0001225208-14-018418.txt : 20140814 0001225208-14-018418.hdr.sgml : 20140814 20140814082328 ACCESSION NUMBER: 0001225208-14-018418 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140812 FILED AS OF DATE: 20140814 DATE AS OF CHANGE: 20140814 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RAYMOND JAMES FINANCIAL INC CENTRAL INDEX KEY: 0000720005 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 591517485 STATE OF INCORPORATION: FL FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 880 CARILLON PKWY STREET 2: P O BOX 12749 CITY: ST PETERSBURG STATE: FL ZIP: 33716 BUSINESS PHONE: 727-567-1000 MAIL ADDRESS: STREET 1: P O BOX 12749 CITY: ST. PETERSBURG STATE: FL ZIP: 33716 FORMER COMPANY: FORMER CONFORMED NAME: RJ FINANCIAL CORP/FL DATE OF NAME CHANGE: 19870303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JULIEN JEFFREY P CENTRAL INDEX KEY: 0001182753 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09109 FILM NUMBER: 141039553 MAIL ADDRESS: STREET 1: 880 CARILLON PARKWAY CITY: ST. PETERSBURG STATE: FL ZIP: 33716 4 1 doc4.xml X0306 4 2014-08-12 0000720005 RAYMOND JAMES FINANCIAL INC RJF 0001182753 JULIEN JEFFREY P 880 CARILLON PARKWAY ST. PETERSBURG FL 33716 1 CFO, Executive VP - Fin Common Stock 2014-08-12 4 S 0 10000.0000 51.7178 D 30061.0000 D Common Stock 2240.0000 I By Spouse Common Stock 603.0000 I By spouse through ESOP Common Stock 30150.0000 I ESOP The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. Reflects the weighted average sale price. The range of prices for such transaction was $51.71 to $51.77. Includes shares of common stock acquired under the reporting person's spouse's Employee Stock Ownership Plan (ESOP) account through August 11, 2014. Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through August 11, 2014. This Form 4 reports the open market sale by the reporting person of shares of common stock. Note: In accordance with SEC rules, commencing with this filing, the reporting person will reflect in a Form 4 only transactions in issuer securities and will no longer provide comprehensive information on holdings unrelated to the class of securities for which a reportable transaction has occurred. /s/ Jeffrey P. Julien by Paul L. Matecki as Attorney-in-Fact 2014-08-14