SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
  
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
WHITFORD THOMAS K

(Last) (First) (Middle)
ONE PNC PLAZA
249 FIFTH AVENUE

(Street)
PITTSBURGH PA 15222-2707

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
PNC FINANCIAL SERVICES GROUP INC [ PNC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP and Chief Risk Officer
3. Date of Earliest Transaction (Month/Day/Year)
11/02/2006
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
$5 Par Common Stock 11/02/2006 F(1) 28,518 D $68.845 139,936 D
$5 Par Common Stock 11/02/2006 F(1) 3,173 D $68.845 136,763 D
$5 Par Common Stock 11/02/2006 M(1) 26,848 A $57.1 163,611 D
$5 Par Common Stock 11/02/2006 F(1) 22,267 D $68.845 141,344 D
$5 Par Common Stock 11/02/2006 F(1) 1,861 D $68.845 139,483 D
$5 Par Common Stock 11/02/2006 M(1) 36,331 A $54.04 175,814 D
$5 Par Common Stock 11/02/2006 M 14,959 A $49.46 190,773 D
$5 Par Common Stock 11/02/2006 M 20,583 A $53.5 211,356 D
$5 Par Common Stock 11/02/2006 M 18,025 A $53.5 229,381 D
$5 Par Common Stock 11/02/2006 M 1,638 A $53.8 231,019 D
$5 Par Common Stock 11/02/2006 M 5,110 A $53.8 236,129 D
$5 Par Common Stock 11/02/2006 M 10,684 A $53.8 246,813 D
$5 Par Common Stock 11/02/2006 M 16,279 A $53.875 263,092 D
$5 Par Common Stock 11/02/2006 M 10,687 A $54.765 273,779 D
$5 Par Common Stock 11/02/2006 M 12,143 A $55.27 285,922 D
$5 Par Common Stock 11/02/2006 M 5,538 A $55.93 291,460 D
$5 Par Common Stock 11/02/2006 M 5,546 A $58 297,006 D
$5 Par Common Stock 11/02/2006 S(2) 1,300 D $68.58 295,706 D
$5 Par Common Stock 11/02/2006 S(2) 1,700 D $68.6 294,006 D
$5 Par Common Stock 11/02/2006 S(2) 600 D $68.61 293,406 D
$5 Par Common Stock 11/02/2006 S(2) 3,400 D $68.62 290,006 D
$5 Par Common Stock 11/02/2006 S(2) 4,200 D $68.63 285,806 D
$5 Par Common Stock 11/02/2006 S(2) 4,600 D $68.64 281,206 D
$5 Par Common Stock 10/24/2006 J(3) V 392 A (4) 8,548 I 401(k) Plan
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (Right-to-Buy) $53.5 11/02/2006 M 20,583 01/25/2006 01/25/2015 $5 Par Common Stock 20,583 $0.00 41,167 D
Employee Stock Option (Right-to-Buy) Reload Option $68.845 11/02/2006 A 31,691 11/02/2007 01/06/2014 $5 Par Common Stock 31,691 $0.00 31,691 D
Employee Stock Option (Right-to-Buy) Reload Option $68.845 11/02/2006 A 24,128 11/02/2007 01/03/2012 $5 Par Common Stock 24,128 $0.00 24,128 D
Employee Stock Option (Right-to-Buy) Reload Option $54.765 11/02/2006 M 10,687 06/03/2006 02/16/2010 $5 Par Common Stock 10,687 $0.00 0 D
Employee Stock Option (Right-to-Buy) Reload Option $53.8 11/02/2006 M 10,684 05/18/2005 02/16/2010 $5 Par Common Stock 10,684 $0.00 0 D
Employee Stock Option (Right-to-Buy) Reload Option $53.8 11/02/2006 M 5,110 05/18/2005 02/17/2009 $5 Par Common Stock 5,110 $0.00 0 D
Employee Stock Option (Right-to-Buy) Reload Option $53.8 11/02/2006 M 1,638 05/18/2005 01/03/2013 $5 Par Common Stock 1,638 $0.00 0 D
Employee Stock Option (Right-to-Buy) Reload Option $49.46 11/02/2006 M 14,959 06/05/2004 01/06/2010 $5 Par Common Stock 14,959 $0.00 0 D
Employee Stock Option (Right-to-Buy) Reload Option $53.875 11/02/2006 M 16,279 01/07/2005 01/03/2013 $5 Par Common Stock 16,279 $0.00 0 D
Employee Stock Option (Right-to-Buy) Reload Option $55.27 11/02/2006 M 12,143 11/17/2005 02/17/2009 $5 Par Common Stock 12,143 $0.00 0 D
Employee Stock Option (Right-to-Buy) Reload Option $55.93 11/02/2006 M 5,538 05/20/2003 01/06/2010 $5 Par Common Stock 5,538 $0.00 0 D
Employee Stock Option (Right-to-Buy) Reload Option $58 11/02/2006 M 5,546 08/09/2001 02/17/2009 $5 Par Common Stock 5,546 $0.00 0 D
Employee Stock Option (Right-to-Buy) Reload Option $53.5 11/02/2006 M 18,025 01/25/2006 01/03/2013 $5 Par Common Stock 18,025 $0.00 0 D
Employee Stock Option (Right-to-Buy) Option $54.04 11/02/2006 M 36,331 01/06/2005 01/06/2014 $5 Par Common Stock 36,331 $0.00 20,584 D
Employee Stock Option (Right-to-Buy) Option $57.1 11/02/2006 M 26,848 01/03/2003 01/03/2012 $5 Par Common Stock 26,848 $0.00 41,402 D
Phantom Stock Unit (5) 10/24/2006 J(6) V 201 (7) (7) $5 Par Common Stock 201 (8) 8,614 I Deferred Compensation Plan
Phantom Stock Unit (5) 10/24/2006 J(6) V 140 (7) (7) $5 Par Common Stock 140 (9) 6,056 I Supplemental Incentive Savings Plan
Explanation of Responses:
1. The exercise of this option and the satisfaction of the resulting tax withholding obligation were effected by the Reporting Person through the delivery, via attestation, of already owned shares of common stock of the Issuer and did not involve an open market transaction in the Issuer's securities.
2. Sale pursuant to cashless exercise of employee stock options.
3. Shares acquired under the PNC Incentive Savings Plan, including shares acquired through reinvestment of dividends.
4. Shares acquired under the PNC Incentive Savings Plan at various prices from $72.77 to $63.67.
5. 1 for 1.
6. Dividend reinvestment shares acquired.
7. Phantom Stock Units will be settled in cash upon distribution from the reporting person's plan account and generally do not expire.
8. Dividend reinvestment shares acquired under the PNC Deferred Compensation Plan at various prices.
9. Dividend reinvestment shares acquired under the PNC Supplemental Incentive Savings Plan at various prices.
Remarks:
Form (1 of 2) Because the number of reportable transactions exceeds the Form 4 limit, additional transactions are reported on a second Form 4 on the same date.
Lori A. Hasselman, Attorney-in-Fact for Thomas K. Whitford 11/06/2006
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.