0001493152-23-026125.txt : 20230731
0001493152-23-026125.hdr.sgml : 20230731
20230731183437
ACCESSION NUMBER: 0001493152-23-026125
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230728
FILED AS OF DATE: 20230731
DATE AS OF CHANGE: 20230731
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KUMAR AMIT
CENTRAL INDEX KEY: 0001191905
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37492
FILM NUMBER: 231128927
MAIL ADDRESS:
STREET 1: C/O ACACIA RESEARCH CORPORATION
STREET 2: 500 NEWPORT CENTER DRIVE, 7TH FLOOR
CITY: NEWPORT BEACH
STATE: CA
ZIP: 92660
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Anixa Biosciences Inc
CENTRAL INDEX KEY: 0000715446
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 112622630
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: 3150 ALMADEN EXPRESSWAY, SUITE 250
CITY: SAN JOSE
STATE: CA
ZIP: 95118
BUSINESS PHONE: 408-708-9808
MAIL ADDRESS:
STREET 1: 3150 ALMADEN EXPRESSWAY, SUITE 250
CITY: SAN JOSE
STATE: CA
ZIP: 95118
FORMER COMPANY:
FORMER CONFORMED NAME: ITUS Corp
DATE OF NAME CHANGE: 20140902
FORMER COMPANY:
FORMER CONFORMED NAME: COPYTELE INC
DATE OF NAME CHANGE: 19920703
4
1
ownership.xml
X0508
4
2023-07-28
0
0000715446
Anixa Biosciences Inc
ANIX
0001191905
KUMAR AMIT
C/O ANIXA BIOSCIENCES, INC.
3150 ALMADEN EXPRESSWAY, SUITE 250
SAN JOSE,
CA
95118
1
1
0
0
Chief Executive Officer
0
Common Stock
2023-07-28
4
M
0
40000
2.575
A
502100
D
Common Stock
2023-07-28
4
F
0
28375
3.63
D
473725
D
Common Stock
2023-07-31
4
S
0
11800
3.57
D
461925
D
Employee Stock Option (Right to Buy)
2.575
2023-07-28
4
M
0
40000
0
D
2013-11-08
2023-11-08
Common Stock
40000
0
D
The reporting persons exercised the stock options at this time due to their expiration on November 8, 2023. The disposal of shares reported herein represents shares withheld by Anixa Biosciences, Inc. (the "registrant") to cover the exercise price of the stock options.
Right-To-Buy, pursuant to a stock option grant dated November 8, 2013.
/s/ Amit Kumar
2023-07-31