0000709428-19-000004.txt : 20191031 0000709428-19-000004.hdr.sgml : 20191031 20191031123531 ACCESSION NUMBER: 0000709428-19-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191031 DATE AS OF CHANGE: 20191031 EFFECTIVENESS DATE: 20191031 FILER: COMPANY DATA: COMPANY CONFORMED NAME: COZAD ASSET MANAGEMENT INC CENTRAL INDEX KEY: 0000709428 IRS NUMBER: 370958133 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18895 FILM NUMBER: 191182794 BUSINESS ADDRESS: STREET 1: 2501 GALEN DRIVE STREET 2: P.O. BOX 3669 CITY: CHAMPAIGN STATE: IL ZIP: 61821 BUSINESS PHONE: 2173568363 MAIL ADDRESS: STREET 1: 2501 GALEN DRIVE STREET 2: P.O. BOX 3669 CITY: CHAMPAIGN STATE: IL ZIP: 61821 FORMER COMPANY: FORMER CONFORMED NAME: COZAD FINANCIAL PLANNING CORP /ADV DATE OF NAME CHANGE: 19910401 FORMER COMPANY: FORMER CONFORMED NAME: COZAD ASSET MANAGEMENT INC /ADV DATE OF NAME CHANGE: 19821118 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000709428 XXXXXXXX 09-30-2019 09-30-2019 COZAD ASSET MANAGEMENT INC

2501 GALEN DRIVE P.O. BOX 3669 CHAMPAIGN IL 61821

13F HOLDINGS REPORT 028-18895 N S. Craig Kiddoo 217-356-8363 S. Craig Kiddoo Champaign IL 10-31-2019 0 246 346188 false INFORMATION TABLE 2 1CAM13F_093019.xml 3M Company COM 88579Y101 411 2498 SH SOLE 0 0 2498 ABB Ltd. Sponsored ADR COM 000375204 243 12355 SH SOLE 0 0 12355 AFLAC, Inc. COM 001055102 1420 27145 SH SOLE 0 0 27145 AT&T Inc. COM 00206R102 1007 26622 SH SOLE 0 0 26622 AbbVie, Inc. COM 00287Y109 1495 19743 SH SOLE 0 0 19743 Abbott Laboratories COM 002824100 1233 14737 SH SOLE 0 0 14737 Activision Blizzard, Inc. COM 00507V109 307 5809 SH SOLE 0 0 5809 Aegon NV ADR COM 007924103 142 34313 SH SOLE 0 0 34313 Air Products & Chem COM 009158106 384 1730 SH SOLE 0 0 1730 Alexion Pharmaceuticals Inc. COM 015351109 951 9705 SH SOLE 0 0 9705 Ally Finl. Inc. COM 02005N100 1183 35680 SH SOLE 0 0 35680 Alphabet Inc., Cl. A COM 02079K305 7125 5835 SH SOLE 0 0 5835 Alphabet Inc., Cl. C COM 02079K107 1346 1104 SH SOLE 0 0 1104 Altria Group, Inc. COM 02209S103 909 22216 SH SOLE 0 0 22216 Amazon.Com Inc. COM 023135106 6831 3935 SH SOLE 0 0 3935 Ambev SA ADR COM 02319V103 302 65464 SH SOLE 0 0 65464 American Electric Power COM 025537101 2700 28820 SH SOLE 0 0 28820 American Software, Inc. COM 029683109 2166 144176 SH SOLE 0 0 144176 American States Water Co. COM 029899101 3019 33597 SH SOLE 0 0 33597 American Tower Corp. COM 03027X100 565 2555 SH SOLE 0 0 2555 Amgen, Inc. COM 031162100 345 1781 SH SOLE 0 0 1781 Amyris, Inc. COM 03236M200 50 10450 SH SOLE 0 0 10450 Anheuser Busch Co. COM 03524A108 339 3563 SH SOLE 0 0 3563 Anthem, Inc. COM 036752103 435 1811 SH SOLE 0 0 1811 Aon Corp. PLC COM G0408V102 489 2528 SH SOLE 0 0 2528 Apartment Invt. & Mgmt Co. (AI COM 03748R754 1445 27716 SH SOLE 0 0 27716 Apollo Investment Corp. COM 03761U502 1170 72733 SH SOLE 0 0 72733 Apple Inc. COM 037833100 11388 50844 SH SOLE 0 0 50844 Archer Daniels Midland COM 039483102 6638 161619 SH SOLE 0 0 161619 Ares Capital Corp. COM 04010L103 1753 94085 SH SOLE 0 0 94085 AstraZeneca PLC ADR COM 046353108 522 11705 SH SOLE 0 0 11705 AutoZone, Inc. COM 053332102 428 395 SH SOLE 0 0 395 Automatic Data Processing COM 053015103 745 4617 SH SOLE 0 0 4617 BHP Billiton, Ltd. ADR COM 088606108 397 8036 SH SOLE 0 0 8036 BP Amoco PLC ADR COM 055622104 2164 56957 SH SOLE 0 0 56957 Ball Corp. COM 058498106 379 5209 SH SOLE 0 0 5209 Banco de Chile ADR COM 059520106 277 9856 SH SOLE 0 0 9856 Bank of America COM 060505104 310 10627 SH SOLE 0 0 10627 Bank of Montreal COM 063671101 340 4608 SH SOLE 0 0 4608 Baxter International COM 071813109 285 3258 SH SOLE 0 0 3258 Becton Dickinson & Co. COM 075887109 674 2666 SH SOLE 0 0 2666 Berkshire Hathaway, Cl. B COM 084670702 2532 12171 SH SOLE 0 0 12171 Biogen Idec, Inc. COM 09062X103 359 1541 SH SOLE 0 0 1541 Black Hills Corp. COM 092113109 1007 13127 SH SOLE 0 0 13127 Blackstone Group Inc. Cl. A COM 09260D107 4407 90233 SH SOLE 0 0 90233 Boeing Company COM 097023105 3331 8754 SH SOLE 0 0 8754 Booking Holdings, Inc. COM 09857L108 1519 774 SH SOLE 0 0 774 Bristol-Myers Squibb COM 110122108 339 6690 SH SOLE 0 0 6690 Broadcom Inc. COM 11135F101 5542 20073 SH SOLE 0 0 20073 Burlington Stores, Inc. COM 122017106 1419 7100 SH SOLE 0 0 7100 CIB Marine Bancshares, Inc. COM 12542L103 44 34605 SH SOLE 0 0 34605 CIGNA Corp. COM 125523100 228 1499 SH SOLE 0 0 1499 CNOOC Ltd. ADR COM 126132109 312 2047 SH SOLE 0 0 2047 CVS Health Corp. COM 126650100 2445 38770 SH SOLE 0 0 38770 Calavo Growers, Inc. COM 128246105 336 3535 SH SOLE 0 0 3535 Canadian Imperial Bank of Comm COM 136069101 312 3779 SH SOLE 0 0 3779 Canon Inc., ADR COM 138006309 203 7618 SH SOLE 0 0 7618 Cardinal Health COM 14149Y108 1410 29870 SH SOLE 0 0 29870 Caterpillar Inc. COM 149123101 2469 19548 SH SOLE 0 0 19548 Celgene Corp. COM 151020104 521 5251 SH SOLE 0 0 5251 Centurylink, Inc. COM 156700106 1122 89930 SH SOLE 0 0 89930 Charles Schwab Corp. COM 808513105 3363 80387 SH SOLE 0 0 80387 Charter Communications, Inc. COM 16119P108 5377 13048 SH SOLE 0 0 13048 Chevron Corp. COM 166764100 5070 42750 SH SOLE 0 0 42750 China Petrol. & Chem. (Sinopec COM 16941R108 234 3980 SH SOLE 0 0 3980 Cisco Systems COM 17275R102 446 9030 SH SOLE 0 0 9030 Citizens Financial Group COM 174610105 1981 56008 SH SOLE 0 0 56008 Clorox Co. COM 189054109 1923 12663 SH SOLE 0 0 12663 Coca Cola COM 191216100 2371 43560 SH SOLE 0 0 43560 Coca Cola European Partners PL COM G25839104 255 4605 SH SOLE 0 0 4605 Cognizant Technology Solutions COM 192446102 492 8168 SH SOLE 0 0 8168 Colgate Palmolive Co. COM 194162103 459 6243 SH SOLE 0 0 6243 Comcast Corp., Cl. A COM 20030N101 610 13528 SH SOLE 0 0 13528 Comerica, Inc. COM 200340107 1361 20620 SH SOLE 0 0 20620 Companhia Vale Do Rio Doce - o COM 767204100 201 3850 SH SOLE 0 0 3850 Conagra Brands Inc. COM 205887102 1995 65011 SH SOLE 0 0 65011 Constellation Brands, Inc. COM 21036P108 3693 17815 SH SOLE 0 0 17815 Costco Wholesale Corp. COM 22160K105 274 950 SH SOLE 0 0 950 Crown Castle Int'l. Corp. COM 22822V101 2310 16621 SH SOLE 0 0 16621 Cummins Engine Inc. COM 231021106 396 2435 SH SOLE 0 0 2435 DTE Energy COM 233331107 2125 15979 SH SOLE 0 0 15979 Danaher Corp. COM 235851102 327 2265 SH SOLE 0 0 2265 Darden Restaurants, Inc. COM 237194105 2553 21593 SH SOLE 0 0 21593 Debt Resolve Inc. COM 24276R206 0 100000 SH SOLE 0 0 100000 Deere & Co. COM 244199105 318 1884 SH SOLE 0 0 1884 Delta Airlines Inc. COM 247361702 2285 39673 SH SOLE 0 0 39673 Diageo PLC ADR COM 25243Q205 490 2999 SH SOLE 0 0 2999 Digital Realty Trust Inc. COM 253868103 2091 16107 SH SOLE 0 0 16107 Discover Financial Services, I COM 254709108 272 3360 SH SOLE 0 0 3360 Dollar Tree, Inc. COM 256746108 1853 16234 SH SOLE 0 0 16234 Dominos Pizza, Inc. COM 25754A201 287 1175 SH SOLE 0 0 1175 Duke Energy Corp COM 26441C204 206 2145 SH SOLE 0 0 2145 ETrade Financial Corp. COM 269246401 388 8890 SH SOLE 0 0 8890 Edison International COM 281020107 241 3200 SH SOLE 0 0 3200 Edwards Lifesciences Corp. COM 28176E108 2335 10620 SH SOLE 0 0 10620 Emerson Electric Co. COM 291011104 214 3207 SH SOLE 0 0 3207 Enbridge Inc. COM 29250N105 1831 52194 SH SOLE 0 0 52194 Enersis Americas SA ADR COM 29274F104 182 19994 SH SOLE 0 0 19994 Everest Reinsur. Group, Ltd. COM G3223R108 993 3730 SH SOLE 0 0 3730 Eversource Energy Com. COM 30040W108 293 3431 SH SOLE 0 0 3431 Exxon Mobil Corp. COM 30231G102 1939 27465 SH SOLE 0 0 27465 Facebook, Inc. COM 30303M102 6248 35086 SH SOLE 0 0 35086 Fedex Corp. COM 31428X106 615 4224 SH SOLE 0 0 4224 Fifth Third Bancorp COM 316773100 337 12292 SH SOLE 0 0 12292 Financial Select Sector SPDR E COM 81369Y605 221 7883 SH SOLE 0 0 7883 First Busey Corp. COM 319383204 968 38301 SH SOLE 0 0 38301 First Trust Emerging Mrkts Alp COM 33737J182 483 20500 SH SOLE 0 0 20500 First Trust NYSE Arca Biotech COM 33733E203 462 3731 SH SOLE 0 0 3731 Fiserv, Inc. COM 337738108 6935 66947 SH SOLE 0 0 66947 Flowers Foods, Inc. COM 343498101 1573 67986 SH SOLE 0 0 67986 Gallagher, Arthur J & Co. COM 363576109 504 5625 SH SOLE 0 0 5625 Garmin Ltd. COM H2906T109 2747 32436 SH SOLE 0 0 32436 General Mills COM 370334104 1632 29614 SH SOLE 0 0 29614 Genuine Parts Co. COM 372460105 1908 19163 SH SOLE 0 0 19163 GlaxoSmithKline PLC COM 37733W105 616 14443 SH SOLE 0 0 14443 Grupo Aeroportuario del Pacifi COM 400506101 368 3816 SH SOLE 0 0 3816 HCA Healthcare Co. COM 40412C101 3833 31828 SH SOLE 0 0 31828 Helmerich & Payne Inc. COM 423452101 1008 25150 SH SOLE 0 0 25150 Home Depot, Inc. COM 437076102 8613 37120 SH SOLE 0 0 37120 Honeywell Internat'l. COM 438516106 370 2186 SH SOLE 0 0 2186 Hormel Foods Corp. COM 440452100 238 5450 SH SOLE 0 0 5450 I.B.M. COM 459200101 340 2340 SH SOLE 0 0 2340 INTU Properties PLC COM G4929A100 55 100000 SH SOLE 0 0 100000 IShares Dow US Finan. Sector I COM 464287788 335 2600 SH SOLE 0 0 2600 IShares Residential Real Estat COM 464288562 430 5407 SH SOLE 0 0 5407 IShares US Healthcare ETF COM 464287762 216 1140 SH SOLE 0 0 1140 IShares US Real Estate ETF COM 464287739 380 4060 SH SOLE 0 0 4060 Illinois Tool Works COM 452308109 641 4094 SH SOLE 0 0 4094 Industrial Select Sector SPDR COM 81369Y704 312 4013 SH SOLE 0 0 4013 Infosys Technologies, Ltd. COM 456788108 328 28810 SH SOLE 0 0 28810 Intel Corp. COM 458140100 624 12119 SH SOLE 0 0 12119 Intercontinental Exchange Grou COM 45866F104 5748 62297 SH SOLE 0 0 62297 Invesco QQQ Tr Unit Ser. 1 ETF COM 46090E103 1427 7557 SH SOLE 0 0 7557 Isuzu Motors Ltd. COM 465254209 197 18036 SH SOLE 0 0 18036 J.P. Morgan Chase & Co. COM 46625H100 802 6811 SH SOLE 0 0 6811 Jabil Circuit, Inc. COM 466313103 1089 30450 SH SOLE 0 0 30450 Johnson & Johnson COM 478160104 1585 12253 SH SOLE 0 0 12253 KeyCorp COM 493267108 593 33230 SH SOLE 0 0 33230 Kimberly Clark Corp COM 494368103 363 2555 SH SOLE 0 0 2555 Kronos Worldwide, Inc. COM 50105F105 1140 92129 SH SOLE 0 0 92129 L3Harris Technologies COM 502431109 558 2675 SH SOLE 0 0 2675 Laboratory Corp. Am. Hldgs. COM 50540R409 266 1585 SH SOLE 0 0 1585 Leidos Holdings, Inc. COM 525327102 2860 33308 SH SOLE 0 0 33308 Lilly (Eli) COM 532457108 237 2118 SH SOLE 0 0 2118 Logitech Internat'l. SA COM H50430232 667 16376 SH SOLE 0 0 16376 MFA Financial, Inc. COM 55272X102 1322 179606 SH SOLE 0 0 179606 Marathon Petroleum Corp. COM 56585A102 476 7836 SH SOLE 0 0 7836 MasterCard, Inc. COM 57636Q104 6614 24356 SH SOLE 0 0 24356 Materials Select Sector SPDR E COM 81369Y100 388 6660 SH SOLE 0 0 6660 McDonalds Corp. COM 580135101 1158 5394 SH SOLE 0 0 5394 Medical Properties Trust, Inc. COM 58463J304 1497 76510 SH SOLE 0 0 76510 Medtronic PLC COM G5960L103 297 2730 SH SOLE 0 0 2730 Merck & Co Inc. COM 58933Y105 4331 51448 SH SOLE 0 0 51448 Microchip Technology, Inc. COM 595017104 3964 42664 SH SOLE 0 0 42664 Microport Scientific Corp. COM G60837104 708 804670 SH SOLE 0 0 804670 Microsoft Corporation COM 594918104 2252 16195 SH SOLE 0 0 16195 Mitsubishi UFJ Fin'l. Grp. ADR COM 606822104 237 46674 SH SOLE 0 0 46674 Mondelez International, Inc. COM 609207105 603 10905 SH SOLE 0 0 10905 Monster Beverage Corp. COM 61174X109 669 11520 SH SOLE 0 0 11520 Moody's Corp. COM 615369105 230 1125 SH SOLE 0 0 1125 Mosaic Co. COM 61945C103 1199 58488 SH SOLE 0 0 58488 Mowi ASA ADR COM 624678108 325 14040 SH SOLE 0 0 14040 Nestle SA ADR COM 641069406 422 3894 SH SOLE 0 0 3894 NextEra Energy COM 65339F101 466 2000 SH SOLE 0 0 2000 Norbord Inc. COM 65548P403 1043 43455 SH SOLE 0 0 43455 Norfolk Southern Corp. 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