-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HEsVa0Lydg9cw7Pqs1cEg1OHUygXylCGgUKl4+pevt5moIaPrmxazXgd6S1rCOjR YoW6/XZagfosxO0lvdAg5w== 0000919574-01-000026.txt : 20010123 0000919574-01-000026.hdr.sgml : 20010123 ACCESSION NUMBER: 0000919574-01-000026 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010111 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HYTEK MICROSYSTEMS INC CENTRAL INDEX KEY: 0000715593 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 942234140 STATE OF INCORPORATION: CA FISCAL YEAR END: 0102 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-35657 FILM NUMBER: 1506837 BUSINESS ADDRESS: STREET 1: 400 HOT SPRINGS RD CITY: CARSON CITY STATE: NV ZIP: 89706 BUSINESS PHONE: 7028830820 MAIL ADDRESS: STREET 1: 400 HOT SPRINGS ROAD CITY: CARSON CITY STATE: NV ZIP: 89706 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: KERN CAPITAL MANAGEMENT LLC /ADV CENTRAL INDEX KEY: 0001043135 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 133958232 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 114 WEST 47TH ST STREET 2: STE 1926 CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 2128193200 MAIL ADDRESS: STREET 1: 114 WEST 47TH STREET STREET 2: SUITE 1926 CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: KERN CAPITAL MANAGEMENT LLC /ADV DATE OF NAME CHANGE: 19980209 SC 13G 1 0001.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Amendment No.: * Name of Issuer: Hytek Microsystems, Inc. Title of Class of Securities: Common Stock CUSIP Number: 449180108 (Date of Event Which Requires Filing of this Statement) December 31, 2000 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: /X/ Rule 13d-1(b) / / Rule 13d-1(c) / / Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP Number: 449180108 1. Name of Reporting Person I.R.S. Identification No. of Above Person Kern Capital Management, LLC 13-3958232 2. Check the Appropriate Box if a Member of a Group a. b. 3. SEC Use Only 4. Citizenship or Place of Organization Delaware Number of Shares Beneficially Owned by Each Reporting Person With: 5. Sole Voting Power: 419,900 6. Shared Voting Power: 7. Sole Dispositive Power: 419,900 8. Shared Dispositive Power: 9. Aggregate Amount Beneficially Owned by Each Reporting Person 419,900 10. Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares 11. Percent of Class Represented by Amount in Row (9) 13.0% 2 12. Type of Reporting Person IA 3 CUSIP Number: 449180108 1. Name of Reporting Person I.R.S. Identification No. of Above Person Robert E. Kern Jr. 2. Check the Appropriate Box if a Member of a Group a. b. 3. SEC Use Only 4. Citizenship or Place of Organization USA Number of Shares Beneficially Owned by Each Reporting Person With: 5. Sole Voting Power: 6. Shared Voting Power: 419,900 (See Schedule Item 4 incorporated by reference) 7. Sole Dispositive Power: 8. Shared Dispositive Power: 419,900 (See Schedule Item 4 incorporated by reference) 9. Aggregate Amount Beneficially Owned by Each Reporting Person 419,900 (See Schedule Item 4 incorporated by reference) 10. Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares 4 11. Percent of Class Represented by Amount in Row (9) 13.0% 12. Type of Reporting Person IN 5 CUSIP Number: 449180108 1. Name of Reporting Person I.R.S. Identification No. of Above Person David G. Kern 2. Check the Appropriate Box if a Member of a Group a. b. 3. SEC Use Only 4. Citizenship or Place of Organization USA Number of Shares Beneficially Owned by Each Reporting Person With: 5. Sole Voting Power: 6. Shared Voting Power: 419,900 (See Schedule Item 4 incorporated by reference) 7. Sole Dispositive Power: 8. Shared Dispositive Power: 419,900 (See Schedule Item 4 incorporated by reference) 9. Aggregate Amount Beneficially Owned by Each Reporting Person 419,900 (See Schedule Item 4 incorporated by reference) 10. Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares 6 11. Percent of Class Represented by Amount in Row (9) 13.0% 12. Type of Reporting Person IN 7 Item 1(a) Name of Issuer: Hytek Microsystems, Inc. (b) Address of Issuer's Principal Executive Offices: 400 Hot Springs Rd. Carson City, Nevada 89706 Item 2(a) - (c). Name, Principal Business Address, and Citizenship of Persons Filing: Kern Capital Management, LLC ("KCM") Robert E. Kern Jr. (R. Kern) David G. Kern (D. Kern) 114 West 47th Street Suite 1926 New York, New York 10036 Kern Capital Management, LLC - Delaware limited liability company R. Kern and D. Kern are both citizens of the United States of America (d) Title of Class of Securities: Common Stock (e) CUSIP Number: 449180108 Item 3. If this statement is filed pursuant to Rule 13d-1(b)(1) or 13d-2(b) or (c) check whether the person filing is: (a) / / Broker or dealer registered under Section 15 of the Act, (b) / / Bank as defined in Section 3(a)(6) of the Act, (c) / / Insurance Company as defined in Section 3(a)(19) of the Act, (d) / / Investment Company registered under Section 8 of the Investment Company Act, (e) /X/ Investment Adviser registered under Section 203 of the Investment Advisers Act of 1940, (f) / / Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund, 8 (g) / / Parent Holding Company, in accordance with Rule 13d-1(b)(ii)(G), (h) / / Savings association as defined in Section 3(b) of the Federal Deposit Insurance Act, (i) / / Church plan excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act, (j) / / Group, in accordance with Rule 13d- 1(b)(1)(ii)(H). If this statement is filed pursuant to Rule 13d-1(c), check this box. / / Item 4. Ownership. (a) Amount Beneficially Owned: 419,900 shares beneficially owned by Kern Capital Management, LLC, 419,900 by R. Kern and 419,900 by D. Kern (b) Percent of Class: 13.0% by Kern Capital Management, LLC, 13.0% by R. Kern and 13.0% by D. Kern (c) Kern Capital Management, LLC: 0 shares with shared power to vote or to direct the vote; 419,900 shares with sole power to vote or to direct the vote; 0 shares with shared power to dispose or to direct the disposition of; 419,900 shares with the sole power to dispose or to direct the disposition of R. Kern: 419,900 shares with shared power to vote or to direct the vote; 0 shares with sole power to vote or to direct the vote; 419,900 shares with shared power to dispose or to direct the disposition of; 0 shares with the sole power to dispose or to direct the disposition of D. Kern: 419,900 shares with shared power to vote or to direct the vote; 0 shares with sole power to vote or to direct the vote; 419,900 shares with shared power to dispose or to direct the disposition of; 0 shares with the sole power to dispose or to direct the disposition of 9 R. Kern and D. Kern as controlling members of KCM may be deemed the beneficial owner of the securities of the company owned by KCM as of December 31, 2000 in that they might be deemed to share the power to direct the voting or disposition of the securities. Neither the filing of this Schedule nor any of its contents shall be deemed to constitute an admission that either R. Kern or D. Kern is, for any purpose, the beneficial owner of any such securities to which this Schedule relates, and such beneficial ownership is expressly denied. Item 5. Ownership of Five Percent or Less of a Class. N/A Item 6. Ownership of More than Five Percent on Behalf of Another Person. N/A Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported by the Parent Holding Company. N/A Item 8. Identification and Classification of Members of the Group. N/A Item 9. Notice of Dissolution of the Group. N/A 10 Item 10. Certification for Rule 13d-1(b): By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. KERN CAPITAL MANAGEMENT, LLC By: /s/ John J. Crimmins _________________________ John J. Crimmins Senior Vice President Chief Financial & Operations Officer /s/ Robert E. Kern Jr. ____________________________ Robert E. Kern Jr. /s/ David G. Kern ____________________________ David G. Kern January 10, 2001 __________________ Date 11 AGREEMENT AS TO JOINT FILING OF SCHEDULE 13G The undersigned agree that this Schedule 13G dated January 10, 2001 relating to the Common Stock of Hytek Microsystems, Inc. shall be filed on behalf of the undersigned. KERN CAPITAL MANAGEMENT, LLC By: /s/ John J. Crimmins _______________________________ John J. Crimmins Senior Vice President Chief Financial & Operations Officer /s/ Robert E. Kern Jr. ____________________________ Robert E. Kern Jr. /s/ David G. Kern _______________________________ David G. Kern 12 02501001.AA6 -----END PRIVACY-ENHANCED MESSAGE-----