0001225208-12-006796.txt : 20120306 0001225208-12-006796.hdr.sgml : 20120306 20120306105241 ACCESSION NUMBER: 0001225208-12-006796 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120302 FILED AS OF DATE: 20120306 DATE AS OF CHANGE: 20120306 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Raney Steven M CENTRAL INDEX KEY: 0001422342 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09109 FILM NUMBER: 12669096 MAIL ADDRESS: STREET 1: 880 CARILLON PARKWAY CITY: ST. PETERSBURG STATE: FL ZIP: 33716 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RAYMOND JAMES FINANCIAL INC CENTRAL INDEX KEY: 0000720005 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 591517485 STATE OF INCORPORATION: FL FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 880 CARILLON PKWY STREET 2: P O BOX 12749 CITY: ST PETERSBURG STATE: FL ZIP: 33716 BUSINESS PHONE: 727-567-1000 MAIL ADDRESS: STREET 1: P O BOX 12749 CITY: ST. PETERSBURG STATE: FL ZIP: 33716 FORMER COMPANY: FORMER CONFORMED NAME: RJ FINANCIAL CORP/FL DATE OF NAME CHANGE: 19870303 4 1 doc4.xml X0304 4 2012-03-02 0000720005 RAYMOND JAMES FINANCIAL INC RJF 0001422342 Raney Steven M 880 CARILLON PARKWAY ST. PETERSBURG FL 33716 1 President & CEO RJBank Common Stock 2012-03-02 4 P 0 174.0000 30.4600 A 14597.0000 D Common Stock 921.0000 I ESOP Employee Stock Option (right to buy) 27.1000 2017-01-22 Common Stock 25000.0000 25000.0000 D Employee Stock Option (right to buy) 25.2800 2015-01-24 Common Stock 1000.0000 1000.0000 D Employee Stock Option (right to buy) 25.2800 2016-01-24 Common Stock 25000.0000 25000.0000 D Employee Stock Option (right to buy) 30.4400 2010-11-27 2013-01-27 Common Stock 7500.0000 7500.0000 D Restricted Stock Units 2013-12-15 2013-12-15 Common Stock 391.0000 391.0000 D Restricted Stock Units 2014-12-15 2014-12-15 Common Stock 687.0000 687.0000 D Shares purchased through the Company's ESPP Includes number of shares acquired under ESOP through March 1, 2012. The stock option vests 60% on 11/22/2014, 20% on 11/22/2015 and 20% on 11/22/2016. Options becoming exercisable - 600 on 11/24/2012, 200 on 11/24/2013, 200 on 11/24/2014 Options becoming exercisable - 15,000 on 11/24/2012, 2,090 on 11/24/2013, 3,955 on 11/24/2014, 3,955 on 01/24/2015 Options currently exercisable - 6,000; options becoming exercisable - 1,500 on 11/27/2012 Each restricted stock unit represents a contingent right to receive one share of RJF common stock upon vesting and dividend equivalents. /s/ Steven M. Raney by Paul L. Matecki as Attorney-in-Fact 2012-03-06