FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
ACTIVISION INC /NY [ ATVI ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 06/01/2005 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock, par value $.000001 per share | 06/01/2005 | M | 35,000 | A | $7.445 | 46,386 | D(1) | |||
Common Stock, par value $.000001 per share | 06/01/2005 | M | 60,000 | A | $7.445 | 106,386 | D(1) | |||
Common Stock, par value $.000001 per share | 06/01/2005 | M | 15,000 | A | $7.445 | 121,386 | D(1) | |||
Common Stock, par value $.000001 per share | 06/01/2005 | M | 75,000 | A | $7.2734 | 196,386 | D(1) | |||
Common Stock, par value $.000001 per share | 06/01/2005 | M | 27,500 | A | $4.8434 | 223,886 | D(1) | |||
Common Stock, par value $.000001 per share | 06/01/2005 | M | 24,998 | A | $4.8434 | 248,884 | D(1) | |||
Common Stock, par value $.000001 per share | 06/01/2005 | M | 30,000 | A | $4.8434 | 278,884 | D(1) | |||
Common Stock, par value $.000001 per share | 06/01/2005 | S | 5,000 | D | $15.77 | 273,884 | D(1) | |||
Common Stock, par value $.000001 per share | 06/01/2005 | S | 5,000 | D | $15.76 | 268,884 | D(1) | |||
Common Stock, par value $.000001 per share | 06/01/2005 | S | 257,498 | D | $15.75 | 11,386 | D(1) | |||
Common Stock, par value $.000001 per share | 06/01/2005 | M | 105,000 | A | $9.2033 | 116,386 | D(1) | |||
Common Stock, par value $.000001 per share | 06/01/2005 | S | 60,000 | D | $15.92 | 56,386 | D(1) | |||
Common Stock, par value $.000001 per share | 06/01/2005 | S | 10,000 | D | $15.89 | 46,386 | D(1) | |||
Common Stock, par value $.000001 per share | 06/01/2005 | S | 35,000 | D | $15.85 | 11,386(2) | D(1) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Options | $7.445 | 06/01/2005 | M | 0 | (3) | 11/06/2013 | Common Stock | 35,000 | $0 | 105,000 | D | ||||
Employee Stock Options | $7.445 | 06/01/2005 | M | 0 | (4) | 11/06/2013 | Common Stock | 60,000 | $0 | 240,000 | D | ||||
Employee Stock Options | $7.445 | 06/01/2005 | M | 0 | (5) | 11/06/2013 | Common Stock | 15,000 | $0 | 45,000 | D | ||||
Employee Stock Options | $7.2734 | 06/01/2005 | M | 0 | (6) | 10/12/2012 | Common Stock | 75,000 | $0 | 150,000 | D | ||||
Employee Stock Options | $4.8434 | 06/01/2005 | M | 0 | (7) | 03/20/2013 | Common Stock | 27,500 | $0 | 10,997 | D | ||||
Employee Stock Options | $4.8434 | 06/01/2005 | M | 0 | (8) | 03/20/2013 | Common Stock | 24,998 | $0 | 9,997 | D | ||||
Employee Stock Options | $4.8434 | 06/01/2005 | M | 0 | (9) | 03/20/2013 | Common Stock | 30,000 | $0 | 90,000 | D | ||||
Employee Stock Options | $9.2033 | 06/01/2005 | M | 0 | (10) | 04/08/2012 | Common Stock | 105,000 | $0 | 15,000 | D |
Explanation of Responses: |
1. The Filer also indirectly owns 9,000 shares of Common Stock by virtue of reporting person's spouse's ownership of 9,000 shares of Company Common Stock. |
2. All 11,386 shares owned by the Filer were purchased through the Company's employee stock purchase plan. |
3. The option will vest on November 6, 2008. However, one half of the option may vest on an accelerated basis if certain earnings and other financial goals are met. |
4. The options vest in five equal annual installments beginning on November 1, 2004. |
5. The option will vest on November 6, 2008. However, one half of the option may vest on an accelerated basis if certain earnings and other financial goals are met. |
6. The options vest in four equal installments beginning on 4/1/04, however, the fourth installment may vest on an accelerated basis if certain earnings and other financial goals are met. |
7. The original option grant provided one half of the such options would vest in three equal annual installments beginning on 4/1/04. The second half of the option will vest on April 1, 2009, and that the second half of the option would vest on an accelerated basis if certain earning and other financial goals were met. |
8. The original option grant provided one half of the such options would vest in three equal annual installments beginning on 4/1/04. The second half of the option will vest on April 1, 2009, and that the second half of the option would vest on an accelerated basis if certain earning and other financial goals were met. |
9. The original options granted provided that such options would vest in five equal annual installments beginning on April 1, 2004. |
10. The option vested in four equal semi-annual installments beginning on October 1, 2002. |
Remarks: |
George L. Rose was granted a power of attorney to sign all Forms 4 and Forms 5 on behalf of Kathy P. Vrabeck. |
/s/ George L. Rose (Attorney-In-Fact) | 06/03/2005 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |