SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Curtis Scott A

(Last) (First) (Middle)
880 CARILLON PARKWAY

(Street)
ST. PETERSBURG FL 33716

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
02/21/2014
3. Issuer Name and Ticker or Trading Symbol
RAYMOND JAMES FINANCIAL INC [ RJF ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
President - RJFS
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 44,623 D
Common Stock 1,704(1) I ESOP
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (right to buy) 11/24/2014 01/24/2015 Common Stock 800 $25.28 D
Employee Stock Option (right to buy) (2) 01/22/2017 Common Stock 10,000 $27.1 D
Employee Stock Option (right to buy) (3) 11/29/2019 Common Stock 10,000 $37.87 D
Employee Stock Option (right to buy) (4) 11/21/2020 Common Stock 10,000 $48.2 D
Restricted Stock Units (5) 11/21/2018 Common Stock 10,000 (6) D
Restricted Stock Units 12/02/2014 12/02/2014 Common Stock 750 (6) D
Restricted Stock Units 12/13/2016 12/13/2016 Common Stock 1,933 (6) D
Restricted Stock Units 12/14/2015 12/14/2015 Common Stock 1,853 (6) D
Explanation of Responses:
1. Includes number of shares acquired under ESOP through February 26, 2014.
2. The stock option vests 60% on 11/22/2014, 20% on 11/22/2015 and 20% on 11/22/2016.
3. The stock option vests 60% on 11/29/2015, 20% on 11/29/2016, and 20% on 11/29/2017.
4. The stock option vests 60% on 11/21/2016, 20% on 11/21/2017, and 20% on 11/21/2018.
5. The restricted stock units vest 60% on 11/21/2016, 20% on 11/21/2017, and 20% on 11/21/2018.
6. Each restricted stock unit represents a contingent right to receive, upon vesting of the award: (i) one share of RJF common stock, and (ii) accrued cash in lieu of dividends.
Remarks:
curtisspoa.txt
/s/ Scott A. Curtis by Paul L. Matecki Attorney-in-Fact 02/28/2014
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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