0001193125-11-183399.txt : 20110707 0001193125-11-183399.hdr.sgml : 20110707 20110707092157 ACCESSION NUMBER: 0001193125-11-183399 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110707 DATE AS OF CHANGE: 20110707 EFFECTIVENESS DATE: 20110707 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST CITIZENS BANCORPORATION INC CENTRAL INDEX KEY: 0000708848 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 570738665 STATE OF INCORPORATION: SC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12553 FILM NUMBER: 11955063 BUSINESS ADDRESS: STREET 1: P O BOX 29 STREET 2: 1225 LADY STREET CITY: COLUMBIA STATE: SC ZIP: 29202 BUSINESS PHONE: 803-253-6028 MAIL ADDRESS: STREET 1: ACCOUNTING DEPT STREET 2: 1314 PARK ST PO BOX 29 CITY: COLUMBIA STATE: SC ZIP: 29201 FORMER COMPANY: FORMER CONFORMED NAME: FIRST CITIZENS BANCORPORATION OF SOUTH CAROLINA INC DATE OF NAME CHANGE: 19920703 13F-HR 1 d13fhr.txt FORM 13F-HR ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2011. Check here if Amendment [_]; Amendment Number: ________________________________ This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manger Filing this Report: Name: First Citizens Bank and Trust Company, Inc. Address: 1230 Main Street Columbia, SC 29201 Form 13F File Number: 28-____________________ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that al required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: George Durban Title: Director of Trust Services Phone: 803-931-8589 Signature, Place, and Date of Signing: /s/ George Durban Columbia, South Carolina June 30, 2011 _______________________ ________________________ _______________________ [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) ================================================================================ FORM 13F SUMMARY PAGE Report Summary: Number of Other Included None Managers: Form 13F Information Table Entry Total: 143.00 Form 13F Information Table Value Total: (thousands) 129904 List of Other Included Managers: None Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. None
FORM 13F INFORMATION TABLE TITLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE -------------- -------- --------- -------- ------- --- ---- ------- -------- ----- ------ ---- AFLAC INC COM 001055102 1416 30343 SH SOLE 29843 0 500 AFLAC INC COM 001055102 46 975 SH DEFINED 975 0 0 AT&T INC COM 00206R102 2480 78985 SH SOLE 77985 0 1000 AT&T INC COM 00206R102 50 1600 SH DEFINED 1600 0 0 ABBOTT LABS COM 002824100 1671 31755 SH SOLE 31755 0 0 ALTRIA GROUP INC COM 02209S103 743 28132 SH SOLE 28132 0 0 APPLE INC COM 037833100 3183 9482 SH SOLE 9482 0 0 ARROW ELECTRONICS INC 042735100 404 9735 SH SOLE 9735 0 0 BB&T CORP COM 054937107 1466 54607 SH SOLE 54607 0 0 BAKER HUGHES INC COM 057224107 855 11790 SH SOLE 11665 0 125 BAKER HUGHES INC COM 057224107 18 245 SH DEFINED 245 0 0 BANK OF AMERICA CORP COM 060505104 832 75871 SH SOLE 73871 0 2000 BANK OF AMERICA CORP COM 060505104 4 400 SH DEFINED 400 0 0 BANK OF MONTREAL 063671101 554 8715 SH SOLE 8715 0 0 BECTON DICKINSON & CO COM 075887109 747 8665 SH SOLE 8365 0 300 BECTON DICKINSON & CO COM 075887109 56 655 SH DEFINED 655 0 0 BEST BUY INC COM 086516101 623 19835 SH SOLE 19835 0 0 BOEING CO COM 097023105 370 5000 SH SOLE 5000 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 1418 48979 SH SOLE 48979 0 0 BROWN & BROWN INC 115236101 219 8520 SH SOLE 8520 0 0 CABOT CORPORATION COM 127055101 739 18535 SH SOLE 18535 0 0 CATERPILLAR INC DEL COM 149123101 1120 10525 SH SOLE 10525 0 0 CHESAPEAKE ENERGY CORP 165167107 1746 58830 SH SOLE 57830 0 1000 CHESAPEAKE ENERGY CORP 165167107 59 2000 SH DEFINED 2000 0 0 CHEVRON CORP COM 166764100 2402 23358 SH SOLE 23358 0 0 CISCO SYS INC COM 17275R102 524 33570 SH SOLE 33570 0 0 COACH INC COM 189754104 951 14875 SH SOLE 14875 0 0 COCA COLA CO COM 191216100 1103 16390 SH SOLE 16390 0 0 COCA COLA CO COM 191216100 1367 20320 SH DEFINED 20320 0 0
FORM 13F INFORMATION TABLE TITLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE -------------- -------- --------- -------- ------- --- ---- ------- -------- ------ ------ ---- COLGATE PALMOLIVE CO COM 194162103 930 10640 SH SOLE 10640 0 0 CONOCOPHILLIPS COM 20825C104 950 12629 SH SOLE 12629 0 0 DEERE & CO COM 244199105 998 12100 SH SOLE 12100 0 0 DIEBOLD INC COM 253651103 579 18691 SH SOLE 18691 0 0 DIME COMMUNITY BANCORP INC COM 253922108 731 50275 SH SOLE 50275 0 0 DIRECT TV GROUP INC COM 25490A101 875 17212 SH SOLE 16612 0 600 DIRECT TV GROUP INC COM 25490A101 69 1350 SH DEFINED 1350 0 0 DUPONT EI DE NEMOURS & CO 263534109 354 6550 SH SOLE 6550 0 0 DUKE ENERGY HLDG CORP 26441C105 2146 114054 SH SOLE 114054 0 0 E M C CORP MASS COM 268648102 403 14625 SH SOLE 14225 0 400 E M C CORP MASS COM 268648102 29 1050 SH DEFINED 1050 0 0 ECOLAB INC COM 278865100 620 11000 SH SOLE 11000 0 0 EMERSON ELEC CO COM 291011104 1119 19900 SH SOLE 19900 0 0 ENTERPRISE PRODUCTS LP 293792107 791 18316 SH SOLE 18316 0 0 EXELON CORP COM 30161N101 720 16800 SH SOLE 16800 0 0 EXPRESS SCRIPTS INC COM 302182100 2327 43127 SH SOLE 42727 0 400 EXPRESS SCRIPTS INC COM 302182100 46 845 SH DEFINED 845 0 0 EXXON MOBIL CORP COM 30231G102 2800 34404 SH SOLE 34404 0 0 FEDEX CORP COM 31428X106 1019 10747 SH SOLE 10747 0 0 FIRST HORIZONS NATL CORP COM 320517105 121 12645 SH SOLE 12645 0 0 FIRSTENERGY CORP COM 337932107 629 14240 SH SOLE 14240 0 0 FLUOR CORP NEW COM 343412102 1131 17497 SH SOLE 17197 0 300 FLUOR CORP NEW COM 343412102 39 610 SH DEFINED 610 0 0 FORD MOTOR COMPANY 345370860 706 51190 SH SOLE 51190 0 0 GENERAL ELEC CO COM 369604103 2399 127191 SH SOLE 125691 0 1500 GENERAL ELEC CO COM 369604103 54 2860 SH DEFINED 2860 0 0 GILEAD SCIENCES INC 375558103 680 16430 SH SOLE 16430 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 489 11390 SH SOLE 11390 0 0 HALLIBURTON CO COM 406216101 784 15373 SH SOLE 15373 0 0 HUMANA INC COM 444859102 818 10160 SH SOLE 10160 0 0 INTEL CORP COM 458140100 3208 144829 SH SOLE 143629 0 1200 INTEL CORP COM 458140100 50 2265 SH DEFINED 2265 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 3703 21588 SH SOLE 21388 0 200 INTERNATIONAL BUSINESS MACHS COM 459200101 65 380 SH DEFINED 380 0 0
FORM 13F INFORMATION TABLE TITLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE -------------- -------- --------- -------- ------- --- ---- ------- -------- ----- ------ ---- INTERNATIONAL PAPER CO COM 460146103 562 18840 SH SOLE 18840 0 0 ETF ISHARES SHARES TRUST EFAE BETTER I TRST 464287465 3876 64456 SH SOLE 64456 0 0 ISHARES RUSSELL MIDCAP INDEX FUND 464287499 2807 25672 SH SOLE 25672 0 0 ISHARES TR S&P BETTER I SHARES TR S&P MID CAP 464287507 1517 15532 SH SOLE 15532 0 0 ISHARES RUSSELL 2000 INDEX FFD 464287655 2657 32085 SH SOLE 32085 0 0 JP MORGAN CHASE & CO INC 46625H100 1260 30797 SH SOLE 30797 0 0 JABIL CIRCUIT INC 466313103 803 39766 SH SOLE 39766 0 0 JOHNSON & JOHNSON COM 478160104 2154 32374 SH SOLE 32374 0 0 JOHNSON & JOHNSON COM 478160104 7 100 SH DEFINED 100 0 0 KLA-TENCOR CORP COM 482480100 520 12845 SH SOLE 12845 0 0 KIMBERLY CLARK CORP COM 494368103 1100 16532 SH SOLE 16532 0 0 KRAFT FOODS INC 50075N104 615 17468 SH SOLE 17468 0 0 LABORATORY CORP AMER COM NEW 50540R409 606 6265 SH SOLE 6065 0 200 LABORATORY CORP AMER COM NEW 50540R409 35 365 SH DEFINED 365 0 0
LILLY ELI & CO COM 532457108 700 18667 SH SOLE 18667 0 0 LOCKHEED MARTIN CORP COM 539830109 679 8385 SH SOLE 8385 0 0 LOWES COS INC COM 548661107 1491 63985 SH SOLE 62985 0 1000 LOWES COS INC COM 548661107 50 2145 SH DEFINED 2145 0 0 MATTEL INC COM 577081102 562 20435 SH SOLE 20435 0 0 MCDONALDS CORP COM 580135101 721 8550 SH SOLE 8550 0 0 MCKESSON CORP COM 58155Q103 381 4550 SH SOLE 4425 0 125 MCKESSON CORP COM 58155Q103 31 375 SH DEFINED 375 0 0 METLIFE INC 59156R108 713 16265 SH SOLE 16265 0 0 MICROSOFT CORP COM 594918104 1007 38745 SH SOLE 38745 0 0 MICROCHIP TECHNOLOGY INC COM 595017104 593 15640 SH SOLE 15640 0 0 NATIONAL OILWELL VARCO INC COM 637071101 723 9250 SH SOLE 9250 0 0 NORFOLK SOUTHERN CORP COM 655844108 1160 15482 SH SOLE 15482 0 0 NUCOR CORP COM 670346105 1449 35150 SH SOLE 34800 0 350 NUCOR CORP COM 670346105 35 850 SH DEFINED 850 0 0 OLD REP INTL CORP COM 680223104 592 50360 SH SOLE 50360 0 0 ON SEMICONDUCTOR CORP 682189105 110 10470 SH SOLE 10470 0 0 ORACLE CORP COM 68389X105 1748 53131 SH SOLE 52331 0 800 ORACLE CORP COM 68389X105 41 1250 SH DEFINED 1250 0 0
FORM 13F INFORMATION TABLE TITLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE -------------- -------- --------- -------- ------- --- ---- ------- -------- ----- ------ ---- PPL CORP 69351T106 547 19650 SH SOLE 19650 0 0 PACCAR INC 693718108 686 13430 SH SOLE 12930 0 500 PACCAR INC 693718108 40 785 SH DEFINED 785 0 0 PEABODY ENERGY CORP 704549104 2262 38400 SH SOLE 37900 0 500 PEABODY ENERGY CORP 704549104 46 780 SH DEFINED 780 0 0 PEPSICO INC COM 713448108 1831 25993 SH SOLE 25643 0 350 PEPSICO INC COM 713448108 22 315 SH DEFINED 315 0 0 PFIZER INC COM 717081103 520 25245 SH SOLE 25245 0 0 PFIZER INC COM 717081103 9 434 SH DEFINED 434 0 0 PHILIP MORRIS INTL 718172109 1710 25604 SH SOLE 25604 0 0 PIEDMONT NAT'L GAS INC COM 720186105 582 19250 SH SOLE 19250 0 0 PRECISION CASTPARTS CORP 740189105 817 4965 SH SOLE 4765 0 200 PRECISION CASTPARTS CORP 740189105 50 305 SH DEFINED 305 0 0 PROCTER & GAMBLE CO COM 742718109 3691 58069 SH SOLE 58069 0 0 PROCTER & GAMBLE CO COM 742718109 22 350 SH DEFINED 350 0 0 PROGRESS ENERGY INC 743263105 1099 22902 SH SOLE 22902 0 0 PRUDENTIAL FINANCIAL INC 744320102 819 12885 SH SOLE 12885 0 0 QUALCOMM INC COM 747525103 783 13790 SH SOLE 13790 0 0 RAYTHEON CO COM NEW 755111507 399 8000 SH SOLE 8000 0 0 ROCKWELL AUTOMATION INC COM 773903109 710 8185 SH SOLE 8185 0 0 SANDISK CORP COM 80004C101 643 15485 SH SOLE 15485 0 0 SCANA CORP NEW COM 80589M102 2503 63600 SH SOLE 63600 0 0 SCHLUMBERGER LTD COM 806857108 617 7145 SH SOLE 7145 0 0 SCHLUMBERGER LTD COM 806857108 13 152 SH DEFINED 152 0 0 SPECTRA ENERGY CORP 847560109 1558 56875 SH SOLE 56875 0 0 STARBUCKS CORP COM 855244109 904 22890 SH SOLE 22890 0 0 SUN LIFE FINL INC 866796105 1196 39790 SH SOLE 39790 0 0 SYNOVUS FINL CORP COM 87161C105 58 27796 SH SOLE 27796 0 0 TJX COS INC NEW COM 872540109 782 14895 SH SOLE 14895 0 0 TARGET CORP COM 87612E106 1426 30400 SH SOLE 29900 0 500 TARGET CORP COM 87612E106 47 1000 SH DEFINED 1000 0 0 TERADYNE INC 880770102 661 44655 SH SOLE 44655 0 0 TEVA PHARMACEUTICAL INDS ADR 881624209 532 11035 SH SOLE 10685 0 350 TEVA PHARMACEUTICAL INDS ADR 881624209 35 725 SH DEFINED 725 0 0
FORM 13F INFORMATION TABLE TITLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE -------------- -------- --------- -------- ------- --- ---- ------- -------- ------- ------ ----- THERMO FISHER SCIENTIFIC CORP COM 883556102 800 12425 SH SOLE 12425 0 0 3M CO COM 88579Y101 1508 15900 SH SOLE 15900 0 0 TOTAL SYSTEM SERVICES INC 891906109 247 13294 SH SOLE 13294 0 0 TRANSCANADA CORP 89353D107 580 13240 SH SOLE 13240 0 0 UNITED PARCEL SERVICE 911312106 549 7530 SH SOLE 7530 0 0 UNITED TECHNOLOGIES CORP COM 913017109 865 9770 SH SOLE 9770 0 0 V F CORPORATION 918204108 644 5935 SH SOLE 5935 0 0 VALERO ENERGY NEW 91913Y100 691 27030 SH SOLE 27030 0 0 ETF VANGUARD EMER MKT 922042858 1810 37226 SH SOLE 37226 0 0 VERIZON COMMUNICATIONS INC 92343V104 1513 40655 SH SOLE 40655 0 0 WAL-MART STORES INC COM 931142103 766 14410 SH SOLE 14410 0 0 WALGREEN CO COM 931422109 918 21623 SH SOLE 21623 0 0 WASTE MANAGEMENT INC NEW 94106L109 540 14490 SH SOLE 14490 0 0 GRAND TOTALS 129904 3051745 3037345 0 14400