0001225208-12-006796.txt : 20120306
0001225208-12-006796.hdr.sgml : 20120306
20120306105241
ACCESSION NUMBER: 0001225208-12-006796
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120302
FILED AS OF DATE: 20120306
DATE AS OF CHANGE: 20120306
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Raney Steven M
CENTRAL INDEX KEY: 0001422342
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09109
FILM NUMBER: 12669096
MAIL ADDRESS:
STREET 1: 880 CARILLON PARKWAY
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33716
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RAYMOND JAMES FINANCIAL INC
CENTRAL INDEX KEY: 0000720005
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 591517485
STATE OF INCORPORATION: FL
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 880 CARILLON PKWY
STREET 2: P O BOX 12749
CITY: ST PETERSBURG
STATE: FL
ZIP: 33716
BUSINESS PHONE: 727-567-1000
MAIL ADDRESS:
STREET 1: P O BOX 12749
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33716
FORMER COMPANY:
FORMER CONFORMED NAME: RJ FINANCIAL CORP/FL
DATE OF NAME CHANGE: 19870303
4
1
doc4.xml
X0304
4
2012-03-02
0000720005
RAYMOND JAMES FINANCIAL INC
RJF
0001422342
Raney Steven M
880 CARILLON PARKWAY
ST. PETERSBURG
FL
33716
1
President & CEO RJBank
Common Stock
2012-03-02
4
P
0
174.0000
30.4600
A
14597.0000
D
Common Stock
921.0000
I
ESOP
Employee Stock Option (right to buy)
27.1000
2017-01-22
Common Stock
25000.0000
25000.0000
D
Employee Stock Option (right to buy)
25.2800
2015-01-24
Common Stock
1000.0000
1000.0000
D
Employee Stock Option (right to buy)
25.2800
2016-01-24
Common Stock
25000.0000
25000.0000
D
Employee Stock Option (right to buy)
30.4400
2010-11-27
2013-01-27
Common Stock
7500.0000
7500.0000
D
Restricted Stock Units
2013-12-15
2013-12-15
Common Stock
391.0000
391.0000
D
Restricted Stock Units
2014-12-15
2014-12-15
Common Stock
687.0000
687.0000
D
Shares purchased through the Company's ESPP
Includes number of shares acquired under ESOP through March 1, 2012.
The stock option vests 60% on 11/22/2014, 20% on 11/22/2015 and 20% on 11/22/2016.
Options becoming exercisable - 600 on 11/24/2012, 200 on 11/24/2013, 200 on 11/24/2014
Options becoming exercisable - 15,000 on 11/24/2012, 2,090 on 11/24/2013, 3,955 on 11/24/2014, 3,955 on 01/24/2015
Options currently exercisable - 6,000; options becoming exercisable - 1,500 on 11/27/2012
Each restricted stock unit represents a contingent right to receive one share of RJF common stock upon vesting and dividend equivalents.
/s/ Steven M. Raney by Paul L. Matecki as Attorney-in-Fact
2012-03-06