0001225208-14-018418.txt : 20140814
0001225208-14-018418.hdr.sgml : 20140814
20140814082328
ACCESSION NUMBER: 0001225208-14-018418
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140812
FILED AS OF DATE: 20140814
DATE AS OF CHANGE: 20140814
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RAYMOND JAMES FINANCIAL INC
CENTRAL INDEX KEY: 0000720005
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 591517485
STATE OF INCORPORATION: FL
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 880 CARILLON PKWY
STREET 2: P O BOX 12749
CITY: ST PETERSBURG
STATE: FL
ZIP: 33716
BUSINESS PHONE: 727-567-1000
MAIL ADDRESS:
STREET 1: P O BOX 12749
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33716
FORMER COMPANY:
FORMER CONFORMED NAME: RJ FINANCIAL CORP/FL
DATE OF NAME CHANGE: 19870303
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JULIEN JEFFREY P
CENTRAL INDEX KEY: 0001182753
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09109
FILM NUMBER: 141039553
MAIL ADDRESS:
STREET 1: 880 CARILLON PARKWAY
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33716
4
1
doc4.xml
X0306
4
2014-08-12
0000720005
RAYMOND JAMES FINANCIAL INC
RJF
0001182753
JULIEN JEFFREY P
880 CARILLON PARKWAY
ST. PETERSBURG
FL
33716
1
CFO, Executive VP - Fin
Common Stock
2014-08-12
4
S
0
10000.0000
51.7178
D
30061.0000
D
Common Stock
2240.0000
I
By Spouse
Common Stock
603.0000
I
By spouse through ESOP
Common Stock
30150.0000
I
ESOP
The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
Reflects the weighted average sale price. The range of prices for such transaction was $51.71 to $51.77.
Includes shares of common stock acquired under the reporting person's spouse's Employee Stock Ownership Plan (ESOP) account through August 11, 2014.
Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through August 11, 2014.
This Form 4 reports the open market sale by the reporting person of shares of common stock.
Note: In accordance with SEC rules, commencing with this filing, the reporting person will reflect in a Form 4 only transactions in issuer securities and will no longer provide comprehensive information on holdings unrelated to
the class of securities for which a reportable transaction has occurred.
/s/ Jeffrey P. Julien by Paul L. Matecki as Attorney-in-Fact
2014-08-14