-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, R8yBC7G4ZfFTxBdUv+zcU6tGhbFw1BEiHuxdTDnaUWWYgMhyioQnTmhENISs0NCv N+GFeYAKRICz84S4LhhQQw== 0001193125-10-001997.txt : 20100106 0001193125-10-001997.hdr.sgml : 20100106 20100106154147 ACCESSION NUMBER: 0001193125-10-001997 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100106 DATE AS OF CHANGE: 20100106 EFFECTIVENESS DATE: 20100106 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST CITIZENS BANCORPORATION INC CENTRAL INDEX KEY: 0000708848 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 570738665 STATE OF INCORPORATION: SC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12553 FILM NUMBER: 10511530 BUSINESS ADDRESS: STREET 1: P O BOX 29 STREET 2: 1225 LADY STREET CITY: COLUMBIA STATE: SC ZIP: 29202 BUSINESS PHONE: 803-253-6028 MAIL ADDRESS: STREET 1: ACCOUNTING DEPT STREET 2: 1314 PARK ST PO BOX 29 CITY: COLUMBIA STATE: SC ZIP: 29201 FORMER COMPANY: FORMER CONFORMED NAME: FIRST CITIZENS BANCORPORATION OF SOUTH CAROLINA INC DATE OF NAME CHANGE: 19920703 13F-HR 1 d13fhr.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2009. Check here if Amendment [_]; Amendment Number: ------- This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: First Citizens Bank and Trust Company, Inc. Address: 1230 Main Street Columbia, SC 29201 Form 13F File Number: 28- -------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that al required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: George Durban Title: Director of Trust Services Phone: 803-931-8589 Signature, Place, and Date of Signing: /s/ George Durban Columbia, South Carolina December 31, 2009 - ----------------------------- ------------------------ ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: None Form 13F Information Table Entry Total: 130 Form 13F Information Table Value Total: (thousands) 104,903 List of Other Included Managers: None Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. None FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- NOBLE CORPORATION SHS H5833N103 537 13190 SH SOLE 13190 0 0 TRANSOCEAN LTD ZUG NAMEN AKT H8817H100 1527 18442 SH SOLE 18067 0 375 TRANSOCEAN LTD ZUG NAMEN AKT H8817H100 65 790 SH DEFINED 790 0 0 AFLAC INC COM 001055102 2042 44154 SH SOLE 42954 0 1200 AFLAC INC COM 001055102 68 1475 SH DEFINED 1475 0 0 AES CORPORATION 00130H105 667 50130 SH SOLE 50130 0 0 AT&T INC COM 00206R102 1775 63335 SH SOLE 62335 0 1000 AT&T INC COM 00206R102 46 1650 SH DEFINED 1650 0 0 ABBOTT LABS COM 002824100 1789 33146 SH SOLE 32846 0 300 ABBOTT LABS COM 002824100 32 600 SH DEFINED 600 0 0 ALLIANCE DATA SYSTEM CORP 018581108 879 13610 SH SOLE 13610 0 0 ALTRIA GROUP INC COM 02209S103 659 33612 SH SOLE 33012 600 0 APPLE INC COM 037833100 2317 10994 SH SOLE 10994 0 0 ARCELORMITTAL SA LUXEMBOURG 03938L104 719 15715 SH SOLE 15715 0 0 ARROW ELECTRONICS INC 042735100 792 26765 SH SOLE 26765 0 0 BB&T CORP COM 054937107 677 26678 SH SOLE 26678 0 0 BP PLC SPONSORED ADR 055622104 919 15859 SH SOLE 15559 300 0 BP PLC SPONSORED ADR 055622104 8 130 SH DEFINED 130 0 0 BAKER HUGHES INC COM 057224107 309 7639 SH SOLE 7639 0 0 BANK OF AMERICA CORP COM 060505104 1171 77778 SH SOLE 75078 0 2700 BANK OF AMERICA CORP COM 060505104 12 800 SH DEFINED 800 0 0 BAXTER INTL INC COM 071813109 652 11105 SH SOLE 11105 0 0 BEST BUY INC COM 086516101 679 17210 SH SOLE 17210 0 0 BOEING CO COM 097023105 271 5000 SH SOLE 5000 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 961 38063 SH SOLE 38063 0 0 CNOOC LTD SPONSORED ADR 126132109 696 4475 SH SOLE 4475 0 0 CABELAS INC CL A 126804301 810 56825 SH SOLE 56825 0 0 CATERPILLAR INC DEL COM 149123101 625 10975 SH SOLE 10975 0 0 CHARMING SHOPPES INC 161133103 78 12000 SH SOLE 12000 0 0
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- CHATTEM INC COM 162456107 960 10290 SH SOLE 10290 0 0 CHESAPEAKE ENERGY CORP 165167107 1628 62915 SH SOLE 61715 0 1200 CHESAPEAKE ENERGY CORP 165167107 57 2200 SH DEFINED 2200 0 0 CHEVRON CORP COM 166764100 1526 19820 SH SOLE 19520 300 0 CHUBB CORP COM 171232101 751 15280 SH SOLE 15280 0 0 CISCO SYS INC COM 17275R102 1608 67181 SH SOLE 65881 0 1300 CISCO SYS INC COM 17275R102 62 2600 SH DEFINED 2600 0 0 COACH INC COM 189754104 1036 28365 SH SOLE 28365 0 0 COCA COLA CO COM 191216100 1039 18227 SH SOLE 17927 300 0 COCA COLA CO COM 191216100 1158 20320 SH DEFINED 20320 0 0 COLGATE PALMOLIVE CO COM 194162103 1692 20600 SH SOLE 20600 0 0 CREDIT SUISSE GROUP ADR 225401108 735 14955 SH SOLE 14955 0 0 DEERE & CO COM 244199105 660 12200 SH SOLE 12200 0 0 DIAMOND OFFSHORE DRILLING INC 25271C102 529 5380 SH SOLE 5380 0 0 DIRECTTV GROUP INC COM 25490A101 1163 34875 SH SOLE 33675 0 1200 DIRECTTV GROUP INC COM 25490A101 77 2300 SH DEFINED 2300 0 0 DUPONT EI DE NEMOURS & CO 263534109 232 6897 SH SOLE 6897 0 0 DUKE ENERGY HLDG CORP 26441C105 2588 150453 SH SOLE 148453 600 1400 DUKE ENERGY HLDG CORP 26441C105 17 1000 SH DEFINED 1000 0 0 ECOLAB INC COM 278865100 490 11000 SH SOLE 11000 0 0 EMERSON ELEC CO COM 291011104 662 15540 SH SOLE 15540 0 0 ENTERPRISE PRODUCTS LP 293792107 316 10060 SH SOLE 10060 0 0 EXPRESS SCRIPTS INC COM 302182100 2823 32661 SH SOLE 32161 0 500 EXPRESS SCRIPTS INC COM 302182100 76 875 SH DEFINED 875 0 0 EXXON MOBIL CORP COM 30231G102 2905 42596 SH SOLE 42296 300 0 FEDEX CORP COM 31428X106 866 10379 SH SOLE 10379 0 0 FLUOR CORP NEW COM 343412102 1135 25190 SH SOLE 24690 0 500 FLUOR CORP NEW COM 343412102 45 1000 SH DEFINED 1000 0 0 FREEPORT-MCMORAN COPPER & GO 35671D857 628 7820 SH SOLE 7820 0 0 GENERAL DYNAMICS CORP COM 369550108 710 10416 SH SOLE 10416 0 0 GENERAL ELEC CO COM 369604103 2222 146854 SH SOLE 144254 600 2000 GENERAL ELEC CO COM 369604103 50 3300 SH DEFINED 3300 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 525 12417 SH SOLE 12117 300 0
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- HALLIBURTON CO COM 406216101 597 19829 SH SOLE 19829 0 0 HARRIS CORP DEL 413875105 589 12385 SH SOLE 12385 0 0 HEALTH CARE REIT INC 42217K106 604 13635 SH SOLE 13635 0 0 HUDSON CITY BANCORP INC 443683107 703 51175 SH SOLE 51175 0 0 HUMANA INC COM 444859102 613 13975 SH SOLE 13975 0 0 INTEL CORP COM 458140100 1982 97195 SH SOLE 95795 0 1400 INTEL CORP COM 458140100 67 3300 SH DEFINED 3300 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 3087 23583 SH SOLE 23333 0 250 INTERNATIONAL BUSINESS MACHS COM 459200101 67 510 SH DEFINED 510 0 0 ETF ISHARES TRUST BETTER I SHARES EFAE TRST 464287465 2137 38657 SH SOLE 38657 0 0 ISHARES TR S&P BETTER I SHARES TR S&P MID CAP 464287507 836 11545 SH SOLE 11545 0 0 ISHARES RUSSELL 2000 INDEX FFD 464287655 325 5202 SH SOLE 5202 0 0 JP MORGAN CHASE & CO INC 46625H100 545 13081 SH SOLE 13081 0 0 JOHNSON & JOHNSON COM 478160104 1056 16402 SH SOLE 16102 300 0 JOHNSON & JOHNSON COM 478160104 11 170 SH DEFINED 170 0 0 KIMBERLY CLARK CORP COM 494368103 559 8780 SH SOLE 8780 0 0 L-3 COMMUNICATIONS HLDGS INC COM 502424104 619 7125 SH SOLE 7125 0 0 LABORATORY CORP AMER COM NEW 50540R409 873 11660 SH SOLE 11260 0 400 LABORATORY CORP AMER COM NEW 50540R409 37 500 SH DEFINED 500 0 0 LOWES COS INC COM 548661107 1766 75550 SH SOLE 74400 0 1150 LOWES COS INC COM 548661107 56 2400 SH DEFINED 2400 0 0 MARATHON OIL CORP COM 565849106 540 17292 SH SOLE 17292 0 0 MEDTRONIC INC COM 585055106 657 14935 SH SOLE 14935 0 0 MICROSOFT CORP COM 594918104 1955 64149 SH SOLE 64149 0 0 MOSAIC CO COM 61945A107 977 16365 SH SOLE 15865 0 500 MOSAIC CO COM 61945A107 60 1000 SH DEFINED 1000 0 0 NATIONAL OILWELL VARCO INC COM 637071101 549 12457 SH SOLE 12457 0 0 NUCOR CORP COM 670346105 1532 32848 SH SOLE 32498 0 350 NUCOR CORP COM 670346105 38 825 SH DEFINED 825 0 0 ORACLE CORP COM 68389X105 1608 65590 SH SOLE 64590 0 1000 ORACLE CORP COM 68389X105 44 1800 SH DEFINED 1800 0 0 PEABODY ENERGY CORP 704549104 1599 35370 SH SOLE 34470 0 900 PEABODY ENERGY CORP 704549104 23 500 SH DEFINED 500 0 0
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- PEPSICO INC COM 713448108 1622 26690 SH SOLE 25940 300 450 PEPSICO INC COM 713448108 27 450 SH DEFINED 450 0 0 PFIZER INC COM 717081103 414 22792 SH SOLE 22792 0 0 PFIZER INC COM 717081103 8 434 SH DEFINED 434 0 0 PHILIP MORRIS INTL 718172109 925 19207 SH SOLE 18907 300 0 PRAXAIR INC COM 74005P104 548 6828 SH SOLE 6828 0 0 PRECISION CASTPARTS CORP 740189105 1112 10080 SH SOLE 9780 0 300 PRECISION CASTPARTS CORP 740189105 58 525 SH DEFINED 525 0 0 PROCTER & GAMBLE CO COM 742718109 3033 50028 SH SOLE 49728 300 0 PROCTER & GAMBLE CO COM 742718109 21 350 SH DEFINED 350 0 0 PROGRESS ENERGY INC 743263105 958 23375 SH SOLE 23375 0 0 PRUDENTIAL FINANCIAL INC 744320102 673 13535 SH SOLE 13535 0 0 PUB SVC ENTERPRISE GRP 744573106 627 18865 SH SOLE 18865 0 0 RAYTHEON CO COM NEW 755111507 477 9265 SH SOLE 9265 0 0 SANOFI-AVENTIS SPONSORED ADR 80105N105 675 17200 SH SOLE 17200 0 0 SCANA CORP NEW COM 80589M102 2318 61505 SH SOLE 61505 0 0 SCHWAB CHARLES CORP NEW COM 808513105 779 41410 SH SOLE 40210 0 1200 SCHWAB CHARLES CORP NEW COM 808513105 58 3100 SH DEFINED 3100 0 0 SPECTRA ENERGY CORP 847560109 1110 54146 SH SOLE 54146 0 0 SYMANTEC CORP COM 871503108 624 34890 SH SOLE 34890 0 0 SYNOVUS FINL CORP COM 87161C105 88 43000 SH SOLE 43000 0 0 TARGET CORP COM 87612E106 1707 35300 SH SOLE 34600 0 700 TARGET CORP COM 87612E106 64 1325 SH DEFINED 1325 0 0 TEVA PHARMACEUTICAL INDS ADR 881624209 831 14785 SH SOLE 14785 0 0 THERMO FISHER SCIENTIFIC CORP COM 883556102 583 12225 SH SOLE 12225 0 0 3M CO COM 88579Y101 964 11663 SH SOLE 11663 0 0 TOTAL SYSTEM SERVICES INC 891906109 319 18500 SH SOLE 18500 0 0 UNION PACIFIC CORP 907818108 720 11275 SH SOLE 10975 0 300 UNION PACIFIC CORP 907818108 13 200 SH DEFINED 200 0 0 UNITED PARCEL SERVICE 911312106 373 6500 SH SOLE 6500 0 0 VERIZON COMMUNICATIONS INC 92343V104 689 20798 SH SOLE 20798 0 0 WAL-MART STORES INC COM 931142103 419 7845 SH SOLE 7845 0 0 WALGREEN CO COM 931422109 778 21175 SH SOLE 21175 0 0
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- WELLS FARGO & CO NEW COM 949746101 814 30161 SH SOLE 30082 0 79 WESTERN DIGITAL CORP 958102105 1010 22883 SH SOLE 22883 0 0 GRAND TOTALS 104903 2800211 2773057 4500 22654
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