0001352027-18-000014.txt : 20180222 0001352027-18-000014.hdr.sgml : 20180222 20180222190506 ACCESSION NUMBER: 0001352027-18-000014 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180220 FILED AS OF DATE: 20180222 DATE AS OF CHANGE: 20180222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Morhaime Michael CENTRAL INDEX KEY: 0001439532 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15839 FILM NUMBER: 18634212 MAIL ADDRESS: STREET 1: 16215 ALTON PARKWAY STREET 2: 5TH FLOOR CITY: IRVINE STATE: CA ZIP: 90045 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Activision Blizzard, Inc. CENTRAL INDEX KEY: 0000718877 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 954803544 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3100 OCEAN PARK BLVD CITY: SANTA MONICA STATE: CA ZIP: 90405 BUSINESS PHONE: 3102552000 MAIL ADDRESS: STREET 1: 3100 OCEAN PARK BLVD CITY: SANTA MONICA STATE: CA ZIP: 90405 FORMER COMPANY: FORMER CONFORMED NAME: ACTIVISION INC /NY DATE OF NAME CHANGE: 19930114 FORMER COMPANY: FORMER CONFORMED NAME: MEDIAGENIC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: ACTIVISION INC DATE OF NAME CHANGE: 19880829 4 1 wf-form4_151934429144459.xml FORM 4 X0306 4 2018-02-20 0 0000718877 Activision Blizzard, Inc. ATVI 0001439532 Morhaime Michael C/O BLIZZARD ENTERTAINMENT 16215 ALTON PARKWAY IRVINE CA 92618 0 1 0 0 Pres. & CEO-Blizzard Ent. Common Stock, par value $0.000001 per share 2018-02-20 4 M 0 66666 20.10 A 303060 D Common Stock, par value $0.000001 per share 2018-02-20 4 S 0 66666 71.0667 D 236394 D Common Stock, par value $0.000001 per share 2018-02-20 4 M 0 66667 34.59 A 303061 D Common Stock, par value $0.000001 per share 2018-02-20 4 S 0 66667 71.0667 D 236394 D Common Stock, par value $0.000001 per share 2018-02-20 4 M 0 32018 41.09 A 268412 D Common Stock, par value $0.000001 per share 2018-02-20 4 S 0 32018 71.0667 D 236394 D Common Stock, par value $0.000001 per share 2018-02-20 4 M 0 3518 20.10 A 26956 I Securities held by Mr. Morhaime's wife Common Stock, par value $0.000001 per share 2018-02-20 4 S 0 3518 71.0315 D 23438 I Securities held by Mr. Morhaime's wife Common Stock, par value $0.000001 per share 2018-02-20 4 M 0 1438 34.59 A 24876 I Securities held by Mr. Morhaime's wife Common Stock, par value $0.000001 per share 2018-02-20 4 S 0 1438 71.0315 D 23438 I Securities held by Mr. Morhaime's wife Common Stock, par value $0.000001 per share 2018-02-20 4 M 0 919 41.09 A 24357 I Securities held by Mr. Morhaime's wife Common Stock, par value $0.000001 per share 2018-02-20 4 S 0 919 71.0315 D 23438 I Securities held by Mr. Morhaime's wife Common Stock, par value $0.000001 per share 2018-02-21 4 M 0 34649 41.09 A 271043 D Common Stock, par value $0.000001 per share 2018-02-21 4 S 0 34649 70.8229 D 236394 D Common Stock, par value $0.000001 per share 401354 I See footnote Employee Stock Options 20.1 2018-02-20 4 M 0 66666 0 D 2024-11-14 Common Stock, par value $0.000001 per share 66666.0 0 D Employee Stock Options 34.59 2018-02-20 4 M 0 66667 0 D 2025-11-13 Common Stock, par value $0.000001 per share 66667.0 66666 D Employee Stock Options 41.09 2018-02-20 4 M 0 32018 0 D 2026-11-07 Common Stock, par value $0.000001 per share 32018.0 167982 D Employee Stock Options 20.1 2018-02-20 4 M 0 3518 0 D 2024-11-14 Common Stock, par value $0.000001 per share 3518.0 0 I Securites held by Mr. Morhaime's wife Employee Stock Options 34.59 2018-02-20 4 M 0 1438 0 D 2025-11-13 Common Stock, par value $0.000001 per share 1438.0 1437 I Securites held by Mr. Morhaime's wife Employee Stock Options 41.09 2018-02-20 4 M 0 919 0 D 2026-11-07 Common Stock, par value $0.000001 per share 919.0 1837 I Securites held by Mr. Morhaime's wife Employee Stock Options 41.09 2018-02-21 4 M 0 34649 0 D 2026-11-07 Common Stock, par value $0.000001 per share 34649.0 133333 D The price in Column 4 is a weighted average price. The prices actually received for the stock ranged from $71.00 to $71.22 per share. Mr. Morhaime has provided to the Company and, upon request, will provide any security holder of the Company or the SEC staff with information regarding the number of shares sold at each price within that range. The price in Column 4 is a weighted average price. The prices actually received for the stock ranged from $71.01 to $71.07 per share. Mr. Morhaime has provided to the Company and, upon request, will provide any security holder of the Company or the SEC staff with information regarding the number of shares sold at each price within that range. Following the transactions reported on this form 4, Mr. Morhaime indirectly held, through his wife, (a) 12,861 shares of the Company's common stock and (b) 10,577 performance-vesting restricted stock units, each representing the right to receive one share of the Company's common stock. The price in Column 4 is a weighted average price. The prices actually received for the stock ranged from $70.75 to $71.1401 per share. Mr. Morhaime has provided to the Company and, upon request, will provide any security holder of the Company or the SEC staff with information regarding the number of shares sold at each price within that range. Following the transactions reported on this Form 4, Mr. Morhaime directly held (a) 166,395 performance-vesting restricted stock units, each representing the right to receive one share of the Company's common stock, and (b) 69,999 time-vesting restricted stock units, each representing the right to receive one share of the Company's common stock. Following the transactions reported on this Form 4, Mr. Morhaime indirectly held, through the Michael Morhaime Revocable Trust, 401,354 shares of the Company's common stock. These securities are held by the Michael Morhaime Revocable Trust. These options were fully vested on November 13, 2017. The exercised options vested on November 12, 2017. The remaining options will vest on November 12, 2018. The exercised options vested on November 6, 2017. One-half of the remaining unvested options will vest on each of November 6, 2018 and 2019. These options were fully vested on November 14, 2017. The exercised options vested on November 13, 2017. The remaining options will vest on November 13, 2018. The exercised options vested on November 7, 2017. One-half of the remaining options vest on each of November 7, 2018 and 2019. The exercised options vested on November 6, 2017. One-half of the remaining options will vest on each of November 6, 2018 and 2019. /s/ Michael Morhaime 2018-02-22