-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ORenF8rRJJQn+RVI9qKZ5Yy+5ps/qUEoWJ6MYldhz3aPDBS7EWcIUpNnC9mKvMTx 2z3cYIdAeRyINwLHqb+DKA== 0001179110-10-007033.txt : 20100416 0001179110-10-007033.hdr.sgml : 20100416 20100416110905 ACCESSION NUMBER: 0001179110-10-007033 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100211 FILED AS OF DATE: 20100416 DATE AS OF CHANGE: 20100416 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wardle John CENTRAL INDEX KEY: 0001456583 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08506 FILM NUMBER: 10753844 MAIL ADDRESS: STREET 1: UNIVERSAL AMERICAN CORP. STREET 2: 6 INTERNATIONAL DRIVE, SUITE 190 CITY: RYE BROOK STATE: NY ZIP: 10573 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIVERSAL AMERICAN CORP. CENTRAL INDEX KEY: 0000709878 STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324] IRS NUMBER: 112580136 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: SIX INTERNATIONAL DRIVE STREET 2: SUITE 190 CITY: RYE BROOK STATE: NY ZIP: 10573-1068 BUSINESS PHONE: 9149345200X319 MAIL ADDRESS: STREET 1: SIX INTERNATIONAL DRIVE STREET 2: SUITE 190 CITY: RYE BROOK STATE: NY ZIP: 10573-1068 FORMER COMPANY: FORMER CONFORMED NAME: UNIVERSAL AMERICAN FINANCIAL CORP DATE OF NAME CHANGE: 19960918 FORMER COMPANY: FORMER CONFORMED NAME: UNIVERSAL HOLDING CORP DATE OF NAME CHANGE: 19920703 4 1 edgar.xml FORM 4 - X0303 4 2010-02-11 0 0000709878 UNIVERSAL AMERICAN CORP. UAM 0001456583 Wardle John UNIVERSAL AMERICAN CORP. 6 INTERNATIONAL DRIVE, SUITE 190 RYE BROOK NY 10573 0 1 0 0 President, Part D Common Stock 2010-02-12 4 A 0 17930 0 A 105742 D Common Stock 2010-02-12 4 A 0 35000 0 A 87812 D Common Stock 2010-03-10 4 S 0 628 15.98 D 52812 D Common Stock 2010-02-11 4 S 0 999 13.58 D 53440 D Common Stock 2010-03-31 4 J 0 0 0 A 1883 I By 401(k) Plan Employee Stock Option (Right to Buy) 13.71 2010-02-12 4 A 0 45000 0 A 2010-02-12 2015-02-12 Common Stock 45000 45000 D The information in this report is based on a 401(k) plan statement dated as of March 31, 2010. Performance shares vest 100% on the third anniversary of the grant, subject to the Company having met a specified target of total shareholder return. Restricted shares vest 25% each of the first four anniversaries of the grant. /s/ John Wardle 2010-04-16 -----END PRIVACY-ENHANCED MESSAGE-----