0001225208-12-022404.txt : 20121105
0001225208-12-022404.hdr.sgml : 20121105
20121105190138
ACCESSION NUMBER: 0001225208-12-022404
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121102
FILED AS OF DATE: 20121105
DATE AS OF CHANGE: 20121105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RAYMOND JAMES FINANCIAL INC
CENTRAL INDEX KEY: 0000720005
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 591517485
STATE OF INCORPORATION: FL
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 880 CARILLON PKWY
STREET 2: P O BOX 12749
CITY: ST PETERSBURG
STATE: FL
ZIP: 33716
BUSINESS PHONE: 727-567-1000
MAIL ADDRESS:
STREET 1: P O BOX 12749
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33716
FORMER COMPANY:
FORMER CONFORMED NAME: RJ FINANCIAL CORP/FL
DATE OF NAME CHANGE: 19870303
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JULIEN JEFFREY P
CENTRAL INDEX KEY: 0001182753
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09109
FILM NUMBER: 121181396
MAIL ADDRESS:
STREET 1: 880 CARILLON PARKWAY
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33716
4
1
doc4.xml
X0306
4
2012-11-02
0000720005
RAYMOND JAMES FINANCIAL INC
RJF
0001182753
JULIEN JEFFREY P
880 CARILLON PARKWAY
ST. PETERSBURG
FL
33716
1
CFO, Executive VP - Fin
Common Stock
2012-11-02
4
S
0
15000.0000
38.9061
D
33836.0000
D
Common Stock
1040.0000
I
By Spouse
Common Stock
493.0000
I
By spouse through ESOP
Common Stock
29309.0000
I
ESOP
Employee Stock Option (right to buy)
27.1000
2017-01-22
Common Stock
25000.0000
25000.0000
D
Employee Stock Option (right to buy)
25.2800
2016-01-24
Common Stock
25000.0000
25000.0000
D
Employee Stock Option (right to buy)
30.4400
2010-11-27
2014-01-27
Common Stock
15000.0000
15000.0000
D
Restricted Stock Units
2013-12-15
2013-12-15
Common Stock
3133.0000
3133.0000
D
Restricted Stock Units
2014-12-15
2014-12-15
Common Stock
5156.0000
5156.0000
D
Employee Stock Option (right to buy)
27.1000
2017-01-22
Common Stock
500.0000
500.0000
I
By Spouse
Employee Stock Option (right to buy)
28.7400
2016-01-23
Common Stock
500.0000
500.0000
I
By Spouse
Employee Stock Option (right to buy)
25.2800
2015-01-24
Common Stock
500.0000
500.0000
I
By Spouse
Employee Stock Option (right to buy)
30.4400
2013-11-27
Common Stock
1200.0000
1200.0000
I
By Spouse
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.841 to $38.97, inclusive. The reporting person undertakes to provide upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Includes number of shares acquired under ESOP through November 2, 2012.
Options becoming exercisable - 15,000 on 11/22/2014, 5,000 on 11/22/2015 and 5,000 on 11/22/2016
Options becoming exercisable - 15,000 on 11/24/2012, 2,090 on 11/24/2013, 3,955 on 11/24/2014, 3,955 on 01/24/2015
Options currently exercisable - 12,000; options becoming exercisable - 3,000 on 1/27/2013
Each restricted stock unit represents a contingent right to receive one share of RJF common stock upon vesting and dividend equivalents.
The stock option vests 60% on 11/22/2014, 20% on 11/22/2015 and 20% on 11/22/2016.
Options becoming exercisable - 300 on 11/23/2013, 100 on 11/23/2014, 100 on 11/23/2015
Options becoming exercisable - 300 on 11/24/2012, 100 on 11/24/2013, 100 on 11/24/2014
Options currently exercisable - 960; Options becoming exercisable - 240 on 11/27/2012
/s/ Jeffrey P. Julien by Paul L. Matecki as Attorney-in-Fact
2012-11-05