-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WOU/Qac9PGG3tpflYSjsZQoW8Ytg0uqYm3thIPoIXJkIP9R7OeTTXRgbm7lhYFDg QM/NOevkHfuI1sfgu8J4fw== 0001193125-09-079442.txt : 20090415 0001193125-09-079442.hdr.sgml : 20090415 20090415132403 ACCESSION NUMBER: 0001193125-09-079442 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090331 FILED AS OF DATE: 20090415 DATE AS OF CHANGE: 20090415 EFFECTIVENESS DATE: 20090415 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST CITIZENS BANCORPORATION INC CENTRAL INDEX KEY: 0000708848 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 570738665 STATE OF INCORPORATION: SC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12553 FILM NUMBER: 09750459 BUSINESS ADDRESS: STREET 1: P O BOX 29 STREET 2: 1225 LADY STREET CITY: COLUMBIA STATE: SC ZIP: 29202 BUSINESS PHONE: 803-253-6028 MAIL ADDRESS: STREET 1: ACCOUNTING DEPT STREET 2: 1314 PARK ST PO BOX 29 CITY: COLUMBIA STATE: SC ZIP: 29201 FORMER COMPANY: FORMER CONFORMED NAME: FIRST CITIZENS BANCORPORATION OF SOUTH CAROLINA INC DATE OF NAME CHANGE: 19920703 13F-HR 1 d13fhr.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2009. Check here if Amendment [_]; Amendment Number: ------ This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manger Filing this Report: Name: First Citizens Bank and Trust Company, Inc. Address: 1230 Main Street Columbia, SC 29201 Form 13F File Number: 28- ----------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that al required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: George Durban Title: Director of Trust Services Phone: 803-931-8589 Signature, Place, and Date of Signing: /s/ George Durban Columbia, South Carolina March 31, 2009 - ------------------------------ ------------------------ -------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: None Form 13F Information Table Entry Total: Form 13F Information Table Value Total: (thousands) List of Other Included Managers: None Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. None FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- INGERSOLL RAND CO CLASS A G4776G101 320 23170 SH SOLE 22770 0 400 WEATHERFORD INTERNATIONAL LTREG H27013103 228 20635 SH SOLE 18750 0 1885 WEATHERFORD INTERNATIONAL LTREG H27013103 11 950 SH DEFINED 950 0 0 TRANSOCEAN LTD ZUG NAMEN AKT H8817H100 1039 17659 SH SOLE 17122 0 537 TRANSOCEAN LTD ZUG NAMEN AKT H8817H100 12 200 SH DEFINED 200 0 0 AFLAC INC COM 001055102 641 33104 SH SOLE 31654 0 1450 AES CORPORATION 00130H105 314 54060 SH SOLE 52960 0 1100 AT&T INC COM 00206R102 986 39109 SH SOLE 38309 0 800 AT&T INC COM 00206R102 48 1900 SH DEFINED 1900 0 0 ABBOTT LABS COM 002824100 1948 40839 SH SOLE 40053 0 786 ABBOTT LABS COM 002824100 36 750 SH DEFINED 750 0 0 ALTRIA GROUP INC COM 02209S103 178 11125 SH SOLE 10390 300 435 AMERICAN ELEC PWR INC COM 025537101 434 17175 SH SOLE 16875 0 300 APPLE INC COM 037833100 1233 11726 SH SOLE 11580 0 146 ARCHER DANIELS MIDLAND CO 039483102 609 21940 SH SOLE 21110 0 830 ARROW ELECTRONICS INC 042735100 511 26800 SH SOLE 26300 0 500 BB&T CORP COM 054937107 466 27533 SH SOLE 27533 0 0 BP PLC SPONSORED ADR 055622104 214 5336 SH SOLE 4668 300 368 BAKER HUGHES INC COM 057224107 223 7799 SH SOLE 7639 0 160 BANK OF AMERICA CORP COM 060505104 497 72886 SH SOLE 70186 0 2700 BANK OF AMERICA CORP COM 060505104 78 11400 SH DEFINED 11400 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 630 28763 SH SOLE 28363 0 400 CNA FINANCIAL CORP 126117100 213 23215 SH SOLE 22665 0 550 CNOOC LTD SPONSORED ADR 126132109 573 5700 SH SOLE 5600 0 100 CATERPILLAR INC DEL COM 149123101 222 7925 SH SOLE 7925 0 0 CHARMING SHOPPES INC 161133103 17 12000 SH SOLE 12000 0 0 CHESAPEAKE ENERGY CORP 165167107 828 48575 SH SOLE 47375 0 1200 CHESAPEAKE ENERGY CORP 165167107 41 2400 SH DEFINED 2400 0 0 CHEVRON CORP COM 166764100 1267 18840 SH SOLE 18295 300 245
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- CHUBB CORP COM 171232101 506 11955 SH SOLE 11755 0 200 CISCO SYS INC COM 17275R102 1692 100874 SH SOLE 98587 0 2287 COCA COLA CO COM 191216100 1686 38362 SH SOLE 37912 300 150 COLGATE PALMOLIVE CO COM 194162103 1215 20600 SH SOLE 20600 0 0 DEERE & CO COM 244199105 412 12540 SH SOLE 12540 0 0 DIRECTTV GROUP INC COM 25459L106 776 34075 SH SOLE 32400 0 1675 DIRECTTV GROUP INC COM 25459L106 23 1000 SH DEFINED 1000 0 0 WALT DISNEY CO 254687106 471 25945 SH SOLE 25445 0 500 DUKE ENERGY HLDG CORP 26441C105 2046 142878 SH SOLE 140878 600 1400 DUKE ENERGY HLDG CORP 26441C105 14 1000 SH DEFINED 1000 0 0 E M C CORP MASS COM 268648102 449 39350 SH SOLE 38150 0 1200 E M C CORP MASS COM 268648102 52 4600 SH DEFINED 4600 0 0 ECOLAB INC COM 278865100 386 11111 SH SOLE 11000 0 111 EMERSON ELEC CO COM 291011104 458 16035 SH SOLE 16035 0 0 EXPRESS SCRIPTS INC COM 302182100 1634 35406 SH SOLE 34622 0 784 EXXON MOBIL CORP COM 30231G102 3622 53193 SH SOLE 52743 300 150 EXXON MOBIL CORP COM 30231G102 41 600 SH DEFINED 600 0 0 FPL GROUP INC COM 302571104 717 14135 SH SOLE 13635 0 500 FPL GROUP INC COM 302571104 19 375 SH DEFINED 375 0 0 FEDEX CORP COM 31428X106 405 9111 SH SOLE 8961 0 150 FLUOR CORP NEW COM 343412102 328 9500 SH SOLE 9150 0 350 FLUOR CORP NEW COM 343412102 28 800 SH DEFINED 800 0 0 ARTHUR J GALLAGHER 363576109 388 22835 SH SOLE 22435 0 400 GENERAL DYNAMICS CORP COM 369550108 391 9406 SH SOLE 9256 0 150 GENERAL ELEC CO COM 369604103 1162 114894 SH SOLE 111794 600 2500 GENERAL ELEC CO COM 369604103 30 3000 SH DEFINED 3000 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 392 12615 SH SOLE 12117 300 198 HALLIBURTON CO COM 406216101 282 18225 SH SOLE 17670 0 555 ITT EDL SVCS INC COM 45068B109 676 5565 SH SOLE 5490 0 75 INTEL CORP COM 458140100 1691 112490 SH SOLE 109615 0 2875 INTERNATIONAL BUSINESS MACHS COM 459200101 2164 22340 SH SOLE 21932 0 408 ETF ISHARES TRUST BETTER I SHARES EFAE TRST 464287465 418 11108 SH SOLE 11108 0 0 I SHARES TRUST KLD 400 464288570 214 7200 SH SOLE 7200 0 0
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- JP MORGAN CHASE & CO INC 46625H100 426 16034 SH SOLE 16034 0 0 JOHNSON & JOHNSON COM 478160104 1359 25839 SH SOLE 25139 600 100 JOHNSON & JOHNSON COM 478160104 26 500 SH DEFINED 500 0 0 KIMBERLY CLARK CORP COM 494368103 405 8780 SH SOLE 8780 0 0 L-3 COMMUNICATIONS HLDGS INC COM 502424104 431 6360 SH SOLE 6235 0 125 LABORATORY CORP AMER COM NEW 50540R409 523 8935 SH SOLE 8535 0 400 LABORATORY CORP AMER COM NEW 50540R409 18 300 SH DEFINED 300 0 0 LILLY ELI & CO COM 532457108 449 13442 SH SOLE 13142 0 300 LOWES COS INC COM 548661107 1120 61392 SH SOLE 60092 0 1300 LOWES COS INC COM 548661107 37 2000 SH DEFINED 2000 0 0 MLP & STRATEGY EQUITY FD INC COM 55312N106 227 22222 SH SOLE 22222 0 0 MARATHON OIL CORP COM 565849106 369 14042 SH SOLE 13462 0 580 MCDONALDS CORP COM 580135101 232 4247 SH SOLE 4247 0 0 MICROSOFT CORP COM 594918104 548 29838 SH SOLE 29609 0 229 MONSANTO COMPANY 61166W101 464 5585 SH SOLE 5486 0 99 NATIONAL OILWELL VARCO INC COM 637071101 344 11979 SH SOLE 11729 0 250 NOKIA CORP SPONSORED ADR 654902204 347 29719 SH SOLE 28670 0 1049 NUCOR CORP COM 670346105 1063 27858 SH SOLE 27508 0 350 NUCOR CORP COM 670346105 51 1325 SH DEFINED 1325 0 0 ORACLE CORP COM 68389X105 1103 61095 SH SOLE 59895 0 1200 ORACLE CORP COM 68389X105 51 2800 SH DEFINED 2800 0 0 PEABODY ENERGY CORP 704549104 745 29770 SH SOLE 28870 0 900 PEABODY ENERGY CORP 704549104 38 1500 SH DEFINED 1500 0 0 PEPSICO INC COM 713448108 1068 20750 SH SOLE 19897 300 553 PEPSICO INC COM 713448108 26 500 SH DEFINED 500 0 0 PFIZER INC COM 717081103 689 50556 SH SOLE 49956 0 600 PHILIP MORRIS INTL 718172109 523 14700 SH SOLE 14275 200 225 PROCTER & GAMBLE CO COM 742718109 2334 49569 SH SOLE 48933 300 336 PROGRESS ENERGY INC 743263105 806 22245 SH SOLE 22245 0 0 PUB SVC ENTERPRISE GRP 744573106 505 17140 SH SOLE 16840 0 300 RAYTHEON CO COM NEW 755111507 879 22570 SH SOLE 22050 0 520 RAYTHEON CO COM NEW 755111507 14 350 SH DEFINED 350 0 0 SANOFI-AVENTIS SPONSORED ADR 80105N105 395 14154 SH SOLE 13820 0 334
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- SCANA CORP NEW COM 80589M102 1901 61550 SH SOLE 61550 0 0 SCANA CORP NEW COM 80589M102 16 505 SH DEFINED 505 0 0 SMITH INTL INC COM 832110100 271 12640 SH SOLE 12640 0 0 SONOCO PRODS CO COM 835495102 513 24453 SH SOLE 24053 0 400 SPECTRA ENERGY CORP 847560109 771 54538 SH SOLE 54538 0 0 SYMANTEC CORP COM 871503108 439 29415 SH SOLE 28915 0 500 SYNOVUS FINL CORP COM 87161C105 140 43000 SH SOLE 43000 0 0 TARGET CORP COM 87612E106 1188 34558 SH SOLE 33524 0 1034 TARGET CORP COM 87612E106 21 600 SH DEFINED 600 0 0 TEVA PHARMACEUTICAL INDS ADR 881624209 575 12770 SH SOLE 12465 0 305 THERMO FISHER SCIENTIFIC CORP COM 883556102 1113 31211 SH SOLE 30225 0 986 3M CO COM 88579Y101 526 10588 SH SOLE 10588 0 0 TOTAL SYSTEM SERVICES INC 891906109 262 19000 SH SOLE 19000 0 0 TRAVELERS COS INC COM 89417E109 496 12205 SH SOLE 11955 0 250 UNION PACIFIC CORP 907818108 690 16790 SH SOLE 16240 0 550 UNITED PARCEL SERVICE 911312106 320 6500 SH SOLE 6500 0 0 VERIZON COMMUNICATIONS INC 92343V104 597 19781 SH SOLE 19481 0 300 WALGREEN CO COM 931422109 451 17390 SH SOLE 16990 0 400 WESTERN DIGITAL CORP 958102105 518 26773 SH SOLE 26273 0 500 GRAND TOTALS 67028 2549000 2498115 4400 46485
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