0001209191-16-134225.txt : 20160728 0001209191-16-134225.hdr.sgml : 20160728 20160728142223 ACCESSION NUMBER: 0001209191-16-134225 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160726 FILED AS OF DATE: 20160728 DATE AS OF CHANGE: 20160728 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SVB FINANCIAL GROUP CENTRAL INDEX KEY: 0000719739 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 942856336 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3003 TASMAN DR CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4086547400 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wallace Bruce CENTRAL INDEX KEY: 0001518729 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15637 FILM NUMBER: 161789660 MAIL ADDRESS: STREET 1: 3005 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-07-26 0 0000719739 SVB FINANCIAL GROUP SIVB 0001518729 Wallace Bruce 3005 TASMAN DRIVE SANTA CLARA CA 95054 0 1 0 0 Chief Digital Officer Common Stock 2016-07-26 4 M 0 2300 64.37 A 13177 D Common Stock 2016-07-26 4 S 0 2300 103.2541 D 10877 D Common Stock 305 I By 401(k)/ESOP Stock Option 64.37 2016-07-26 4 M 0 2300 0.00 D 2013-05-01 2019-05-01 Common Stock 2300 0 D The 2,300 shares were sold through separate trades, with the sale prices ranging from $103.21 to $103.30 and at a weighted average sale price of $103.2541. The information in this report is based on 401(k)/ESOP Plan statement dated as of June 30, 2016. Denise West, Attorney-in-Fact for Bruce Wallace 2016-07-28