0001181431-12-034563.txt : 20120605 0001181431-12-034563.hdr.sgml : 20120605 20120605132245 ACCESSION NUMBER: 0001181431-12-034563 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120529 FILED AS OF DATE: 20120605 DATE AS OF CHANGE: 20120605 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Caldwell Barry G CENTRAL INDEX KEY: 0001332314 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-11634 FILM NUMBER: 12888441 MAIL ADDRESS: STREET 1: 1212 TERRA BELLA AVENUE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STAAR SURGICAL CO CENTRAL INDEX KEY: 0000718937 STANDARD INDUSTRIAL CLASSIFICATION: OPHTHALMIC GOODS [3851] IRS NUMBER: 953797439 STATE OF INCORPORATION: DE FISCAL YEAR END: 0101 BUSINESS ADDRESS: STREET 1: 1911 WALKER AVE CITY: MONROVIA STATE: CA ZIP: 91016 BUSINESS PHONE: 6263037902 MAIL ADDRESS: STREET 1: 1911 WALKER AVE CITY: MONROVIA STATE: CA ZIP: 91016 FORMER COMPANY: FORMER CONFORMED NAME: STAAR SURGICAL COMPANY DATE OF NAME CHANGE: 19920703 4/A 1 rrd347786.xml B. CALDWELL OPEN MARKET PURCHASE MAY 29, AMENDED X0305 4/A 2012-05-29 2012-05-29 0 0000718937 STAAR SURGICAL CO STAA 0001332314 Caldwell Barry G 1911 WALKER AVE MONROVIA CA 91016 1 1 0 0 President and CEO Common Stock 2012-05-29 4 P 0 5000 8.8561 A 241839 D This amendment is being filed to change the transaction code to correctly reflect the nature of the purchase. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.79 to $8.96, inclusive. Following the reported transaction Mr. Caldwell's total beneficial ownership (as defined in Rule 13d-3 under the Exchange Act) is 491,838 shares of Common Stock, which includes 249,999 vested stock options and 30,000 performance accelerated restricted shares. He also holds 100,001 unvested stock options. On May 29, 2012, Mr. Caldwell purchased 5,000 shares of common stock on the open market. /s/Samuel Gesten as attorney-in-fact for Barry G. Caldwell 2012-06-05