes and passwords enabling the undersigned to make electronic filings with the SEC of reports required by Section 16(a) of the Securities Exchange Act of 1934 or any rule or regulation of the SEC; 2) execute for and on behalf of the undersigned, in the undersigned's capacity as an officer and/or director of Raymond James Financial, Inc. (the "Company"), Forms 3, 4, and 5 in accordance with Section 16 (a) of the Securities Exchange Act of 1934 and the rules thereunder, and any other forms or reports the undersigned may be required to file in connection with the undersigned's ownership, acquisition or disposition of securities of the Company; 3) do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Form 3, 4, and 5, or other form or report, complete and execute any amendment or amendments thereto, and timely file such form or report with the SEC and the New York Stock Exchange or similar authority; and 4) take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact's discretion. The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned's responsibilities to comply with Section 16 of the Securities Exchange Act of 1934 and the rules and regulations thereunder (the "Law"). The undersigned further acknowledges that it is his/her responsibility to provide information to the attorneys-in-fact on a timely basis with respect to any proposed transaction that could require the filing of any Form 4 or 5, and to respond in a timely manner to all communications, notices and inquiries from the attorneys-in-fact or the Company or its representatives with respect to any proposed transaction. The undersigned further acknowledges that failure to provide information on a timely basis or to respond in a timely manner to such notices, communications and inquiries could result in the failure to make timely filing of these documents as required by the Law, which could result in violations of the Law by the undersigned, as well as public disclosure of delinquent filings by the undersigned. The undersigned further acknowledges that the responsibility for timely filing continues to be that of the undersigned and, in that regard, releases the attorneys-in-fact and the Company from any liability with respect to any action taken or omitted in good faith by them in connection with such filings. This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4, and 5 with respect to the undersigned's holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed this 31st day of May, 2016. /s/ Jeffrey P. Julien ________________________ Signature Printed name: Jeffrey P. Julien Signed before me this 31st day of May, 2016. /s/ Deborah A. Hawke ________________________ Notary Public (Seal)