0001127602-12-028265.txt : 20121004 0001127602-12-028265.hdr.sgml : 20121004 20121004163513 ACCESSION NUMBER: 0001127602-12-028265 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121003 FILED AS OF DATE: 20121004 DATE AS OF CHANGE: 20121004 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COOPER COMPANIES INC CENTRAL INDEX KEY: 0000711404 STANDARD INDUSTRIAL CLASSIFICATION: OPHTHALMIC GOODS [3851] IRS NUMBER: 942657368 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 6140 STONERIDGE MALL RD STREET 2: STE 590 CITY: PLEASANTON STATE: CA ZIP: 94588 BUSINESS PHONE: 9254603600 MAIL ADDRESS: STREET 1: 6140 STONERIDGE MALL ROAD STREET 2: SUITE 590 CITY: PLEASANTON STATE: CA ZIP: 94588 FORMER COMPANY: FORMER CONFORMED NAME: COOPERVISION INC DATE OF NAME CHANGE: 19870701 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PICHOTTA NICHOLAS J CENTRAL INDEX KEY: 0001182774 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08597 FILM NUMBER: 121129955 MAIL ADDRESS: STREET 1: 95 CORPORATE DRIVE CITY: THUMBULL STATE: CT ZIP: 06611 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2012-10-03 0000711404 COOPER COMPANIES INC COO 0001182774 PICHOTTA NICHOLAS J 6140 STONERIDGE MALL DRIVE SUITE 590 PLEASANTON CA 94588 1 Pres, CEO Cooper Medical, Inc. Common Stock 2012-10-03 4 M 0 20000 68.66 A 28963 D Common Stock 2012-10-03 4 S 0 20000 98.00 D 8963 D Common Stock 2012-10-03 4 M 0 25000 67.65 A 33963 D Common Stock 2012-10-03 4 S 0 25000 98.00 D 8963 D Stock Options (Right to Buy) 68.66 2012-10-03 4 M 0 20000 0 D 2014-10-25 Common Stock 20000 0 D Stock Options (Right to Buy) 67.65 2012-10-03 4 M 0 25000 0 D 2015-10-26 Common Stock 25000 0 D The option vests if the Company's stock price achieves certain targets within specified timeframes as follows: one-fourth shall vest if Fair Market Value of the Company's stock achieves $76.90, but not earlier than 5/2/05; one-fourth shall vest if Fair Market Value of the Company's stock achieves $82.39, but not earlier than 5/1/06; one-fourth shall vest if the Fair Market Value of the Company's stock achieves $89.26 but not earlier than 5/1/07; and one-fourth shall vest if the Fair Market Value of the Company's stock achieves $96.12 but not earlier than 5/1/08. All options not otherwise vesting pursuant to the above timetable shall become exercisable on October 25, 2009. The option vests if the Company's stock price achieves certain targets within specified timeframes as follows: one-fourth shall vest if Fair Market Value of the Company's stock achieves $75.77, but not earlier than 5/1/06; one-fourth shall vest if Fair Market Value of the Company's stock achieves $81.18, but not earlier than 5/1/07; one-fourth shall vest if the Fair Market Value of the Company's stock achieves $87.95 but not earlier than 5/1/08; and one-fourth shall vest if the Fair Market Value of the Company's stock achieves $94.71 but not earlier than 5/1/09. All options not otherwise vesting pursuant to the above timetable shall become exercisable on October 26, 2010. /s/ Nicholas J. Pichotta 2012-10-04