0001568214-20-000005.txt : 20200130 0001568214-20-000005.hdr.sgml : 20200130 20200130111521 ACCESSION NUMBER: 0001568214-20-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200128 FILED AS OF DATE: 20200130 DATE AS OF CHANGE: 20200130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THOMPSON WILLIAM CENTRAL INDEX KEY: 0001089892 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-11486 FILM NUMBER: 20560165 MAIL ADDRESS: STREET 1: C/O CENTER BANCORP INC STREET 2: 2455 MORRIS AVENUE CITY: UNION STATE: NJ ZIP: 07083 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ConnectOne Bancorp, Inc. CENTRAL INDEX KEY: 0000712771 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 521273725 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 301 SYLVAN AVENUE CITY: ENGLEWOOD CLIFFS STATE: NJ ZIP: 07632 BUSINESS PHONE: 2018168900 MAIL ADDRESS: STREET 1: 301 SYLVAN AVENUE CITY: ENGLEWOOD CLIFFS STATE: NJ ZIP: 07632 FORMER COMPANY: FORMER CONFORMED NAME: CENTER BANCORP INC DATE OF NAME CHANGE: 19920703 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2020-01-28 0 0000712771 ConnectOne Bancorp, Inc. CNOB 0001089892 THOMPSON WILLIAM C/O CONNECTONE BANCORP, INC. 301 SLYVAN AVENUE ENGLEWOOD CLIFFS NJ 07632 1 0 0 0 Common Stock 2020-01-28 4 S 0 3278 24.41 D 76342.1169 D Common Stock 2020-01-28 4 M 0 3473 9.11 A 79815.1169 D Common Stock 12430.5329 I By Spouse Stock Option 9.11 2020-01-28 4 M 0 3473 0 D 2015-03-01 2021-03-01 Common Stock 3473 0 D The proceeds of the sale reported on this Form 4 were used in part by Mr. Thompson to satisfy(i) the estimated personal income tax obligations and (ii) the settlement of the exercise price, with respect to the exercise of the stock options also reported herein. Also includes 140.5027 shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan. The reporting person no longer has a reportable beneficial interest in 2,454.7311 shares owned by his adult child and included on his prior ownership reports. /s/ Laura Criscione, POA 2020-01-30