0000891839-17-000061.txt : 20170503 0000891839-17-000061.hdr.sgml : 20170503 20170503164643 ACCESSION NUMBER: 0000891839-17-000061 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170501 FILED AS OF DATE: 20170503 DATE AS OF CHANGE: 20170503 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GRAHAM CORP CENTRAL INDEX KEY: 0000716314 STANDARD INDUSTRIAL CLASSIFICATION: GENERAL INDUSTRIAL MACHINERY & EQUIPMENT [3560] IRS NUMBER: 161194720 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 20 FLORENCE AVE CITY: BATAVIA STATE: NY ZIP: 14020 BUSINESS PHONE: 5853432216 MAIL ADDRESS: STREET 1: 20 FLORENCE AVENUE CITY: BATAVIA STATE: NY ZIP: 14020 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LINES JAMES R CENTRAL INDEX KEY: 0001249710 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08462 FILM NUMBER: 17809858 MAIL ADDRESS: STREET 1: 11 HILLSIDE PARKWY CITY: LANCSTER STATE: NY ZIP: 14068 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-05-01 0000716314 GRAHAM CORP GHM 0001249710 LINES JAMES R C/O GRAHAM CORPORATION 20 FLORENCE AVENUE BATAVIA NY 14020 1 1 0 0 President and CEO Common Stock 2017-05-01 4 S 0 3000 21.9825 D 96200 D Common Stock 2017-05-02 4 S 0 3000 21.9442 D 93200 D Common Stock 2017-05-03 4 S 0 3000 21.586 D 90200 D Stock Option (Right to Buy) 30.875 2012-05-29 2018-05-29 Common Stock 2532 2532 D Stock Option (Right to Buy) 15.22 2012-05-28 2019-05-28 Common Stock 1974 1974 D Stock Option (Right to Buy) 15.25 2013-05-20 2020-05-20 Common Stock 3092 3092 D Stock Option (Right to Buy) 18.65 2015-05-30 2022-05-30 Common Stock 10894 10894 D This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Lines in March 2017. This option was previously reported by Mr. Lines. /s/ James R. Lines 2017-05-03