0000899140-05-000316.txt : 20120618
0000899140-05-000316.hdr.sgml : 20120618
20050324171725
ACCESSION NUMBER: 0000899140-05-000316
CONFORMED SUBMISSION TYPE: SC 13G
PUBLIC DOCUMENT COUNT: 2
FILED AS OF DATE: 20050324
DATE AS OF CHANGE: 20050324
GROUP MEMBERS: ATUL KHANNA
GROUP MEMBERS: JONATHAN BARON
GROUP MEMBERS: ROCKBAY CAPITAL ADVISORS, INC.
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: ROCKBAY CAPITAL MANAGEMENT LP
CENTRAL INDEX KEY: 0001276474
IRS NUMBER: 161628331
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G
BUSINESS ADDRESS:
STREET 1: 1211 AVENUE OF THE AMERICAS
STREET 2: 27TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 2125963550
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: MSC SOFTWARE CORP
CENTRAL INDEX KEY: 0000717238
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 952239450
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-34721
FILM NUMBER: 05702773
BUSINESS ADDRESS:
STREET 1: 815 COLORADO BLVD
CITY: LOS ANGELES
STATE: CA
ZIP: 90041
BUSINESS PHONE: 3232589111
MAIL ADDRESS:
STREET 1: 815 COLORADO BOULEVARD
CITY: LOS ANGELES
STATE: CA
ZIP: 90041
FORMER COMPANY:
FORMER CONFORMED NAME: MACNEAL SCHWENDLER CORP
DATE OF NAME CHANGE: 19920703
SC 13G
1
m2813972b.txt
INITIAL FILING
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934*
MSC.Software Corp
-----------------
(Name of Issuer)
Common Stock
------------
(Title of Class of Securities)
553531104
---------
(CUSIP Number)
March 15, 2005
--------------
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this
Schedule is filed:
[ ] Rule 13d-1(b)
[X] Rule 13d-1(c)
[ ] Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
------------------- ------------------
CUSIP No. 553531104 13G Page 2 of 11 Pages
------------------- ------------------
---------- ---------------------------------------------------------------------
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Rockbay Capital Management, LP
---------- ---------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
---------- ---------------------------------------------------------------------
3 SEC USE ONLY
---------- ---------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
-------------------- ------ ----------------------------------------------------
5 SOLE VOTING POWER
0
------ ----------------------------------------------------
NUMBER OF 6 SHARED VOTING POWER
SHARES
BENEFICIALLY 2,158,000
OWNED BY
------ ----------------------------------------------------
EACH 7 SOLE DISPOSITIVE POWER
REPORTING
PERSON 0
WITH
------ ----------------------------------------------------
8 SHARED DISPOSITIVE POWER
2,158,000
---------- ---------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,158,000
---------- ---------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
N/A
---------- ---------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
7.1%
---------- ---------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
PN
---------- ---------------------------------------------------------------------
*SEE INSTRUCTION BEFORE FILLING OUT!
------------------- ------------------
CUSIP No. 553531104 13G Page 3 of 11 Pages
------------------- ------------------
---------- ---------------------------------------------------------------------
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Rockbay Capital Advisors, Inc.
---------- ---------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
---------- ---------------------------------------------------------------------
3 SEC USE ONLY
---------- ---------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
-------------------- ------ ----------------------------------------------------
5 SOLE VOTING POWER
0
------ ----------------------------------------------------
NUMBER OF 6 SHARED VOTING POWER
SHARES
BENEFICIALLY 2,158,000
OWNED BY
------ ----------------------------------------------------
EACH 7 SOLE DISPOSITIVE POWER
REPORTING
PERSON 0
WITH
------ ----------------------------------------------------
8 SHARED DISPOSITIVE POWER
2,158,000
---------- ---------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,158,000
---------- ---------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
N/A
---------- ---------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
7.1%
---------- ---------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
CO
---------- ---------------------------------------------------------------------
*SEE INSTRUCTION BEFORE FILLING OUT!
------------------- ------------------
CUSIP No. 553531104 13G Page 4 of 11 Pages
------------------- ------------------
---------- ---------------------------------------------------------------------
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Atul Khanna
---------- ---------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
---------- ---------------------------------------------------------------------
3 SEC USE ONLY
---------- ---------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
-------------------- ------ ----------------------------------------------------
5 SOLE VOTING POWER
0
------ ----------------------------------------------------
NUMBER OF 6 SHARED VOTING POWER
SHARES
BENEFICIALLY 2,158,000
OWNED BY
------ ----------------------------------------------------
EACH 7 SOLE DISPOSITIVE POWER
REPORTING
PERSON 0
WITH
------ ----------------------------------------------------
8 SHARED DISPOSITIVE POWER
2,158,000
---------- ---------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,158,000
---------- ---------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
N/A
---------- ---------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
7.1%
---------- ---------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
---------- ---------------------------------------------------------------------
*SEE INSTRUCTION BEFORE FILLING OUT!
------------------- ------------------
CUSIP No. 553531104 13G Page 5 of 11 Pages
------------------- ------------------
---------- ---------------------------------------------------------------------
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Jonathan Baron
---------- ---------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
---------- ---------------------------------------------------------------------
3 SEC USE ONLY
---------- ---------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
-------------------- ------ ----------------------------------------------------
5 SOLE VOTING POWER
0
------ ----------------------------------------------------
NUMBER OF 6 SHARED VOTING POWER
SHARES
BENEFICIALLY 2,158,000
OWNED BY
------ ----------------------------------------------------
EACH 7 SOLE DISPOSITIVE POWER
REPORTING
PERSON 0
WITH
------ ----------------------------------------------------
8 SHARED DISPOSITIVE POWER
2,158,000
---------- ---------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,158,000
---------- ---------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
N/A
---------- ---------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
7.1%
---------- ---------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
---------- ---------------------------------------------------------------------
*SEE INSTRUCTION BEFORE FILLING OUT!
-5-
Item 1(a): Name of Issuer:
---------- ---------------
The name of the issuer is MSC.Software Corporation (the "Company").
Item 1(b): Address of Issuer's Principal Executive Offices:
---------- ------------------------------------------------
The Company's principal executive office is located at:
Two MacArthur Place
Santa Ana, CA 92707
Item 2(a): Name of Person Filing:
---------- ----------------------
This Schedule 13G is filed by:
(i) Rockbay Capital Management, LP, a Delaware limited partnership (the
"Investment Advisor"), which serves as investment advisor to certain
hedge funds (the "Funds"), with respect to shares of Common Stock
(as defined in Item 2(d)) directly owned by the Funds (the
"Shares");
(ii) Rockbay Capital Advisors, Inc., a Delaware corporation (the "General
Partner"), which serves as the general partner of the Investment
Advisor and controls its business activities, with respect to the
Shares;
(iii) Mr. Atul Khanna ("Mr. Khanna"), who serves as the Chief Executive
Officer of the General Partner and exercises control over its
business activities, with respect to the Shares; and
(iv) Mr. Jonathan Baron ("Mr. Baron"), who serves as the Senior Managing
Director of the General Partner and, along with Mr. Khanna,
exercises control over its business activities, with respect to the
Shares.
The Investment Advisor, the General Partner, Mr. Khanna and Mr. Baron are
hereinafter sometimes collectively referred to as the "Reporting Persons." Any
disclosures herein with respect to persons other than the Reporting Persons are
made on information and belief after making inquiry to the appropriate party.
Item 2(b): Address of Principal Business Office or, if None, Residence:
---------- ------------------------------------------------------------
The address of the principal business office of each of the Reporting Persons is
600 Fifth Avenue, 24th Floor, New York, New York 10020.
Item 2(c): Citizenship:
---------- ------------
The Investment Advisor is organized as a limited partnership under the laws of
the State of Delaware. The General Partner is organized as a corporation under
the laws of the State of Delaware. Mr. Khanna and Mr. Baron are each United
States citizens.
Item 2(d): Title of Class of Securities:
---------- -----------------------------
Common Stock ("Common Stock").
-6-
Item 2(e): CUSIP Number:
---------- -------------
553531104
Item 3: If this statement is filed pursuant to Rules 13d-1(b) or
------- --------------------------------------------------------
13d-2(b) or (c), check whether the person filing is a:
------------------------------------------------------
A. [ ] Broker or dealer registered under Section 15 of the
Act,
B. [ ] Bank as defined in Section 3(a)(6) of the Act,
C. [ ] Insurance Company as defined in Section 3(a)(19) of the
Act,
D. [ ] Investment Company registered under Section 8 of the
Investment Company Act of 1940,
E. [ ] Investment Adviser in accordance with Rule 13d-1
(b)(1)(ii)(E),
F. [ ] Employee Benefit Plan or Endowment Fund in accordance
with 13d-1 (b)(1)(ii)(F),
G. [ ] Parent Holding Company or control person in accordance
with Rule 13d-1 (b)(1)(ii)(G),
H. [ ] Savings Association as defined in Section 3(b) of the
Federal Deposit Insurance Act,
I. [ ] Church Plan that is excluded from the definition of an
investment company under Section 3(c)(14) of the
Investment Company Act of 1940,
J. [ ] Group, in accordance with Rule 13d-1(b)(1)(ii)(J).
Item 4: Ownership:
------- ----------
The beneficial ownership of Common Stock by the Reporting Persons, as of the
date of this Schedule 13G, is as follows:
A. Rockbay Capital Management, LP
------------------------------
(a) Amount beneficially owned: 2,158,000
(b) Percent of class: 7.1%
(c) Number of shares as to which such person has:
(i) Sole power to vote or direct the vote: 0
(ii) Shared power to vote or direct the vote: 2,158,000
(iii) Sole power to dispose or direct the disposition: 0
(iv) Shared power to dispose or direct the disposition: 2,158,000
-7-
B. Rockbay Capital Advisors, Inc.
------------------------------
(a) Amount beneficially owned: 2,158,000
(b) Percent of class: 7.1%.
(c) Number of shares as to which such person has:
(i) Sole power to vote or direct the vote: 0
(ii) Shared power to vote or direct the vote: 2,158,000
(iii) Sole power to dispose or direct the disposition: 0
(iv) Shared power to dispose or direct the disposition: 2,158,0000
C. Atul Khanna
-----------
(a) Amount beneficially owned: 2,158,000
(b) Percent of class: 7.1%.
(c) Number of shares as to which such person has:
(i) Sole power to vote or direct the vote: 0
(ii) Shared power to vote or direct the vote: 2,158,000
(iii) Sole power to dispose or direct the disposition: 0
(iv) Shared power to dispose or direct the disposition: 2,158,000
D. Jonathan Baron
--------------
(a) Amount beneficially owned: 2,158,000
(b) Percent of class: 7.1%.
(c) Number of shares as to which such person has:
(i) Sole power to vote or direct the vote: 0
(ii) Shared power to vote or direct the vote: 2,158,000
(iii) Sole power to dispose or direct the disposition: 0
(iv) Shared power to dispose or direct the disposition: 2,158,000
Item 5: Ownership of Five Percent or Less of a Class:
------- ---------------------------------------------
If this statement is being filed to report the fact that as of the date hereof
the reporting person has ceased to be the beneficial owner of more than five
percent of the class of securities, check the following: [ ]
Item 6: Ownership of More than Five Percent on Behalf of Another Person:
------- ----------------------------------------------------------------
Other than as set forth herein, no other person has the right to receive or the
power to direct the receipt of dividends from, or proceeds from the sale of, the
Shares.
Item 7: Identification and Classification of the Subsidiary Which
------- ---------------------------------------------------------
Acquired the Security Being Reported on by the Parent Holding
-------------------------------------------------------------
Company:
--------
Not applicable.
Item 8: Identification and Classification of Members of the Group:
------- ----------------------------------------------------------
Not applicable.
Item 9: Notice of Dissolution of Group:
------- -------------------------------
Not applicable.
-8-
Item 10: Certification:
-------- --------------
Each of the Reporting Persons hereby makes the following certification:
By signing below I certify that, to the best of my knowledge and belief,
the securities referred to above were not acquired and are not held for the
purpose of or with the effect of changing or influencing the control of the
issuer of the securities and were not acquired and are not held in connection
with or as a participant in any transaction having that purpose or effect.
-9-
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this statement is true, complete and correct.
Dated: March 24, 2005
ROCKBAY CAPITAL MANAGEMENT, LP
By: Rockbay Capital Advisors, Inc.,
its general partner
By: /s/ Atul Khanna
------------------------------
Name: Atul Khanna
Title: Chief Executive Officer
ROCKBAY CAPITAL ADVISORS, INC.
By: /s/ Atul Khanna
------------------------------
Name: Atul Khanna
Title: Chief Executive Officer
/s/ Atul Khanna
------------------------------
Atul Khanna
/s/ Jonathan Baron
------------------------------
Jonathan Baron
EXHIBIT INDEX
-------------
Exhibit 99.1: Joint Filing Agreement, dated March 24, 2005, by and among
Rockbay Capital Management, LP, Rockbay Capital Advisors, Inc.,
Atul Khanna and Jonathan Baron.
EX-99.1
3
m2813972c.txt
JOINT FILING AGREEMENT
Exhibit 99.1
------------
JOINT FILING AGREEMENT
PURSUANT TO RULE 13d-1(k)(1)
----------------------------
The undersigned acknowledge and agree that the foregoing statement on
Schedule 13G is filed on behalf of each of the undersigned and that all
subsequent amendments to this statement on Schedule 13G shall be filed on behalf
of each of the undersigned without the necessity of filing additional joint
filing agreements. The undersigned acknowledge that each shall be responsible
for the timely filing of such amendments, and for the completeness and accuracy
of the information concerning it contained therein, but shall not be responsible
for the completeness and accuracy of the information concerning the others,
except to the extent that it knows or has reason to believe that such
information is inaccurate. This Agreement may be executed in any number of
counterparts and all of such counterparts taken together shall constitute one
and the same instrument.
Dated: March 24, 2005
ROCKBAY CAPITAL MANAGEMENT, LP
By: Rockbay Capital Advisors, Inc.,
its general partner
By: /s/ Atul Khanna
------------------------------
Name: Atul Khanna
Title: Chief Executive Officer
ROCKBAY CAPITAL ADVISORS, INC.
By: /s/ Atul Khanna
------------------------------
Name: Atul Khanna
Title: Chief Executive Officer
/s/ Atul Khanna
------------------------------
Atul Khanna
/s/ Jonathan Baron
------------------------------
Jonathan Baron