SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Keller Robert J

(Last) (First) (Middle)
C/O ACCO BRANDS CORPORATION
FOUR CORPORATE DRIVE

(Street)
LAKE ZURICH IL 60047

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ACCO BRANDS Corp [ ACCO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Executive Chairman
3. Date of Earliest Transaction (Month/Day/Year)
04/30/2015
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 04/30/2015 M 108,333 A $0.81 709,229 D
Common Stock 04/30/2015 F 61,492 D $7.94 647,737 D
Common Stock 04/30/2015 M 55,000 A $2.59 702,737 D
Common Stock 04/30/2015 S 39,598 D $8(1) 663,139 D
Common Stock(2) 04/30/2015 S 6,864 D $7.94 656,275 D
Common Stock(2) 04/30/2015 S 8,233 D $8 648,042 D
Common Stock(2) 04/30/2015 S 8,250 D $7.92 639,792 D
Common Stock(2) 04/30/2015 S 7,192 D $7.96 632,600 D
Common Stock(2) 04/30/2015 S 7,192 D $8.05 625,408 D
Common Stock 05/01/2015 M 50,000 A $2.59 675,408 D
Common Stock 05/01/2015 S 38,854 D $8(1) 636,554 D
Common Stock(2) 05/01/2015 S 6,868 D $7.97 629,686 D
Common Stock(2) 05/01/2015 S 6,869 D $7.96 622,817 D
Common Stock(2) 05/01/2015 S 6,868 D $7.97 615,949 D
Common Stock(2) 05/01/2015 S 6,868 D $7.97 609,081 D
Common Stock(2) 05/01/2015 S 6,869 D $7.99 602,212 D
Common Stock 05/04/2015 S 8,707 D $8.02(1) 593,505 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Settled Stock Appreciation Rights(3) $0.81 04/30/2015 M 108,333 02/26/2010 02/26/2016 Common Stock 108,333 $0.00 0 D
Stock Option (right to buy) $2.59 04/30/2015 M 55,000 11/07/2009 11/07/2015 Common Stock 55,000 $2.59 50,000 D
Stock Option (right to buy) $2.59 05/01/2015 M 50,000 11/07/2009 11/07/2015 Common Stock 50,000 $2.59 0 D
Explanation of Responses:
1. This price reflects the weighted average sale price for the shares, which were sold in multiple transactions. Upon request of the SEC staff, the issuer, or a security holder of the issuer, the reporting person will provide information regarding the number of shares sold at each separate price.
2. Common stock sold to cover exercise price and income tax withholding related to stock options exercised.
3. Stock settled stock appreciation rights granted under the Issuer's 2005 Incentive Plan. One-third of original grant vested annually, and all rights are currently vested. Rights expire seven years from the grant date, if not earlier terminated or exercised in full, subject to acceleration as provided in said Plan.
Remarks:
Mr. Keller retired as an executive officer of the Company in March 2015 and as the Company's CEO in March 2013. As CEO, he was required by the Company's stock ownership guidelines to own Company stock with a value equal to at least six times his annual salary. As a non-employee director, Mr. Keller is required to own Company stock with a value at least equal to three times his annual cash retainer. While Mr. Keller intends to maintain a position in Company stock in excess of the stock ownership guidelines, he plans to sell Company stock in a series of quarterly transactions to diversify his investment portfolio as part of retirement planning.
Pamela R. Schneider, Attorney-in-fact for Robert J. Keller 05/04/2015
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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