0001181431-12-034563.txt : 20120605
0001181431-12-034563.hdr.sgml : 20120605
20120605132245
ACCESSION NUMBER: 0001181431-12-034563
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120529
FILED AS OF DATE: 20120605
DATE AS OF CHANGE: 20120605
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Caldwell Barry G
CENTRAL INDEX KEY: 0001332314
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-11634
FILM NUMBER: 12888441
MAIL ADDRESS:
STREET 1: 1212 TERRA BELLA AVENUE
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94043
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: STAAR SURGICAL CO
CENTRAL INDEX KEY: 0000718937
STANDARD INDUSTRIAL CLASSIFICATION: OPHTHALMIC GOODS [3851]
IRS NUMBER: 953797439
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0101
BUSINESS ADDRESS:
STREET 1: 1911 WALKER AVE
CITY: MONROVIA
STATE: CA
ZIP: 91016
BUSINESS PHONE: 6263037902
MAIL ADDRESS:
STREET 1: 1911 WALKER AVE
CITY: MONROVIA
STATE: CA
ZIP: 91016
FORMER COMPANY:
FORMER CONFORMED NAME: STAAR SURGICAL COMPANY
DATE OF NAME CHANGE: 19920703
4/A
1
rrd347786.xml
B. CALDWELL OPEN MARKET PURCHASE MAY 29, AMENDED
X0305
4/A
2012-05-29
2012-05-29
0
0000718937
STAAR SURGICAL CO
STAA
0001332314
Caldwell Barry G
1911 WALKER AVE
MONROVIA
CA
91016
1
1
0
0
President and CEO
Common Stock
2012-05-29
4
P
0
5000
8.8561
A
241839
D
This amendment is being filed to change the transaction code to correctly reflect the nature of the purchase.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.79 to $8.96, inclusive.
Following the reported transaction Mr. Caldwell's total beneficial ownership (as defined in Rule 13d-3 under the Exchange Act) is 491,838 shares of Common Stock, which includes 249,999 vested stock options and 30,000 performance accelerated restricted shares. He also holds 100,001 unvested stock options.
On May 29, 2012, Mr. Caldwell purchased 5,000 shares of common stock on the open market.
/s/Samuel Gesten as attorney-in-fact for Barry G. Caldwell
2012-06-05