-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PDpa1xP3phPAnGMxQyI/3PL9mAZ16XHDrugPllSjXW1trRGQ4Ax7b8dsdispG+CH 48jAft3C1XBb5M4jEsrwgQ== 0001193125-09-001562.txt : 20090106 0001193125-09-001562.hdr.sgml : 20090106 20090106113953 ACCESSION NUMBER: 0001193125-09-001562 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081231 FILED AS OF DATE: 20090106 DATE AS OF CHANGE: 20090106 EFFECTIVENESS DATE: 20090106 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST CITIZENS BANCORPORATION INC CENTRAL INDEX KEY: 0000708848 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 570738665 STATE OF INCORPORATION: SC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12553 FILM NUMBER: 09508842 BUSINESS ADDRESS: STREET 1: P O BOX 29 STREET 2: 1225 LADY STREET CITY: COLUMBIA STATE: SC ZIP: 29202 BUSINESS PHONE: 803-253-6028 MAIL ADDRESS: STREET 1: ACCOUNTING DEPT STREET 2: 1314 PARK ST PO BOX 29 CITY: COLUMBIA STATE: SC ZIP: 29201 FORMER COMPANY: FORMER CONFORMED NAME: FIRST CITIZENS BANCORPORATION OF SOUTH CAROLINA INC DATE OF NAME CHANGE: 19920703 13F-HR 1 d13fhr.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2008 Check here if Amendment [_]; Amendment Number: _____ This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: First Citizens Bank and Trust Company, Inc. Address: 1230 Main Street Columbia, SC 29201 Form 13F File Number: 28- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: George Durban Title: Director of Trust Services Phone: 803-931-8589 Signature, Place, and Date of Signing: Columbia, /s/ George Durban South Carolina June 30th, 2008 - ----------------- --------------- --------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: None Form 13F Information Table Entry Total: Form 13F Information Table Value Total: (thousands) List of Other Included Managers: None Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. None
FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- INGERSOLL RAND CO CLASS A G4776G101 350 20205 SH SOLE 19805 0 400 NOBLE CORPORATION SHS G65422100 275 12470 SH SOLE 12220 0 250 WEATHERFORD INTL LTD BERMUDA G95089101 149 13745 SH SOLE 13040 0 705 WEATHERFORD INTL LTD BERMUDA G95089101 10 950 SH DEFINED 950 0 0 AFLAC INC COM 001055102 1260 27493 SH SOLE 26816 0 677 AES CORPORATION 00130H105 385 46695 SH SOLE 45595 0 1100 AT&T INC COM 00206R102 515 18071 SH SOLE 18071 0 0 ABBOTT LABS COM 002824100 2216 41535 SH SOLE 40655 0 880 ALTRIA GROUP INC COM 02209S103 174 11575 SH SOLE 10700 300 575 AMERICAN ELEC PWR INC COM 025537101 528 15870 SH SOLE 15570 0 300 APPLE INC COM 037833100 969 11358 SH SOLE 11171 0 187 ARCHER DANIELS MIDLAND CO 039483102 623 21605 SH SOLE 20600 0 1005 ARROW ELECTRONICS INC 042735100 457 24260 SH SOLE 23760 0 500 BB&T CORP COM 054937107 817 29768 SH SOLE 29768 0 0 BP PLC SPONSORED ADR 055622104 249 5336 SH SOLE 4668 300 368 BAKER HUGHES INC COM 057224107 250 7799 SH SOLE 7639 0 160 BANK OF AMERICA CORP COM 060505104 867 61608 SH SOLE 60908 0 700 BOEING CO COM 097023105 213 5000 SH SOLE 5000 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 567 24378 SH SOLE 23978 0 400 CNA FINANCIAL CORP 126117100 290 17665 SH SOLE 17115 0 550 CNOOC LTD SPONSORED ADR 126132109 496 5205 SH SOLE 5105 0 100 CATERPILLAR INC DEL COM 149123101 383 8571 SH SOLE 8571 0 0 CHARMING SHOPPES INC 161133103 29 12000 SH SOLE 12000 0 0 CHESAPEAKE ENERGY CORP 165167107 660 40850 SH SOLE 40100 0 750 CHEVRON CORP COM 166764100 1346 18199 SH SOLE 17689 300 210 CHUBB CORP COM 171232101 594 11655 SH SOLE 11455 0 200 CISCO SYS INC COM 17275R102 1643 100874 SH SOLE 98797 0 2077 COCA COLA CO COM 191216100 1735 38322 SH SOLE 37772 300 250 COLGATE PALMOLIVE CO COM 194162103 1652 24100 SH SOLE 24100 0 0
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FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- DEERE & CO COM 244199105 874 22820 SH SOLE 22570 0 250 DIRECTTV GROUP INC COM 25459L106 576 25150 SH SOLE 23975 0 1175 WALT DISNEY CO 254687106 497 21912 SH SOLE 21412 0 500 DUPONT EI DE NEMOURS & CO 263534109 220 8704 SH SOLE 8359 0 345 DUKE ENERGY HLDG CORP 26441C105 2055 136878 SH SOLE 135078 600 1200 E M C CORP MASS COM 268648102 306 29225 SH SOLE 28825 0 400 E M C CORP MASS COM 268648102 12 1100 SH DEFINED 1100 0 0 ENSCO INTERNATIONAL INC 26874Q100 259 9130 SH SOLE 8930 0 200 ECOLAB INC COM 278865100 390 11109 SH SOLE 11000 0 109 EMERSON ELEC CO COM 291011104 576 15740 SH SOLE 15740 0 0 EXPRESS SCRIPTS INC COM 302182100 1995 36297 SH SOLE 35697 0 600 EXXON MOBIL CORP COM 30231G102 4524 56673 SH SOLE 56223 300 150 FPL GROUP INC COM 302571104 710 14100 SH SOLE 13600 0 500 FEDEX CORP COM 31428X106 526 8196 SH SOLE 8046 0 150 ARTHUR J GALLAGHER 363576109 572 22095 SH SOLE 21695 0 400 GENERAL DYNAMICS CORP COM 369550108 518 8996 SH SOLE 8746 100 150 GENERAL ELEC CO COM 369604103 1729 106823 SH SOLE 104973 600 1250 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 470 12615 SH SOLE 12117 300 198 HALLIBURTON CO COM 406216101 245 13482 SH SOLE 12582 0 900 ITT EDL SVCS INC COM 45068B109 577 6075 SH SOLE 5950 0 125 INTEL CORP COM 458140100 1505 102633 SH SOLE 99890 0 2743 INTERNATIONAL BUSINESS MACHS COM 459200101 1931 22950 SH SOLE 22625 0 325 ETF ISHARES TRUST BETTER I SHARES EFAE TRST 464287465 262 5833 SH SOLE 5833 0 0 JP MORGAN CHASE & CO INC 46625H100 541 17148 SH SOLE 17148 0 0 JOHNSON & JOHNSON COM 478160104 1581 26430 SH SOLE 25630 600 200 KIMBERLY CLARK CORP COM 494368103 463 8780 SH SOLE 8780 0 0 L-3 COMMUNICATIONS HLDGS INCCOM 502424104 437 5920 SH SOLE 5795 0 125 LABORATORY CORP AMER COM NEW 50540R409 575 8925 SH SOLE 8725 0 200 LABORATORY CORP AMER COM NEW 50540R409 19 300 SH DEFINED 300 0 0 LILLY ELI & CO COM 532457108 471 11702 SH SOLE 11402 0 300 LOWES COS INC COM 548661107 1319 61286 SH SOLE 60186 0 1100 MARATHON OIL CORP COM 565849106 331 12112 SH SOLE 11532 0 580 MCDONALDS CORP COM 580135101 264 4247 SH SOLE 4247 0 0
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FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- MICROSOFT CORP COM 594918104 1368 70412 SH SOLE 69388 0 1024 MONSANTO COMPANY 61166W101 367 5224 SH SOLE 5075 0 149 NATIONAL OILWELL VARCO INC COM 637071101 268 10964 SH SOLE 10714 0 250 NOKIA CORP SPONSORED ADR 654902204 359 23044 SH SOLE 21995 0 1049 NUCOR CORP COM 670346105 512 11088 SH SOLE 11088 0 0 ORACLE CORP COM 68389X105 544 30720 SH SOLE 30020 0 700 PEABODY ENERGY CORP 704549104 558 24545 SH SOLE 24145 0 400 PEPSICO INC COM 713448108 1167 21311 SH SOLE 20510 300 501 PFIZER INC COM 717081103 829 46861 SH SOLE 45961 300 600 PHILIP MORRIS INTL 718172109 689 15830 SH SOLE 15430 200 200 PROCTER & GAMBLE CO COM 742718109 3072 49700 SH SOLE 49067 300 333 PROGRESS ENERGY INC 743263105 1014 25445 SH SOLE 25445 0 0 PUB SVC ENTERPRISE GRP 744573106 437 14995 SH SOLE 14695 0 300 RAYTHEON CO COM NEW 755111507 1217 23849 SH SOLE 23381 0 468 RAYTHEON CO COM NEW 755111507 20 400 SH DEFINED 400 0 0 SCANA CORP NEW COM 80589M102 2203 61910 SH SOLE 61910 0 0 SCANA CORP NEW COM 80589M102 18 505 SH DEFINED 505 0 0 SONOCO PRODS CO COM 835495102 604 26103 SH SOLE 25703 0 400 SPECTRA ENERGY CORP 847560109 843 53538 SH SOLE 53538 0 0 SUNTRUST BKS INC COM 867914103 233 7898 SH SOLE 7898 0 0 SYMANTEC CORP COM 871503108 317 23455 SH SOLE 22765 0 690 SYNOVUS FINL CORP COM 87161C105 357 43000 SH SOLE 43000 0 0 TARGET CORP COM 87612E106 900 26077 SH SOLE 25455 0 622 TEREX CORP NEW 880779103 254 14695 SH SOLE 14145 0 550 TEVA PHARMACEUTICAL INDS ADR 881624209 514 12077 SH SOLE 11615 0 462 TEXTRON INC COM 883203101 239 17200 SH SOLE 16900 0 300 THERMO FISHER SCIENTIFIC CORP COM 883556102 1326 38931 SH SOLE 37950 0 981 TOTAL SYSTEM SERVICES INC 891906109 266 19000 SH SOLE 19000 0 0 TRAVELERS COS INC COM 89417E109 538 11901 SH SOLE 11651 0 250 UNION PACIFIC CORP 907818108 794 16620 SH SOLE 16320 0 300 UNITED PARCEL SERVICE 911312106 358 6500 SH SOLE 6500 0 0 VERIZON COMMUNICATIONS INC 92343V104 627 18508 SH SOLE 18208 0 300 WACHOVIA CORP COM 929903102 180 32575 SH SOLE 32175 0 400
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FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- WALGREEN CO COM 931422109 394 15990 SH SOLE 15590 0 400 WESTERN DIGITAL CORP 958102105 247 21575 SH SOLE 21075 0 500 GRAND TOTALS 70665 2374994 2331546 4800 38648
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