Chief Compliance Officer

0001398344-21-010595.txt : 20210513 0001398344-21-010595.hdr.sgml : 20210513 20210513104121 ACCESSION NUMBER: 0001398344-21-010595 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210513 DATE AS OF CHANGE: 20210513 EFFECTIVENESS DATE: 20210513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TOWNSEND ASSET MANAGEMENT CORP /NC/ /ADV CENTRAL INDEX KEY: 0000709089 IRS NUMBER: 561347349 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19773 FILM NUMBER: 21917789 BUSINESS ADDRESS: STREET 1: 5120 BUR OAK CIRCLE CITY: RALEIGH STATE: NC ZIP: 27612 BUSINESS PHONE: 9197829689 MAIL ADDRESS: STREET 1: 5120 BUR OAK CIRCLE CITY: RALEIGH STATE: NC ZIP: 27612 FORMER COMPANY: FORMER CONFORMED NAME: ASSET MANAGEMENT ADVISORY CORP /ADV DATE OF NAME CHANGE: 19921005 FORMER COMPANY: FORMER CONFORMED NAME: TOWNSEND FINANCIAL GROUP LTD /ADV DATE OF NAME CHANGE: 19920327 FORMER COMPANY: FORMER CONFORMED NAME: TOWNSEND ASSET MANAGEMENT CORP /NC/ /ADV DATE OF NAME CHANGE: 19821105 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000709089 XXXXXXXX 03-31-2021 03-31-2021 false TOWNSEND ASSET MANAGEMENT CORP /NC/ /ADV

5120 BUR OAK CIRCLE RALEIGH NC 27612

13F HOLDINGS REPORT 028-19773 N Caleb Griffith Chief Compliance Officer 919-782-9689 /s/ Caleb Griffith Raleigh NC 04-20-2021 0 186 161553 INFORMATION TABLE 2 fp0064340_13fhr-table.xml 13F INFORMATION TABLE 3M CO COM 88579Y101 418 2167 SH SOLE 2167 0 0 ABBOTT LABS COM 002824100 216 1800 SH SOLE 1800 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 2500 9049 SH SOLE 9049 0 0 ADVANCE AUTO PARTS INC COM 00751Y106 5154 28087 SH SOLE 28087 0 0 AFLAC INC COM 001055102 1167 22802 SH SOLE 22802 0 0 ALPHABET INC CAP STK CL C 02079K107 625 302 SH SOLE 302 0 0 ALPHABET INC CAP STK CL A 02079K305 2221 1077 SH SOLE 1077 0 0 ALTRIA GROUP INC COM 02209S103 360 7034 SH SOLE 7034 0 0 AMAZON COM INC COM 023135106 2912 941 SH SOLE 941 0 0 AMEDISYS INC COM 023436108 494 1864 SH SOLE 1864 0 0 AMERICAN ELEC PWR CO INC COM 025537101 256 3021 SH SOLE 3021 0 0 AMGEN INC COM 031162100 234 939 SH SOLE 939 0 0 APPLE INC COM 037833100 4488 36745 SH SOLE 36745 0 0 AT&T INC COM 00206R102 435 14382 SH SOLE 14382 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 1593 8453 SH SOLE 8453 0 0 BECTON DICKINSON & CO COM 075887109 416 1710 SH SOLE 1710 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1557 6093 SH SOLE 6093 0 0 BK OF AMERICA CORP COM 060505104 488 12625 SH SOLE 12625 0 0 BLACKSTONE GROUP INC COM 09260D107 617 8276 SH SOLE 8276 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 249 3948 SH SOLE 3948 0 0 BROADCOM INC COM 11135F101 330 712 SH SOLE 712 0 0 CATERPILLAR INC COM 149123101 453 1954 SH SOLE 1954 0 0 CHEVRON CORP NEW COM 166764100 677 6456 SH SOLE 6456 0 0 CLOROX CO DEL COM 189054109 418 2168 SH SOLE 2168 0 0 COCA COLA CO COM 191216100 443 8413 SH SOLE 8413 0 0 CONOCOPHILLIPS COM 20825C104 274 5170 SH SOLE 5170 0 0 CONSTELLATION BRANDS INC CL A 21036P108 4063 17819 SH SOLE 17819 0 0 CORNING INC COM 219350105 355 8169 SH SOLE 8169 0 0 COSTCO WHSL CORP NEW COM 22160K105 1968 5584 SH SOLE 5584 0 0 CSX CORP COM 126408103 234 2425 SH SOLE 2425 0 0 CUMMINS INC COM 231021106 244 940 SH SOLE 940 0 0 CVS HEALTH CORP COM 126650100 1164 15468 SH SOLE 15468 0 0 DANAHER CORPORATION COM 235851102 3419 15188 SH SOLE 15188 0 0 DIGITAL RLTY TR INC COM 253868103 261 1855 SH SOLE 1855 0 0 DISNEY WALT CO COM 254687106 4977 26973 SH SOLE 26973 0 0 DOW INC COM 260557103 300 4686 SH SOLE 4686 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 2777 28770 SH SOLE 28770 0 0 ECOLAB INC COM 278865100 1990 9296 SH SOLE 9296 0 0 EXXON MOBIL CORP COM 30231G102 287 5136 SH SOLE 5136 0 0 FACEBOOK INC CL A 30303M102 521 1769 SH SOLE 1769 0 0 FIRST TR EXCHANGE-TRADED FD NAS CLNEDG GREEN 33733E500 393 5728 SH SOLE 5728 0 0 FISERV INC COM 337738108 903 7584 SH SOLE 7584 0 0 HOME DEPOT INC COM 437076102 1949 6384 SH SOLE 6384 0 0 HONEYWELL INTL INC COM 438516106 721 3319 SH SOLE 3319 0 0 INTEL CORP COM 458140100 218 3400 SH SOLE 3400 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 261 1959 SH SOLE 1959 0 0 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 672 11561 SH SOLE 11561 0 0 INVESCO EXCH TRADED FD TR II S&P500 HDL VOL 46138E362 40 934 SH SOLE 934 0 0 INVESCO EXCH TRADED FD TR II S&P 500 HB ETF 46138E370 280 4024 SH SOLE 4024 0 0 INVESCO EXCH TRADED FD TR II NASDAQNXTGEN100 46138G631 306 9625 SH SOLE 9625 0 0 INVESCO EXCH TRADED FD TR II SOLAR ETF 46138G706 370 4035 SH SOLE 4035 0 0 INVESCO EXCH TRADED FD TR II TAXABLE MUN BD 46138G805 58 1815 SH SOLE 1815 0 0 INVESCO EXCHANGE TRADED FD T WILDERHIL CLAN 46137V134 357 3625 SH SOLE 3625 0 0 INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 46137V266 45 272 SH SOLE 272 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL MAT 46137V316 1 05 SH SOLE 5 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL HLT 46137V332 12 46 SH SOLE 46 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 1021 7204 SH SOLE 7204 0 0 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1500 46137V597 421 2388 SH SOLE 2388 0 0 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 63 413 SH SOLE 413 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 7806 24459 SH SOLE 24459 0 0 ISHARES TR SELECT DIVID ETF 464287168 1695 14852 SH SOLE 14852 0 0 ISHARES TR CORE S&P500 ETF 464287200 447 1123 SH SOLE 1123 0 0 ISHARES TR CORE US AGGBD ET 464287226 184 1618 SH SOLE 1618 0 0 ISHARES TR IBOXX INV CP ETF 464287242 790 6073 SH SOLE 6073 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 11 169 SH SOLE 169 0 0 ISHARES TR 1 3 YR TREAS BD 464287457 1 11 SH SOLE 11 0 0 ISHARES TR MSCI EAFE ETF 464287465 746 9837 SH SOLE 9837 0 0 ISHARES TR RUS MDCP VAL ETF 464287473 114 1045 SH SOLE 1045 0 0 ISHARES TR RUS MID CAP ETF 464287499 227 3075 SH SOLE 3075 0 0 ISHARES TR CORE S&P MCP ETF 464287507 2582 9919 SH SOLE 9919 0 0 ISHARES TR NASDAQ BIOTECH 464287556 16 105 SH SOLE 105 0 0 ISHARES TR GLOBAL 100 ETF 464287572 47 716 SH SOLE 716 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 426 2812 SH SOLE 2812 0 0 ISHARES TR S&P MC 400GR ETF 464287606 12 152 SH SOLE 152 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 1997 8218 SH SOLE 8218 0 0 ISHARES TR RUS 1000 ETF 464287622 1413 6313 SH SOLE 6313 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 531 3329 SH SOLE 3329 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 1287 4278 SH SOLE 4278 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 1179 5336 SH SOLE 5336 0 0 ISHARES TR U.S. TECH ETF 464287721 54 612 SH SOLE 612 0 0 ISHARES TR US HLTHCARE ETF 464287762 37 146 SH SOLE 146 0 0 ISHARES TR CORE S&P SCP ETF 464287804 1331 12267 SH SOLE 12267 0 0 ISHARES TR DOW JONES US ETF 464287846 40 400 SH SOLE 400 0 0 ISHARES TR SP SMCP600VL ETF 464287879 2 22 SH SOLE 22 0 0 ISHARES TR S&P SML 600 GWT 464287887 3 24 SH SOLE 24 0 0 ISHARES TR GL CLEAN ENE ETF 464288224 0 20 SH SOLE 20 0 0 ISHARES TR EAFE SML CP ETF 464288273 3 40 SH SOLE 40 0 0 ISHARES TR 3 7 YR TREAS BD 464288661 15 113 SH SOLE 113 0 0 ISHARES TR US HOME CONS ETF 464288752 9 133 SH SOLE 133 0 0 ISHARES TR U.S. MED DVC ETF 464288810 8 25 SH SOLE 25 0 0 ISHARES TR US HLTHCR PR ETF 464288828 336 1335 SH SOLE 1335 0 0 ISHARES TR EAFE GRWTH ETF 464288885 6 61 SH SOLE 61 0 0 ISHARES TR US TREAS BD ETF 46429B267 4 147 SH SOLE 147 0 0 ISHARES TR MSCI CHINA ETF 46429B671 8 99 SH SOLE 99 0 0 ISHARES TR MSCI EAFE MIN VL 46429B689 205 2815 SH SOLE 2815 0 0 ISHARES TR MSCI USA MIN VOL 46429B697 655 9470 SH SOLE 9470 0 0 ISHARES TR MSCI USA MMENTM 46432F396 58 363 SH SOLE 363 0 0 ISHARES TR CORE MSCI EAFE 46432F842 382 5303 SH SOLE 5303 0 0 JOHNSON & JOHNSON COM 478160104 1564 9516 SH SOLE 9516 0 0 JPMORGAN CHASE & CO COM 46625H100 4372 28718 SH SOLE 28718 0 0 KIMBERLY-CLARK CORP COM 494368103 221 1589 SH SOLE 1589 0 0 LAUDER ESTEE COS INC CL A 518439104 931 3203 SH SOLE 3203 0 0 LILLY ELI & CO COM 532457108 479 2563 SH SOLE 2563 0 0 LOWES COS INC COM 548661107 349 1837 SH SOLE 1837 0 0 MARRIOTT INTL INC NEW CL A 571903202 3334 22513 SH SOLE 22513 0 0 MASTEC INC COM 576323109 416 4445 SH SOLE 4445 0 0 MASTERCARD INCORPORATED CL A 57636Q104 307 863 SH SOLE 863 0 0 MCDONALDS CORP COM 580135101 1116 4978 SH SOLE 4978 0 0 MERCK & CO. INC COM 58933Y105 601 7801 SH SOLE 7801 0 0 MICROSOFT CORP COM 594918104 5349 22689 SH SOLE 22689 0 0 NEXTERA ENERGY INC COM 65339F101 464 6133 SH SOLE 6133 0 0 NEXTERA ENERGY PARTNERS LP COM UNIT PART IN 65341B106 258 3546 SH SOLE 3546 0 0 ORACLE CORP COM 68389X105 266 3795 SH SOLE 3795 0 0 PAYPAL HLDGS INC COM 70450Y103 839 3455 SH SOLE 3455 0 0 PEPSICO INC COM 713448108 319 2256 SH SOLE 2256 0 0 PHILIP MORRIS INTL INC COM 718172109 278 3137 SH SOLE 3137 0 0 PHILLIPS 66 COM 718546104 236 2893 SH SOLE 2893 0 0 PROCTER AND GAMBLE CO COM 742718109 2175 16063 SH SOLE 16063 0 0 QUALCOMM INC COM 747525103 208 1567 SH SOLE 1567 0 0 QUEST DIAGNOSTICS INC COM 74834L100 253 1974 SH SOLE 1974 0 0 REALTY INCOME CORP COM 756109104 391 6154 SH SOLE 6154 0 0 ROBERT HALF INTL INC COM 770323103 2324 29773 SH SOLE 29773 0 0 ROPER TECHNOLOGIES INC COM 776696106 1168 2895 SH SOLE 2895 0 0 S&P GLOBAL INC COM 78409V104 741 2100 SH SOLE 2100 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 684 7074 SH SOLE 7074 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 2283 23774 SH SOLE 23774 0 0 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 2073 15969 SH SOLE 15969 0 0 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 755 10142 SH SOLE 10142 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 553 5553 SH SOLE 5553 0 0 SCHWAB STRATEGIC TR SCHWB FDT EMK LG 808524730 437 14209 SH SOLE 14209 0 0 SCHWAB STRATEGIC TR SCHWB FDT INT LG 808524755 116 3621 SH SOLE 3621 0 0 SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524763 358 7073 SH SOLE 7073 0 0 SCHWAB STRATEGIC TR SCHWAB FDT US LG 808524771 95 1847 SH SOLE 1847 0 0 SCHWAB STRATEGIC TR SCHWAB FDT US BM 808524789 3092 60291 SH SOLE 60291 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 1674 22960 SH SOLE 22960 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 1 35 SH SOLE 35 0 0 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 104 1935 SH SOLE 1935 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 14 181 SH SOLE 181 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 8 117 SH SOLE 117 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 74 442 SH SOLE 442 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 56 1150 SH SOLE 1150 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 31 317 SH SOLE 317 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 627 4725 SH SOLE 4725 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 98 1525 SH SOLE 1525 0 0 SHERWIN WILLIAMS CO COM 824348106 282 382 SH SOLE 382 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 926 2337 SH SOLE 2337 0 0 SPDR SER TR S&P 600 SMCP GRW 78464A201 14 162 SH SOLE 162 0 0 SPDR SER TR S&P REGL BKG 78464A698 11 169 SH SOLE 169 0 0 SPDR SER TR S&P DIVID ETF 78464A763 181 1531 SH SOLE 1531 0 0 SPDR SER TR S&P BK ETF 78464A797 1 10 SH SOLE 10 0 0 SPDR SER TR S&P 600 SML CAP 78464A813 232 2466 SH SOLE 2466 0 0 SPDR SER TR S&P 400 MDCP GRW 78464A821 108 1441 SH SOLE 1441 0 0 SPDR SER TR S&P SEMICNDCTR 78464A862 1 05 SH SOLE 5 0 0 T ROWE PRICE ETF INC PRICE BLUE CHIP 87283Q107 372 13223 SH SOLE 13223 0 0 TARGET CORP COM 87612E106 214 1079 SH SOLE 1079 0 0 TRUIST FINL CORP COM 89832Q109 350 6007 SH SOLE 6007 0 0 UNITEDHEALTH GROUP INC COM 91324P102 845 2272 SH SOLE 2272 0 0 VANECK VECTORS ETF TR VIDEO GAMING 92189F114 200 2920 SH SOLE 2920 0 0 VANECK VECTORS ETF TR LOW CARBN ENERGY 92189F502 243 1544 SH SOLE 1544 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 282 775 SH SOLE 775 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 5 35 SH SOLE 35 0 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 323 1504 SH SOLE 1504 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 5 57 SH SOLE 57 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 801 2917 SH SOLE 2917 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 394 2377 SH SOLE 2377 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 477 2154 SH SOLE 2154 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 4 24 SH SOLE 24 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 490 1907 SH SOLE 1907 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 600 4565 SH SOLE 4565 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 103 480 SH SOLE 480 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1115 5394 SH SOLE 5394 0 0 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 1549 10530 SH SOLE 10530 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 369 6346 SH SOLE 6346 0 0 VISA INC COM CL A 92826C839 5596 26428 SH SOLE 26428 0 0 WABTEC COM 929740108 4283 54102 SH SOLE 54102 0 0 WALMART INC COM 931142103 660 4863 SH SOLE 4863 0 0 WISDOMTREE TR US TOTAL DIVIDND 97717W109 9 79 SH SOLE 79 0 0 WISDOMTREE TR US DIVID EX FNCL 97717W406 73 773 SH SOLE 773 0 0 WISDOMTREE TR GLB US QTLY DIV 97717W844 239 3077 SH SOLE 3077 0 0 WISDOMTREE TR YIELD ENHANCD US 97717X511 317 6198 SH SOLE 6198 0 0 WISDOMTREE TR ITL HDG QTLY DIV 97717X594 199 4814 SH SOLE 4814 0 0 WISDOMTREE TR FLOATNG RAT TREA 97717X628 117 4650 SH SOLE 4650 0 0 WISDOMTREE TR US S CAP QTY DIV 97717X651 23 500 SH SOLE 500 0 0 WISDOMTREE TR US QTLY DIV GRT 97717X669 6575 114960 SH SOLE 114960 0 0 WYNN RESORTS LTD COM 983134107 3358 26783 SH SOLE 26783 0 0 ZOETIS INC CL A 98978V103 3202 20331 SH SOLE 20331 0 0