-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, B20T9bFEMbvjGqhryicpk+r4bU6riBEQeyMYG6sV/9YtTbXrJiYljhhAYUmd0BLa WFCjUB/Y3hJcgFwqsDUFxg== 0001017062-03-000242.txt : 20030214 0001017062-03-000242.hdr.sgml : 20030214 20030213214155 ACCESSION NUMBER: 0001017062-03-000242 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20030214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MAXTOR CORP CENTRAL INDEX KEY: 0000711039 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 770123732 STATE OF INCORPORATION: DE FISCAL YEAR END: 1226 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-36712 FILM NUMBER: 03562351 BUSINESS ADDRESS: STREET 1: 500 MCCARTHY BLVD CITY: MILPITAS STATE: CA ZIP: 95035 BUSINESS PHONE: 4088945000 MAIL ADDRESS: STREET 1: 500 MCCARTHY BLVD CITY: MILPITAS STATE: CA ZIP: 95035 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: PIMCO EQUITY ADVISORS LLC CENTRAL INDEX KEY: 0001166974 IRS NUMBER: 33097617 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 888 SAN CLEMENTE DRIVE STE 100 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 9492192234 MAIL ADDRESS: STREET 1: 888 SAN CLEMENTE DRIVE STE 100 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 SC 13G 1 dsc13g.htm SCHEDULE 13G FOR MAXTOR CORP. Schedule 13G for Maxtor Corp.

 

 

OMB APPROVAL

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

OMB Number:        3235-0145
Estimated average burden hours per response . . . . . . . . . .14.90

SCHEDULE 13G

INFORMATION STATEMENT TO BE INCLUDED IN STATEMENTS FILED
PURSUANT TO RULES 13d-1 (b) (c) AND (d) AND AMENDMENTS THERETO FILED
PURSUANT TO RULE 13d-2 (b)

(Amendment No. __)*

Maxtor Corp.


(Name of Issuer)

 

Common Stock


(Title of Class of Securities)

 

577729205


(CUSIP Number)

 

December 31, 2002


(Date of Event Which Requires Filing of This Statement)

 

          Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

 

x

Rule 13d-1(b)

 

 

o

Rule 13d-(c)

 

 

o

Rule 13d-1 (d)

 

 

          * The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

 

          The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).



CUSIP No. 577729205

 


 

 

1

NAME OF REPORTING PERSON
S.S. or I.R.S. IDENTIFICATION OF ABOVE PERSON

 

 

 

PIMCO EQUITY ADVISORS LLC (IRS No. 33-0976917)


 

 

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)

o

 

 

(b)

x

 

 


 

 

3

SEC USE ONLY

 

 

 

 


 

 

4

CITIZENSHIP OR PLACE OF ORGANIZATION

 

 

 

Delaware

 

 


 

 








NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH

5

SOLE VOTING POWER

 

 

 

12,763,400

 

 

 


 

6

SHARED VOTING POWER

 

 

 

-0-

 

 

 


 

7

SOLE DISPOSITIVE POWER

 

 

 

12,763,400

 

 

 


 

8

SHARED DISPOSITIVE POWER

 

 

 

-0-

 

 

 

 


 

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

 

 

12,763,400

 

 

 


 

10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

o

 

 

 


 

11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

 

 

5.3

 

 

 


 

12

TYPE OF REPORTING PERSON*

 

 

 

IA

 

 

 


 

*SEE INSTRUCTION BEFORE FILLING OUT!

 

Page 2 of 5 Pages



Item 1

(a)

Name of Issuer:

 

 

Maxtor Corp.

 

 

 

 

(b)

Address of Issuer’s Principal Executive Offices:

 

 

500 McCarthy Boulevard

 

 

Milpitas, California 95035

 

 

 

Item 2

(a)

Name of Person Filing:

 

 

PIMCO Equity Advisors LLC

 

 

 

 

(b)

Address of Principal Business Office:

 

 

1345 Avenue of the Americas, 49th Floor

 

 

New York, New York 10105

 

 

 

 

(c)

Citizenship:

 

 

Not Applicable.

 

 

 

 

(d)

Title of Class of Securities:

 

 

Common Stock

 

 

 

 

(e)

CUSIP Number:

 

 

577729205

 

 

 

Item 3

If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b), check whether the person filing is a:

 

 

 

 

(a)

o

Broker or dealer registered under Section 15 of the Exchange Act;

 

 

 

 

 

(b)

o

Bank as defined in Section 3(a)(6) of the Exchange Act;

 

 

 

 

 

(c)

o

Insurance company as defined in Section 3(a)(19) of the Act;

 

 

 

 

 

(d)

o

Investment company registered under Section 8 of the Investment Company Act;

 

 

 

 

 

(e)

x

Investment adviser registered under Section 203 of the Investment Advisors Act of 1940;

 

 

 

 

 

(f)

o

Employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F);

 

 

 

 

 

(g)

o

Parent holding company or control person, in accordance with 13d-1(b)(ii)(G);

 

 

 

 

 

(h)

o

Savings association as defined in Section 3(b) of the Federal Deposit Insurance Act;

 

 

 

 

 

(g)

o

Church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act;

 

 

 

 

 

(j)

o

Group, in accordance with Rule13d-1(b)(1)(ii)(H).

 

 

 

 

 

If this statement is filed pursuant to Rule 13d-1(c), check this box.

o

Page 3 of 5 Pages



Item 4

Ownership.

 

 

 

 

(a)

Amount beneficially owned: 12,763,400**

 

 

 

 

 

(b)

Percent of Class:   5.3

 

 

 

 

 

(c)

Number of shares as to which such person has:

 

 

 

 

 

(i)

Sole power to vote or direct the vote:  12,763,400**

 

 

 

 

 

 

(ii)

Shared power to vote: -0-

 

 

 

 

 

 

(iii)

Sole power to dispose or direct the disposition of:  12,763,400**

 

 

 

 

 

 

(iv)

Shared power to dispose or direct the disposition of: -0-

 

 

 

 

 

**This report is being filed on behalf of PIMCO Equity Advisors LLC, a Delaware limited liability company and/or certain investment advisory clients or discretionary accounts relating to their collective beneficial ownership of shares of common stock of the Issuer.  PIMCO Equity Advisors LLC is a registered investment adviser under Section 203 of the Investment Advisers Act of 1940.  As a result of its role as investment adviser PIMCO Equity Advisors LLC may be deemed to be the beneficial owner of the securities of the Issuer.  PIMCO Equity Advisors LLC has the sole power to dispose of the shares and to vote the shares under its written guidelines.

 

 

 

 

Item 5

Ownership of Five Percent or Less of a Class.

 

 

 

 

 

          If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following o.

 

 

Item 6

Ownership of More than Five Percent on Behalf of Another Person.

 

 

 

 

 

 

No one client owns more than five percent of the securities of the Issuer.

 

 

Item 7

Identification and Clarification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.

 

 

 

 

Not Applicable.

 

 

Item 8

Identification and Clarification of Members of the Group.

 

 

 

 

Not Applicable.

 

 

Item 9

Notice of Dissolution of Group.

 

 

 

 

Not Applicable.

 

 

Page 4 of 5 Pages



Item 10

Certification.

 

 

 

 

          By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

 

SIGNATURE

        After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Date: February 10, 2003

 

 

 

 

/s/ FRANK C. POLI

 


 

Frank C. Poli, Chief Compliance and Legal Officer

 

 

Page 5 of 5 Pages

-----END PRIVACY-ENHANCED MESSAGE-----