-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Lc3P+kqgFEPZkZmMWcxpTVfaNOz01MtgApHBSMoR8Q3m+hEu1ihP+zQJzhSPObGk 4CAM8JyhBQQedR6LqfCbHA== 0001193125-10-077235.txt : 20100406 0001193125-10-077235.hdr.sgml : 20100406 20100406115919 ACCESSION NUMBER: 0001193125-10-077235 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100331 FILED AS OF DATE: 20100406 DATE AS OF CHANGE: 20100406 EFFECTIVENESS DATE: 20100406 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST CITIZENS BANCORPORATION INC CENTRAL INDEX KEY: 0000708848 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 570738665 STATE OF INCORPORATION: SC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12553 FILM NUMBER: 10733572 BUSINESS ADDRESS: STREET 1: P O BOX 29 STREET 2: 1225 LADY STREET CITY: COLUMBIA STATE: SC ZIP: 29202 BUSINESS PHONE: 803-253-6028 MAIL ADDRESS: STREET 1: ACCOUNTING DEPT STREET 2: 1314 PARK ST PO BOX 29 CITY: COLUMBIA STATE: SC ZIP: 29201 FORMER COMPANY: FORMER CONFORMED NAME: FIRST CITIZENS BANCORPORATION OF SOUTH CAROLINA INC DATE OF NAME CHANGE: 19920703 13F-HR 1 d13fhr.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2010. Check here if Amendment [_]; Amendment Number: ------- This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manger Filing this Report: Name: First Citizens Bank and Trust Company, Inc. Address: 1230 Main Street Columbia, SC 29201 Form 13F File Number: 28- ----------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that al required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: George Durban Title: Director of Trust Services Phone: 803-931-8589 Signature, Place, and Date of Signing: /s/ George Durban Columbia, South Carolina March 31, 2010 - ------------------------------ ------------------------ -------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: None Form 13F Information Table Entry Total: 131 Form 13F Information Table Value Total: (thousands) 106,202 List of Other Included Managers: None Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. None FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- NOBLE CORPORATION SHS H5833N103 511 12225 SH SOLE 12225 0 0 TRANSOCEAN LTD ZUG NAMEN AKT H8817H100 1563 18092 SH SOLE 17717 0 375 TRANSOCEAN LTD ZUG NAMEN AKT H8817H100 68 790 SH DEFINED 790 0 0 AFLAC INC COM 001055102 2324 42804 SH SOLE 41604 0 1200 AFLAC INC COM 001055102 80 1475 SH DEFINED 1475 0 0 AES CORPORATION 00130H105 557 50605 SH SOLE 50605 0 0 AT&T INC COM 00206R102 1635 63260 SH SOLE 62260 0 1000 AT&T INC COM 00206R102 43 1650 SH DEFINED 1650 0 0 ABBOTT LABS COM 002824100 1702 32301 SH SOLE 32001 0 300 ABBOTT LABS COM 002824100 32 600 SH DEFINED 600 0 0 ALLIANCE DATA SYSTEM CORP 018581108 865 13520 SH SOLE 13520 0 0 ALTRIA GROUP INC COM 02209S103 693 33762 SH SOLE 33162 600 0 APPLE INC COM 037833100 2527 10754 SH SOLE 10754 0 0 ARCELORMITTAL SA LUXEMBOURG 03938L104 712 16220 SH SOLE 16220 0 0 BB&T CORP COM 054937107 864 26678 SH SOLE 26678 0 0 BP PLC SPONSORED ADR 055622104 945 16554 SH SOLE 16254 300 0 BP PLC SPONSORED ADR 055622104 7 130 SH DEFINED 130 0 0 BAKER HUGHES INC COM 057224107 358 7639 SH SOLE 7639 0 0 BANK OF AMERICA CORP COM 060505104 1377 77178 SH SOLE 74478 0 2700 BANK OF AMERICA CORP COM 060505104 14 800 SH DEFINED 800 0 0 BAXTER INTL INC COM 071813109 627 10780 SH SOLE 10780 0 0 BEST BUY INC COM 086516101 804 18890 SH SOLE 18890 0 0 BOEING CO COM 097023105 363 5000 SH SOLE 5000 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 969 36298 SH SOLE 36298 0 0 BUCYRUS INTL INC NEW 118759109 498 7545 SH SOLE 7545 0 0 CNOOC LTD SPONSORED ADR 126132109 702 4250 SH SOLE 4250 0 0 CABELAS INC CL A 126804301 1087 62175 SH SOLE 62175 0 0 CABOT CORPORATION COM 127055101 706 23245 SH SOLE 23245 0 0 CATERPILLAR INC DEL COM 149123101 683 10875 SH SOLE 10875 0 0
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- CEPHALON INC 156708109 361 5330 SH SOLE 5330 0 0 CHESAPEAKE ENERGY CORP 165167107 1501 63540 SH SOLE 62340 0 1200 CHESAPEAKE ENERGY CORP 165167107 52 2200 SH DEFINED 2200 0 0 CHEVRON CORP COM 166764100 1489 19640 SH SOLE 19340 300 0 CHUBB CORP COM 171232101 781 15070 SH SOLE 15070 0 0 CISCO SYS INC COM 17275R102 1668 64115 SH SOLE 62815 0 1300 CISCO SYS INC COM 17275R102 68 2600 SH DEFINED 2600 0 0 COACH INC COM 189754104 1089 27550 SH SOLE 27550 0 0 COCA COLA CO COM 191216100 1010 18357 SH SOLE 18057 300 0 COCA COLA CO COM 191216100 1118 20320 SH DEFINED 20320 0 0 COLGATE PALMOLIVE CO COM 194162103 1756 20600 SH SOLE 20600 0 0 CREDIT SUISSE GROUP ADR 225401108 790 15380 SH SOLE 15380 0 0 DEERE & CO COM 244199105 725 12200 SH SOLE 12200 0 0 DIAMOND OFFSHORE DRILLING INC 25271C102 501 5640 SH SOLE 5640 0 0 DIRECTTV GROUP INC COM 25490A101 1153 34125 SH SOLE 32925 0 1200 DIRECTTV GROUP INC COM 25490A101 78 2300 SH DEFINED 2300 0 0 DUPONT EI DE NEMOURS & CO 263534109 257 6897 SH SOLE 6897 0 0 DUKE ENERGY HLDG CORP 26441C105 2433 149177 SH SOLE 147177 600 1400 DUKE ENERGY HLDG CORP 26441C105 16 1000 SH DEFINED 1000 0 0 ECOLAB INC COM 278865100 483 11000 SH SOLE 11000 0 0 EMERSON ELEC CO COM 291011104 790 15700 SH SOLE 15700 0 0 ENTERPRISE PRODUCTS LP 293792107 357 10320 SH SOLE 10320 0 0 EXPRESS SCRIPTS INC COM 302182100 2586 25411 SH SOLE 25061 0 350 EXPRESS SCRIPTS INC COM 302182100 62 605 SH DEFINED 605 0 0 EXXON MOBIL CORP COM 30231G102 2645 39496 SH SOLE 39196 300 0 FEDEX CORP COM 31428X106 848 9084 SH SOLE 9084 0 0 FLUOR CORP NEW COM 343412102 1185 25490 SH SOLE 24990 0 500 FLUOR CORP NEW COM 343412102 47 1000 SH DEFINED 1000 0 0 GENERAL DYNAMICS CORP COM 369550108 729 9446 SH SOLE 9446 0 0 GENERAL ELEC CO COM 369604103 2597 142789 SH SOLE 140789 0 2000 GENERAL ELEC CO COM 369604103 60 3300 SH DEFINED 3300 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 467 12117 SH SOLE 12117 0 0 HALLIBURTON CO COM 406216101 558 18514 SH SOLE 18514 0 0
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- HARRIS CORP DEL 413875105 659 13875 SH SOLE 13875 0 0 HEALTH CARE REIT INC 42217K106 631 13965 SH SOLE 13965 0 0 HUDSON CITY BANCORP INC 443683107 667 47050 SH SOLE 47050 0 0 HUMANA INC COM 444859102 661 14130 SH SOLE 14130 0 0 INTEL CORP COM 458140100 2143 96195 SH SOLE 94795 0 1400 INTEL CORP COM 458140100 74 3300 SH DEFINED 3300 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 2965 23118 SH SOLE 22868 0 250 INTERNATIONAL BUSINESS MACHS COM 459200101 65 510 SH DEFINED 510 0 0 ETF ISHARES TRUST BETTER I SHARES EFAE TRST 464287465 2203 39357 SH SOLE 39357 0 0 ISHARES TR S&P BETTER I SHARES TR S&P MID CAP 464287507 930 11820 SH SOLE 11820 0 0 ISHARES RUSSELL 2000 INDEX FFD 464287655 349 5152 SH SOLE 5152 0 0 JP MORGAN CHASE & CO INC 46625H100 585 13081 SH SOLE 13081 0 0 JABIL CIRCUIT INC 466313103 635 39225 SH SOLE 39225 0 0 JOHNSON & JOHNSON COM 478160104 1052 16137 SH SOLE 15837 300 0 JOHNSON & JOHNSON COM 478160104 11 170 SH DEFINED 170 0 0 KIMBERLY CLARK CORP COM 494368103 552 8780 SH SOLE 8780 0 0 L-3 COMMUNICATIONS HLDGS INC COM 502424104 635 6930 SH SOLE 6930 0 0 LABORATORY CORP AMER COM NEW 50540R409 883 11660 SH SOLE 11260 0 400 LABORATORY CORP AMER COM NEW 50540R409 38 500 SH DEFINED 500 0 0 LOWES COS INC COM 548661107 1795 74100 SH SOLE 72950 0 1150 LOWES COS INC COM 548661107 58 2400 SH DEFINED 2400 0 0 MEDTRONIC INC COM 585055106 678 15055 SH SOLE 15055 0 0 MICROSOFT CORP COM 594918104 1882 64274 SH SOLE 64274 0 0 MOSAIC CO COM 61945A107 995 16380 SH SOLE 15880 0 500 MOSAIC CO COM 61945A107 61 1000 SH DEFINED 1000 0 0 NATIONAL OILWELL VARCO INC COM 637071101 484 11922 SH SOLE 11922 0 0 NUCOR CORP COM 670346105 1499 33033 SH SOLE 32683 0 350 NUCOR CORP COM 670346105 37 825 SH DEFINED 825 0 0 ORACLE CORP COM 68389X105 1679 65340 SH SOLE 64340 0 1000 ORACLE CORP COM 68389X105 46 1800 SH DEFINED 1800 0 0 PACCAR INC 693718108 786 18130 SH SOLE 17530 0 600 PACCAR INC 693718108 37 850 SH DEFINED 850 0 0 PEABODY ENERGY CORP 704549104 1624 35545 SH SOLE 34645 0 900 PEABODY ENERGY CORP 704549104 23 500 SH DEFINED 500 0 0
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- PEPSICO INC COM 713448108 1722 26025 SH SOLE 25275 300 450 PEPSICO INC COM 713448108 30 450 SH DEFINED 450 0 0 PFIZER INC COM 717081103 333 19400 SH SOLE 19400 0 0 PFIZER INC COM 717081103 7 434 SH DEFINED 434 0 0 PHILIP MORRIS INTL 718172109 994 19057 SH SOLE 18757 300 0 PRECISION CASTPARTS CORP 740189105 829 6545 SH SOLE 6345 0 200 PRECISION CASTPARTS CORP 740189105 45 355 SH DEFINED 355 0 0 PROCTER & GAMBLE CO COM 742718109 3185 50346 SH SOLE 50046 300 0 PROCTER & GAMBLE CO COM 742718109 22 350 SH DEFINED 350 0 0 PROGRESS ENERGY INC 743263105 926 23525 SH SOLE 23525 0 0 PRUDENTIAL FINANCIAL INC 744320102 862 14240 SH SOLE 14240 0 0 PUB SVC ENTERPRISE GRP 744573106 564 19110 SH SOLE 19110 0 0 RAYTHEON CO COM NEW 755111507 529 9265 SH SOLE 9265 0 0 RIO TINTO PLC SPONSORED ADR 767204100 296 1250 SH SOLE 1250 0 0 SANOFI-AVENTIS SPONSORED ADR 80105N105 619 16565 SH SOLE 16565 0 0 SCANA CORP NEW COM 80589M102 2312 61505 SH SOLE 61505 0 0 SCHWAB CHARLES CORP NEW COM 808513105 761 40760 SH SOLE 39560 0 1200 SCHWAB CHARLES CORP NEW COM 808513105 58 3100 SH DEFINED 3100 0 0 SPECTRA ENERGY CORP 847560109 1211 53771 SH SOLE 53771 0 0 SUNTRUST BKS INC COM 867914103 196 7298 SH SOLE 7298 0 0 SUNTRUST BKS INC COM 867914103 16 600 SH DEFINED 600 0 0 SYMANTEC CORP COM 871503108 584 34515 SH SOLE 34515 0 0 SYNOVUS FINL CORP COM 87161C105 141 43000 SH SOLE 43000 0 0 TARGET CORP COM 87612E106 1827 34750 SH SOLE 34050 0 700 TARGET CORP COM 87612E106 70 1325 SH DEFINED 1325 0 0 TEVA PHARMACEUTICAL INDS ADR 881624209 877 13900 SH SOLE 13900 0 0 THERMO FISHER SCIENTIFIC CORP COM 883556102 629 12225 SH SOLE 12225 0 0 3M CO COM 88579Y101 936 11203 SH SOLE 11203 0 0 TOTAL SYSTEM SERVICES INC 891906109 290 18500 SH SOLE 18500 0 0 UNITED PARCEL SERVICE 911312106 386 6000 SH SOLE 6000 0 0 VERIZON COMMUNICATIONS INC 92343V104 636 20488 SH SOLE 20488 0 0 WAL-MART STORES INC COM 931142103 707 12715 SH SOLE 12715 0 0 WALGREEN CO COM 931422109 790 21290 SH SOLE 21290 0 0
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- WELLS FARGO & CO NEW COM 949746101 972 31236 SH SOLE 31157 0 79 WESTERN DIGITAL CORP 958102105 842 21608 SH SOLE 21608 0 0 GRAND TOTALS 106202 2779223 2752919 3600 22704
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